Purchases and Sales Made in Q3 2022 in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX)
This table provides information about the institutional ownership of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) during Q3 2022. The information is specifically focused on institutions that hold shares of Nuveen S&P 500 Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
107K+ 32.74% |
$1.6M - $1.79M
|
432K
$7.77M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
20.7K+ 4.04% |
$311K - $348K
|
533K
$9.59M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.53K+ 38.15% |
$143K - $160K
|
34.5K
$621K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
9.51K+ 3.19% |
$143K - $160K
|
308K
$5.54M
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
8.75K+ 56.18% |
$131K - $147K
|
24.3K
$438K
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
8.31K+ 3.72% |
$125K - $139K
|
231K
$4.16M
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
7K+ 5.89% |
$105K - $117K
|
126K
$2.26M
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
5.96K+ 29.31% |
$89.5K - $100K
|
26.3K
$473K
|
|
|
Nov 09, 2022
Q3 2022
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
5.43K+ 5.04% |
$81.5K - $91.1K
|
113K
$2.03M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.05K+ 21.48% |
$45.8K - $51.2K
|
17.3K
$311K
|
|
|
Nov 16, 2022
Q3 2022
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
BUY
|
- |
1.69KNew |
$25.3K - $28.3K
|
1.69K
$30.3K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.39K+ 2.48% |
$20.9K - $23.4K
|
57.6K
$1.04M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
472+ 0.62% |
$7.08K - $7.92K
|
77.1K
$1.39M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
467+ 1.56% |
$7.01K - $7.84K
|
30.4K
$547K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
45+ 0.08% |
$675 - $755
|
54.4K
$978K
|
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
6+ 0.02% |
$90.1 - $101
|
31.6K
$568K
|
|
|
Nov 14, 2022
Q3 2022
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 18, 2022
Q3 2022
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-229- 0.47% |
$3.44K - $3.84K
|
48.8K
$878K
|
|
|
Nov 03, 2022
Q3 2022
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-353- 1.78% |
$5.3K - $5.92K
|
19.5K
$351K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-663- 0.21% |
$9.95K - $11.1K
|
323K
$5.8M
|
|
|
Oct 11, 2022
Q3 2022
|
Davenport & CO LLC
|
SELL
|
- |
-710- 1.16% |
$10.7K - $11.9K
|
60.6K
$1.09M
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-850- 83.17% |
$12.8K - $14.3K
|
172
$3.09K
|
|
|
Nov 14, 2022
Q3 2022
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-893- 5.33% |
$13.4K - $15K
|
15.9K
$285K
|
|
|
Nov 01, 2022
Q3 2022
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-1.45K- 0.48% |
$21.8K - $24.3K
|
300K
$5.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.47K- 7.03% |
$22.1K - $24.7K
|
19.5K
$350K
|
|
|
Oct 17, 2022
Q3 2022
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-1.48K- 6.0% |
$22.2K - $24.8K
|
23.2K
$417K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.88K- 11.49% |
$28.2K - $31.5K
|
14.5K
$261K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.93K- 2.92% |
$29K - $32.4K
|
64.1K
$1.15M
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-2.3K- 1.22% |
$34.6K - $38.6K
|
187K
$3.37M
|
|
|
Dec 13, 2022
Q3 2022
|
Houlihan Financial Resource Group, Ltd.
Ashburn, VA |
SELL
|
- |
-2.57KClosed |
$38.6K - $43.2K
|
0
$0
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.65K- 10.77% |
$54.8K - $61.3K
|
30.3K
$545K
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-4.96K- 32.01% |
$74.5K - $83.3K
|
10.5K
$190K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-13.6K- 4.7% |
$205K - $229K
|
277K
$4.98M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-14.4K- 8.44% |
$216K - $242K
|
156K
$2.81M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-14.5K- 58.9% |
$218K - $244K
|
10.2K
$183K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-90.8K- 71.06% |
$1.36M - $1.52M
|
37K
$665K
|