Purchases and Sales Made in Q3 2023 in Firsthand Technology Value Fund, Inc. (SVVC)
This table provides information about the institutional ownership of Firsthand Technology Value Fund, Inc. (SVVC) during Q3 2023. The information is specifically focused on institutions that hold shares of Firsthand Technology Value Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
5.91K+ 59.71% |
$2.48K - $4.08K
|
15.8K
$1.11K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.96K+ 1.13% |
$823 - $1.35K
|
175K
$12.2K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
750+ 46.88% |
$315 - $518
|
2.35K
$165
|
|
|
Oct 30, 2023
Q3 2023
|
Endowment Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
398+ 1.91% |
$167 - $275
|
21.2K
$1.49K
|
|
|
Nov 03, 2023
Q3 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
396New |
$166 - $273
|
396
$27.7
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
86New |
$36.1 - $59.3
|
86
$6.02
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
48+ 0.11% |
$20.2 - $33.1
|
42.5K
$2.97K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-23Closed |
$9.66 - $15.9
|
0
$0
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-23Closed |
$9.66 - $15.9
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Winmill & Co. Inc
Millbrook, NY |
SELL
|
- |
-900- 90.0% |
$378 - $621
|
100
$7
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-932- 89.27% |
$391 - $643
|
112
$7.84
|