Purchases and Sales Made in Q3 2021 in Stem, Inc. (STEM)
This table provides information about the institutional ownership of Stem, Inc. (STEM) during Q3 2021. The information is specifically focused on institutions that hold shares of STEM, INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
13.1KNew |
$280K - $486K
|
13.1K
$14.6K
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
13.1KNew |
$280K - $486K
|
13.1K
$14.6K
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
12.1K+ 54.51% |
$258K - $448K
|
34.3K
$38.1K
|
|
Nov 15, 2021
Q3 2021
|
Atom Investors LP
Austin, TX |
BUY
|
- |
11.9KNew |
$254K - $441K
|
11.9K
$13.2K
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
11.2K+ 36.16% |
$238K - $413K
|
42.1K
$46.7K
|
|
Nov 10, 2021
Q3 2021
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
10.8K+ 12.11% |
$230K - $399K
|
99.8K
$111K
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.13K+ 90.3% |
$195K - $338K
|
19.2K
$21.4K
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
8.86KNew |
$189K - $328K
|
8.86K
$9.83K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
8.81K+ 82.32% |
$188K - $326K
|
19.5K
$21.7K
|
|
Nov 12, 2021
Q3 2021
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
8.36K+ 47.26% |
$178K - $309K
|
26K
$28.9K
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
8.1K+ 117.39% |
$173K - $300K
|
15K
$16.7K
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6.32K+ 471.92% |
$135K - $234K
|
7.66K
$8.5K
|
|
Jun 21, 2023
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
5.53K+ 69.73% |
$118K - $205K
|
13.5K
$14.9K
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.85K+ 9.82% |
$103K - $179K
|
54.2K
$60.2K
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
4.73K+ 17.92% |
$101K - $175K
|
31.1K
$34.5K
|
|
Nov 03, 2021
Q3 2021
|
Camden Capital, LLC
|
BUY
|
- |
4.13K+ 27.79% |
$88.2K - $153K
|
19K
$21.1K
|
|
Nov 10, 2021
Q3 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
3.74KNew |
$79.8K - $138K
|
3.74K
$4.15K
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.49K+ 15.81% |
$53.2K - $92.2K
|
18.2K
$20.2K
|
|
Nov 15, 2021
Q3 2021
|
Point72 Hong Kong LTD
Hong Kong, K3 |
BUY
|
- |
2.41KNew |
$51.5K - $89.2K
|
2.41K
$2.68K
|
|
Nov 10, 2021
Q3 2021
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
BUY
|
- |
2.02K+ 97.82% |
$43.1K - $74.7K
|
4.08K
$4.53K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.8K+ 20.88% |
$38.3K - $66.4K
|
10.4K
$11.5K
|
|
Oct 20, 2021
Q3 2021
|
Clear Street Markets LLC
|
BUY
|
- |
1.69K+ 5.52% |
$36.1K - $62.7K
|
32.4K
$36K
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
1.64KNew |
$35K - $60.6K
|
1.64K
$1.82K
|
|
Nov 10, 2021
Q3 2021
|
Prentice Wealth Management LLC
|
BUY
|
- |
1.42KNew |
$30.4K - $52.7K
|
1.42K
$1.58K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.36K+ 129.52% |
$29K - $50.3K
|
2.41K
$2.68K
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
1.14K+ 41.2% |
$24.3K - $42.1K
|
3.9K
$4.33K
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
985+ 6.6% |
$21K - $36.4K
|
15.9K
$17.7K
|
|
Nov 16, 2021
Q3 2021
|
Migdal Insurance & Financial Holdings Ltd.
|
BUY
|
- |
700New |
$14.9K - $25.9K
|
700
$777
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
515New |
$11K - $19.1K
|
515
$572
|
|
Nov 05, 2021
Q3 2021
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
500New |
$10.7K - $18.5K
|
500
$555
|
|
Nov 05, 2021
Q3 2021
|
Sandy Spring Bank
|
BUY
|
- |
447New |
$9.54K - $16.5K
|
447
$496
|
|
Nov 10, 2021
Q3 2021
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
235New |
$5.01K - $8.7K
|
235
$261
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
200+ 42.64% |
$4.27K - $7.4K
|
669
$743
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
191+ 0.82% |
$4.08K - $7.07K
|
23.4K
$26K
|
|
Nov 02, 2021
Q3 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
165New |
$3.52K - $6.11K
|
165
$183
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
165New |
$3.52K - $6.11K
|
165
$183
|
|
Nov 09, 2021
Q3 2021
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
158+ 1.58% |
$3.37K - $5.85K
|
10.2K
$11.3K
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
148+ 1138.46% |
$3.16K - $5.48K
|
161
$179
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
123+ 62.44% |
$2.62K - $4.55K
|
320
$355
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
110New |
$2.35K - $4.07K
|
110
$122
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
100+ 0.94% |
$2.13K - $3.7K
|
10.7K
$11.9K
|
|
Nov 15, 2021
Q3 2021
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
100New |
$2.13K - $3.7K
|
100
$111
|
|
Oct 27, 2021
Q3 2021
|
Westside Investment Management, Inc.
|
BUY
|
- |
100New |
$2.13K - $3.7K
|
100
$111
|
|
Oct 19, 2021
Q3 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
100New |
$2.13K - $3.7K
|
100
$111
|
|
Nov 03, 2021
Q3 2021
|
Spectrum Management Group, LLC
|
BUY
|
- |
100New |
$2.13K - $3.7K
|
100
$111
|
|
Nov 12, 2021
Q3 2021
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
70New |
$1.49K - $2.59K
|
70
$77.7
|
|
Nov 09, 2023
Q3 2021
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
60+ 2.45% |
$1.28K - $2.22K
|
2.51K
$2.78K
|
|
Oct 20, 2021
Q3 2021
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
50+ 33.33% |
$1.07K - $1.85K
|
200
$222
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
50+ 33.33% |
$1.07K - $1.85K
|
200
$222
|
|
Nov 10, 2021
Q3 2021
|
Glassman Wealth Services
|
BUY
|
- |
30New |
$640 - $1.11K
|
30
$33.3
|