Purchases and Sales Made in Q3 2021 in Stem, Inc. (STEM)
This table provides information about the institutional ownership of Stem, Inc. (STEM) during Q3 2021. The information is specifically focused on institutions that hold shares of STEM, INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 29, 2021
Q3 2021
|
Banque Cantonale Vaudoise
|
BUY
|
- |
29New |
$619 - $1.07K
|
29
$32.2
|
|
Nov 12, 2021
Q3 2021
|
Eagle Bay Advisors LLC
New York, NY |
BUY
|
- |
20New |
$427 - $740
|
20
$22.2
|
|
Nov 12, 2021
Q3 2021
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
11+ 11.0% |
$235 - $407
|
111
$123
|
|
Oct 12, 2021
Q3 2021
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
5New |
$107 - $185
|
5
$5.55
|
|
Nov 15, 2021
Q3 2021
|
Aspire Private Capital, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
First Personal Financial Services
|
SELL
|
- |
-38Closed |
$811 - $1.41K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-50Closed |
$1.07K - $1.85K
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
Janus Henderson Group PLC
London, X0 |
SELL
|
- |
-51- -0.0% |
$1.09K - $1.89K
|
1.31M
$1.45M
|
|
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-69Closed |
$1.47K - $2.55K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-100Closed |
$2.13K - $3.7K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-130Closed |
$2.77K - $4.81K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-150Closed |
$3.2K - $5.55K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-179- 47.61% |
$3.82K - $6.62K
|
197
$219
|
|
Oct 19, 2021
Q3 2021
|
Gemmer Asset Management LLC
|
SELL
|
- |
-180Closed |
$3.84K - $6.66K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-250- 94.34% |
$5.34K - $9.25K
|
15
$16.7
|
|
Oct 13, 2021
Q3 2021
|
360 Financial, Inc.
|
SELL
|
- |
-328- 2.02% |
$7K - $12.1K
|
15.9K
$17.6K
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-500Closed |
$10.7K - $18.5K
|
0
$0
|
|
Oct 25, 2021
Q3 2021
|
Exos Asset Management LLC
New York, NY |
SELL
|
- |
-549- 5.24% |
$11.7K - $20.3K
|
9.93K
$11K
|
|
Nov 12, 2021
Q3 2021
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-693- 6.48% |
$14.8K - $25.6K
|
10K
$11.1K
|
|
Oct 28, 2021
Q3 2021
|
Macroview Investment Management LLC
|
SELL
|
- |
-720Closed |
$15.4K - $26.6K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-785- 20.74% |
$16.8K - $29K
|
3K
$3.33K
|
|
Nov 15, 2021
Q3 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-1.2K- 24.33% |
$25.5K - $44.2K
|
3.72K
$4.12K
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-1.43K- 11.9% |
$30.6K - $53.1K
|
10.6K
$11.8K
|
|
Nov 15, 2021
Q3 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-1.57K- 23.71% |
$33.5K - $58.1K
|
5.06K
$5.61K
|
|
Oct 29, 2021
Q3 2021
|
Amalgamated Bank
New York, NY |
SELL
|
- |
-3.08K- 26.01% |
$65.6K - $114K
|
8.75K
$9.71K
|
|
Oct 22, 2021
Q3 2021
|
Strs Ohio
|
SELL
|
- |
-3.4K- 23.45% |
$72.6K - $126K
|
11.1K
$12.3K
|
|
Nov 15, 2021
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-4.41K- 24.67% |
$94.1K - $163K
|
13.5K
$14.9K
|
|
Mar 30, 2023
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-4.41K- 24.67% |
$94.1K - $163K
|
13.5K
$14.9K
|
|
Nov 12, 2021
Q3 2021
|
Sculptor Capital LP
New York, NY |
SELL
|
- |
-5KClosed |
$107K - $185K
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
Charles Schwab Investment Management Inc
San Francisco, CA |
SELL
|
- |
-5.07K- 0.77% |
$108K - $188K
|
651K
$722K
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5.2KClosed |
$111K - $192K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Voya Investment Management LLC
Atlanta, GA |
SELL
|
- |
-5.45K- 22.22% |
$116K - $202K
|
19.1K
$21.2K
|
|
Mar 22, 2023
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-5.55K- 23.77% |
$118K - $205K
|
17.8K
$19.8K
|
|
Nov 15, 2021
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-5.55K- 23.77% |
$118K - $205K
|
17.8K
$19.8K
|
|
May 17, 2024
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-5.55K- 23.77% |
$118K - $205K
|
17.8K
$19.8K
|
|
Nov 12, 2021
Q3 2021
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-5.61K- 30.73% |
$120K - $208K
|
12.7K
$14K
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-5.97KClosed |
$127K - $221K
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-6.09K- 26.71% |
$130K - $225K
|
16.7K
$18.6K
|
|
Nov 08, 2021
Q3 2021
|
Meeder Asset Management Inc
|
SELL
|
- |
-6.12KClosed |
$131K - $226K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-6.43KClosed |
$137K - $238K
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Good Life Advisors, LLC
|
SELL
|
- |
-6.55KClosed |
$140K - $242K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-6.81KClosed |
$145K - $252K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-6.87K- 11.37% |
$146K - $254K
|
53.5K
$59.4K
|
|
Nov 12, 2021
Q3 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-7.23KClosed |
$154K - $267K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-8.1KClosed |
$173K - $300K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-8.56K- 24.4% |
$183K - $317K
|
26.5K
$29.5K
|
|
Nov 12, 2021
Q3 2021
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-9.18KClosed |
$196K - $340K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-9.61K- 28.43% |
$205K - $356K
|
24.2K
$26.9K
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-10KClosed |
$213K - $370K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-10.1K- 25.38% |
$215K - $373K
|
29.6K
$32.9K
|