Purchases and Sales Made in Q4 2021 in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX)
This table provides information about the institutional ownership of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) during Q4 2021. The information is specifically focused on institutions that hold shares of Nuveen S&P 500 Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
77K+ 29.48% |
$1.31M - $1.43M
|
338K
$5.82M
|
|
|
Jan 28, 2022
Q4 2021
|
Shulman De Meo Asset Management LLC
|
BUY
|
- |
52.6KNew |
$893K - $979K
|
52.6K
$906K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
32.5K+ 142.71% |
$552K - $604K
|
55.2K
$951K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
32.3K+ 11.95% |
$548K - $600K
|
302K
$5.2M
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
24.3K+ 73.32% |
$413K - $452K
|
57.5K
$989K
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
21.1K+ 9.52% |
$358K - $392K
|
243K
$4.17M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
14.5K+ 13.51% |
$247K - $270K
|
122K
$2.1M
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
9.14K+ 63.52% |
$155K - $170K
|
23.5K
$405K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
7.93K+ 27.05% |
$135K - $147K
|
37.2K
$641K
|
|
|
Jan 18, 2022
Q4 2021
|
Howard Wealth Management, LLC
Madison, CT |
BUY
|
- |
5.12K+ 1.72% |
$86.9K - $95.2K
|
304K
$5.22M
|
|
|
Feb 14, 2022
Q4 2021
|
Western Wealth Management, LLC
|
BUY
|
- |
5.01K+ 44.58% |
$85.1K - $93.3K
|
16.3K
$280K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.17K+ 6.27% |
$70.8K - $77.5K
|
70.6K
$1.22M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.72K+ 3.4% |
$63.2K - $69.3K
|
113K
$1.95M
|
|
|
Feb 07, 2022
Q4 2021
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
2.85K+ 3.87% |
$48.4K - $53K
|
76.4K
$1.31M
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
2.28KNew |
$38.7K - $42.4K
|
2.28K
$39.3K
|
|
|
Jun 02, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
2.28K+ 12.68% |
$38.6K - $42.3K
|
20.2K
$348K
|
|
|
Feb 14, 2022
Q4 2021
|
Tilia Fiduciary Partners, Inc.
|
BUY
|
- |
2.25KNew |
$38.2K - $41.9K
|
2.25K
$38.7K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.33K+ 0.5% |
$22.6K - $24.7K
|
266K
$4.57M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.14K+ 8.17% |
$19.4K - $21.2K
|
15.1K
$260K
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
805New |
$13.7K - $15K
|
805
$13.9K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-202- 1.38% |
$3.43K - $3.76K
|
14.5K
$249K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-220- 1.65% |
$3.74K - $4.09K
|
13.1K
$226K
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-317Closed |
$5.38K - $5.9K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-386- 0.53% |
$6.55K - $7.18K
|
72K
$1.24M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-778- 2.5% |
$13.2K - $14.5K
|
30.3K
$522K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-903Closed |
$15.3K - $16.8K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
SELL
|
- |
-1.28K- 2.04% |
$21.6K - $23.7K
|
61.3K
$1.05M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.16K- 3.55% |
$36.6K - $40.1K
|
58.6K
$1.01M
|
|
|
Feb 03, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-2.19K- 10.85% |
$37.1K - $40.6K
|
17.9K
$309K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-2.6K- 11.34% |
$44.2K - $48.4K
|
20.3K
$350K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-5.72K- 17.12% |
$97.1K - $106K
|
27.7K
$477K
|
|
|
Jan 28, 2022
Q4 2021
|
Ota Financial Group L.P.
|
SELL
|
- |
-11.8KClosed |
$200K - $219K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-16.9K- 30.9% |
$287K - $315K
|
37.8K
$651K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-37.1K- 7.78% |
$629K - $689K
|
439K
$7.56M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-38K- 10.73% |
$644K - $706K
|
316K
$5.44M
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-59.6K- 80.2% |
$1.01M - $1.11M
|
14.7K
$253K
|