Latest Institutional Transactions on Firsthand Technology Value Fund, Inc. (SVVC)
This table provides information on the latest institutional transactions involving Firsthand Technology Value Fund, Inc. (SVVC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 16, 2021
Q4 2020
|
Css LLC
Chicago, IL |
SELL
|
- |
-34.8KClosed |
$107K - $178K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
3.29K+ 29.78% |
$10.1K - $16.8K
|
14.3K
$1K
|
|
|
Feb 04, 2021
Q4 2020
|
Us Bancorp \De\
|
SELL
|
- |
-3.21KClosed |
$9.85K - $16.4K
|
0
$0
|
|
|
Jan 29, 2021
Q4 2020
|
Bourgeon Capital Management LLC
|
SELL
|
- |
-6.15KClosed |
$18.9K - $31.4K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-362Closed |
$1.43K - $1.95K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Valley National Advisers Inc
|
SELL
|
- |
-20Closed |
$79 - $108
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Stone X Group Inc.
|
SELL
|
- |
-15KClosed |
$59.2K - $80.9K
|
0
$0
|
|
|
Oct 26, 2020
Q3 2020
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-800Closed |
$3.16K - $4.32K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-55KClosed |
$173K - $243K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Nov 07, 2023
Q1 2020
|
Sutton Wealth Advisors Inc.
Tampa, FL |
SELL
|
- |
-2Closed |
$5.86 - $13.7
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-1.56KClosed |
$8.61K - $11.9K
|
0
$0
|
|
|
Jan 30, 2020
Q4 2019
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
25New |
$138 - $191
|
25
$1.75
|
|
|
Jan 22, 2020
Q4 2019
|
Cordasco Financial Network
|
SELL
|
- |
-3.05KClosed |
$16.8K - $23.3K
|
0
$0
|
|
|
Jan 22, 2020
Q4 2019
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-7Closed |
$38.6 - $53.6
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-14.7KClosed |
$108K - $137K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-28.5KClosed |
$210K - $265K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
12New |
$88.6 - $112
|
12
$0.84
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Ionic Capital Management LLC
New York, NY |
SELL
|
CALL |
-26.7KClosed |
$249K - $352K
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Glassman Wealth Services
|
SELL
|
- |
-35Closed |
$326 - $461
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-502Closed |
$4.67K - $6.62K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-166Closed |
$1.55K - $2.19K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
Advisor Net Financial, Inc
|
SELL
|
- |
-18Closed |
$168 - $237
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-2.66KClosed |
$24.8K - $35.1K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 16, 2019
Q1 2019
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-25.2KClosed |
$283K - $376K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Precept Management LLC
Dallas, TX |
SELL
|
- |
-25KClosed |
$281K - $373K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-68Closed |
$765 - $1.02K
|
0
$0
|
|
|
Apr 08, 2019
Q1 2019
|
Legacy Advisors, LLC
|
BUY
|
- |
309New |
$3.48K - $4.61K
|
309
$21.6
|
|
|
Apr 04, 2019
Q1 2019
|
Sound Income Strategies, LLC
|
SELL
|
- |
-10Closed |
$113 - $149
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 15, 2019
Q4 2018
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-50Closed |
$493 - $875
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-142Closed |
$1.4K - $2.49K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-264Closed |
$2.6K - $4.62K
|
0
$0
|
|
|
Jan 22, 2019
Q4 2018
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-26.7KClosed |
$263K - $467K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Oct 22, 2018
Q3 2018
|
Janiczek Wealth Management, LLC
|
SELL
|
- |
-33Closed |
$421 - $559
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 15, 2018
Q2 2018
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-7.3KClosed |
$76.4K - $112K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-34.8KClosed |
$364K - $535K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-53.9KClosed |
$564K - $828K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 23, 2018
Q1 2018
|
Equitec Proprietary Markets, LLC
|
SELL
|
- |
-9.78KClosed |
$88.9K - $123K
|
0
$0
|
|
|
May 18, 2018
Q1 2018
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-26KClosed |
$236K - $326K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Ford Financial Group, LLC
|
SELL
|
- |
-131Closed |
$1.19K - $1.64K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-211KClosed |
$1.66M - $1.89M
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Whittier Trust CO
|
SELL
|
- |
-403Closed |
$3.18K - $3.61K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 08, 2017
Q3 2017
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
20New |
$147 - $163
|
20
$1.4
|
|