Purchases and Sales Made in Q3 2021 in Sorrento Therapeutics, Inc. (SRNE)
This table provides information about the institutional ownership of Sorrento Therapeutics, Inc. (SRNE) during Q3 2021. The information is specifically focused on institutions that hold shares of Sorrento Therapeutics, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.94MNew |
$21.7M - $32.3M
|
2.94M
$969K
|
|
|
Nov 15, 2021
Q3 2021
|
State Street Corp
Boston, MA |
BUY
|
- |
2.05M+ 20.08% |
$15.2M - $22.6M
|
12.3M
$4.05M
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
1.75M+ 9.15% |
$13M - $19.2M
|
20.9M
$6.89M
|
|
|
Nov 12, 2021
Q3 2021
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
1.38M+ 9.74% |
$10.2M - $15.1M
|
15.5M
$5.12M
|
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
1.14M+ 63.11% |
$8.47M - $12.6M
|
2.95M
$974K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
861KNew |
$6.38M - $9.47M
|
861K
$284K
|
|
|
Nov 14, 2022
Q3 2021
|
Norges Bank
Oslo, Q8 |
BUY
|
- |
713KNew |
$5.28M - $7.83M
|
713K
$235K
|
|
|
Nov 12, 2021
Q3 2021
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
653K+ 14.83% |
$4.84M - $7.18M
|
5.06M
$1.67M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
598KNew |
$4.43M - $6.57M
|
598K
$197K
|
|
|
Nov 15, 2021
Q3 2021
|
Sabby Management, LLC
Upper Saddle River, NJ |
BUY
|
- |
500K+ 41.75% |
$3.71M - $5.5M
|
1.7M
$560K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
351KNew |
$2.6M - $3.86M
|
351K
$116K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
324K+ 208.22% |
$2.4M - $3.56M
|
480K
$158K
|
|
|
Nov 16, 2021
Q3 2021
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
302K+ 17.46% |
$2.24M - $3.32M
|
2.03M
$671K
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
214K+ 311.68% |
$1.59M - $2.35M
|
283K
$93.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
174K+ 259.71% |
$1.29M - $1.91M
|
241K
$79.4K
|
|
|
Oct 27, 2021
Q3 2021
|
State Of New Jersey Common Pension Fund D
|
BUY
|
- |
162K+ 103.05% |
$1.2M - $1.78M
|
319K
$105K
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
155K+ 211.45% |
$1.15M - $1.7M
|
228K
$75.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
154K+ 24.39% |
$1.14M - $1.7M
|
787K
$260K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
149K+ 14.73% |
$1.11M - $1.64M
|
1.16M
$384K
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
128KNew |
$951K - $1.41M
|
128K
$42.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
BUY
|
- |
100KNew |
$741K - $1.1M
|
100K
$33K
|
|
|
Nov 10, 2021
Q3 2021
|
Rafferty Asset Management, LLC
New York, NY |
BUY
|
- |
99.4K+ 33.79% |
$736K - $1.09M
|
393K
$130K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
98.9K+ 11.97% |
$733K - $1.09M
|
925K
$305K
|
|
|
Nov 01, 2021
Q3 2021
|
Sg Americas Securities, LLC
|
BUY
|
- |
97.2K+ 766.74% |
$720K - $1.07M
|
110K
$36.3K
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
93.7K+ 221.45% |
$694K - $1.03M
|
136K
$44.9K
|
|
|
Nov 10, 2021
Q3 2021
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
93.4K+ 28.67% |
$692K - $1.03M
|
419K
$138K
|
|
|
Jun 21, 2023
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
BUY
|
- |
88.2KNew |
$653K - $969K
|
88.2K
$29.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
77.5K+ 1069.04% |
$574K - $852K
|
84.7K
$28K
|
|
|
Jun 21, 2023
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
72.9KNew |
$540K - $801K
|
72.9K
$24.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
62K+ 2.17% |
$459K - $681K
|
2.92M
$963K
|
|
|
Oct 27, 2021
Q3 2021
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
43.2KNew |
$320K - $475K
|
43.2K
$14.3K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
39.3K+ 34.95% |
$291K - $432K
|
152K
$50.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
35.4KNew |
$262K - $389K
|
35.4K
$11.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Axa S.A.
Paris, I0 |
BUY
|
- |
29.8KNew |
$221K - $328K
|
29.8K
$9.83K
|
|
|
Oct 22, 2021
Q3 2021
|
Strs Ohio
|
BUY
|
- |
28.9K+ 614.89% |
$214K - $318K
|
33.6K
$11.1K
|
|
|
Oct 13, 2021
Q3 2021
|
Gfg Capital, LLC
|
BUY
|
- |
26.8KNew |
$199K - $295K
|
26.8K
$8.84K
|
|
|
Nov 12, 2021
Q3 2021
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
26.5KNew |
$196K - $291K
|
26.5K
$8.74K
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
25.8KNew |
$191K - $284K
|
25.8K
$8.53K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
25KNew |
$185K - $275K
|
25K
$8.25K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
24.9K+ 13.09% |
$185K - $274K
|
215K
$71K
|
|
|
Nov 10, 2021
Q3 2021
|
Hap Trading, LLC
New York, NY |
BUY
|
- |
23.5K+ 61.68% |
$174K - $258K
|
61.5K
$20.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
23.1K+ 23.81% |
$171K - $254K
|
120K
$39.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Algert Global LLC
San Francisco, CA |
BUY
|
- |
19.8KNew |
$147K - $218K
|
19.8K
$6.53K
|
|
|
Nov 12, 2021
Q3 2021
|
Pictet Asset Management Sa
Geneva 73, V8 |
BUY
|
- |
19.1KNew |
$141K - $210K
|
19.1K
$6.29K
|
|
|
Nov 01, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
18.2KNew |
$135K - $200K
|
18.2K
$6.01K
|
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
17.9KNew |
$133K - $197K
|
17.9K
$5.91K
|
|
|
Nov 08, 2021
Q3 2021
|
Swiss National Bank
Zurich, V8 |
BUY
|
- |
16.3K+ 2.78% |
$121K - $179K
|
603K
$199K
|
|
|
Oct 27, 2021
Q3 2021
|
Tl Private Wealth
|
BUY
|
- |
16KNew |
$119K - $176K
|
16K
$5.28K
|
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
16KNew |
$118K - $175K
|
16K
$5.27K
|
|
|
Oct 08, 2021
Q3 2021
|
Collective Family Office LLC
|
BUY
|
- |
15.4K+ 53.7% |
$114K - $170K
|
44.2K
$14.6K
|