Latest Institutional Transactions on Firsthand Technology Value Fund, Inc. (SVVC)
This table provides information on the latest institutional transactions involving Firsthand Technology Value Fund, Inc. (SVVC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 01, 2024
Q2 2024
|
Game Plan Financial Advisors, LLC
|
SELL
|
- |
-1.25K- 15.15% |
$87.5 - $325
|
7K
$490
|
|
| Q1 2024 | |||||||
|
Aug 06, 2024
Q1 2024
|
Hantz Financial Services, Inc.
|
BUY
|
- |
19New |
$3.99 - $6.46
|
19
$1.33
|
|
| Q3 2023 | |||||||
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-23Closed |
$9.66 - $15.9
|
0
$0
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
86New |
$36.1 - $59.3
|
86
$6.02
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
750+ 46.88% |
$315 - $518
|
2.35K
$165
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
5.91K+ 59.71% |
$2.48K - $4.08K
|
15.8K
$1.11K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.96K+ 1.13% |
$823 - $1.35K
|
175K
$12.2K
|
|
|
Nov 13, 2023
Q3 2023
|
Winmill & Co. Inc
Millbrook, NY |
SELL
|
- |
-900- 90.0% |
$378 - $621
|
100
$7
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
48+ 0.11% |
$20.2 - $33.1
|
42.5K
$2.97K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-932- 89.27% |
$391 - $643
|
112
$7.84
|
|
|
Nov 03, 2023
Q3 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
396New |
$166 - $273
|
396
$27.7
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Endowment Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
398+ 1.91% |
$167 - $275
|
21.2K
$1.49K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-21- 1.04% |
$12.8 - $20.6
|
2K
$140
|
|
|
Aug 14, 2023
Q2 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-7.98K- 32.21% |
$4.87K - $7.82K
|
16.8K
$1.18K
|
|
|
Aug 14, 2023
Q2 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-200- 66.67% |
$122 - $196
|
100
$7
|
|
|
Aug 09, 2023
Q2 2023
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-35- 7.9% |
$21.3 - $34.3
|
408
$28.6
|
|
|
Aug 02, 2023
Q2 2023
|
Shufro Rose & CO LLC
|
SELL
|
- |
-3.71K- 27.05% |
$2.26K - $3.63K
|
10K
$700
|
|
| Q1 2023 | |||||||
|
Oct 12, 2023
Q1 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
196New |
$180 - $225
|
196
$13.7
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-8- 22.22% |
$7.36 - $9.2
|
28
$1.96
|
|
|
May 04, 2023
Q1 2023
|
Nordwand Advisors, LLC
Radnor, PA |
BUY
|
- |
4.81KNew |
$4.43K - $5.53K
|
4.81K
$337
|
|
| Q4 2022 | |||||||
|
May 31, 2023
Q4 2022
|
Kennedy Investment Group
West Depford, NJ |
BUY
|
- |
11KNew |
$9.9K - $15.3K
|
11K
$770
|
|
|
Feb 14, 2023
Q4 2022
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
59.3KNew |
$53.4K - $82.5K
|
59.3K
$4.15K
|
|
|
Feb 14, 2023
Q4 2022
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
CALL |
10.7KNew |
$9.63K - $14.9K
|
10.7K
$749
|
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
75New |
$67.5 - $104
|
75
$5.25
|
|
|
Feb 03, 2023
Q4 2022
|
Larson Financial Group LLC
|
BUY
|
- |
2KNew |
$1.8K - $2.78K
|
2K
$140
|
|
|
Feb 02, 2023
Q4 2022
|
Simplex Trading, LLC
|
BUY
|
- |
100New |
$90 - $139
|
100
$7
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
83New |
$104 - $157
|
83
$5.81
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
25.8KNew |
$32.3K - $48.9K
|
25.8K
$1.81K
|
|
|
Nov 07, 2022
Q3 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
14.2KNew |
$17.7K - $26.8K
|
14.2K
$992
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
40New |
$73.2 - $143
|
40
$2.8
|
|
|
Aug 16, 2022
Q2 2022
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-372Closed |
$681 - $1.33K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Difesa Capital Management, LP
New York, NY |
SELL
|
- |
-10K- 40.0% |
$18.3K - $35.8K
|
15K
$1.05K
|
|
|
Jul 20, 2022
Q2 2022
|
Mc Carthy Asset Management, Inc.
|
SELL
|
- |
-850Closed |
$1.56K - $3.04K
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-2Closed |
$3.66 - $7.16
|
0
$0
|
|
|
Jul 15, 2022
Q2 2022
|
Marquette Asset Management, LLC
|
SELL
|
- |
-7.56K- 26.7% |
$13.8K - $27.1K
|
20.8K
$1.45K
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-8.57KClosed |
$28.1K - $35.9K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-118- 13.5% |
$387 - $494
|
756
$52.9
|
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-112KClosed |
$368K - $470K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-73Closed |
$239 - $306
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
14.4K+ 16.96% |
$47.2K - $60.3K
|
99.3K
$6.95K
|
|
|
Apr 22, 2022
Q1 2022
|
Umb Bank, N.A.
|
BUY
|
- |
1.56KNew |
$5.1K - $6.52K
|
1.56K
$109
|
|
| Q4 2021 | |||||||
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-46Closed |
$182 - $223
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-10Closed |
$39.6 - $48.5
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
CALL |
3.6K+ 15.38% |
$14.3K - $17.5K
|
27K
$1.89K
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.2KClosed |
$19.6K - $24.7K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 12, 2021
Q2 2021
|
Independent Advisor Alliance
|
SELL
|
- |
-43- 0.18% |
$237 - $288
|
24.1K
$1.69K
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-24- 0.22% |
$132 - $161
|
11K
$770
|
|
| Q1 2021 | |||||||
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
- |
-500Closed |
$2.16K - $3.63K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
PUT |
-200Closed |
$864 - $1.45K
|
0
$0
|
|