Purchases and Sales Made in Q3 2021 in Firsthand Technology Value Fund, Inc. (SVVC)
This table provides information about the institutional ownership of Firsthand Technology Value Fund, Inc. (SVVC) during Q3 2021. The information is specifically focused on institutions that hold shares of Firsthand Technology Value Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
41.1K+ 242.97% |
$192K - $241K
|
57.9K
$4.06K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
3.88K+ 1245.98% |
$18.1K - $22.7K
|
4.19K
$293
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.06KNew |
$9.64K - $12.1K
|
2.06K
$144
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
695+ 1.45% |
$3.25K - $4.08K
|
48.7K
$3.41K
|
|
|
Oct 28, 2021
Q3 2021
|
Simplex Trading, LLC
|
BUY
|
- |
299+ 290.29% |
$1.4K - $1.76K
|
402
$28.1
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
90+ 11.48% |
$420 - $528
|
874
$61.2
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
47New |
$219 - $276
|
47
$3.29
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-31- 0.81% |
$145 - $182
|
3.79K
$265
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-193- 0.2% |
$901 - $1.13K
|
97.3K
$6.81K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.2KClosed |
$19.6K - $24.7K
|
0
$0
|