Purchases and Sales Made in Q1 2023 in Black Rock Tcp Capital Corp. (TCPC)
This table provides information about the institutional ownership of Black Rock Tcp Capital Corp. (TCPC) during Q1 2023. The information is specifically focused on institutions that hold shares of BlackRock TCP Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2023
Q1 2023
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
118KNew |
$1.15M - $1.58M
|
118K
$1.09M
|
|
|
May 11, 2023
Q1 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
111KNew |
$1.08M - $1.49M
|
111K
$1.02M
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
67.1K+ 80.32% |
$653K - $897K
|
151K
$1.39M
|
|
|
May 03, 2023
Q1 2023
|
Privium Fund Management (Uk) LTD
|
BUY
|
- |
66KNew |
$642K - $882K
|
66K
$608K
|
|
|
May 03, 2023
Q1 2023
|
Van Eck Associates Corp
|
BUY
|
- |
54.4K+ 6.93% |
$529K - $728K
|
840K
$7.73M
|
|
|
May 12, 2023
Q1 2023
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
44.5K+ 105.88% |
$433K - $595K
|
86.6K
$797K
|
|
|
May 05, 2023
Q1 2023
|
Mqs Management LLC
|
BUY
|
- |
34.5KNew |
$336K - $462K
|
34.5K
$318K
|
|
|
May 15, 2023
Q1 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
32.5K+ 201.67% |
$317K - $435K
|
48.7K
$448K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
30.3K+ 32.84% |
$295K - $406K
|
123K
$1.13M
|
|
|
May 11, 2023
Q1 2023
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
26.1K+ 9.95% |
$254K - $349K
|
288K
$2.66M
|
|
|
May 15, 2023
Q1 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
23.9KNew |
$232K - $319K
|
23.9K
$220K
|
|
|
May 15, 2023
Q1 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
22.4KNew |
$218K - $299K
|
22.4K
$206K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
20.6K+ 6.9% |
$200K - $275K
|
319K
$2.94M
|
|
|
Apr 27, 2023
Q1 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
20.4K+ 8.17% |
$199K - $273K
|
271K
$2.49M
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
18.6K+ 6.46% |
$181K - $249K
|
307K
$2.83M
|
|
|
Oct 21, 2024
Q1 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
18.6KNew |
$181K - $249K
|
18.6K
$171K
|
|
|
Apr 24, 2023
Q1 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
17.2K+ 40.38% |
$168K - $230K
|
59.9K
$551K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
14.3K+ 5.36% |
$139K - $191K
|
280K
$2.58M
|
|
|
May 09, 2023
Q1 2023
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
13.7KNew |
$133K - $183K
|
13.7K
$126K
|
|
|
May 12, 2023
Q1 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
13.3K+ 68.39% |
$129K - $177K
|
32.7K
$301K
|
|
|
Apr 20, 2023
Q1 2023
|
Grimes & Company, Inc.
|
BUY
|
- |
12.7KNew |
$124K - $170K
|
12.7K
$117K
|
|
|
May 15, 2023
Q1 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
12.6KNew |
$123K - $168K
|
12.6K
$116K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.6K+ 8.34% |
$112K - $154K
|
150K
$1.38M
|
|
|
Sep 06, 2023
Q1 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
10.3KNew |
$100K - $138K
|
10.3K
$94.9K
|
|
|
May 15, 2023
Q1 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
8.13K+ 72.32% |
$79.1K - $109K
|
19.4K
$178K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
7.78K+ 22.89% |
$75.7K - $104K
|
41.7K
$384K
|
|
|
May 15, 2023
Q1 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
7.05K+ 1.83% |
$68.6K - $94.3K
|
393K
$3.62M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
6.62K+ 35.42% |
$64.4K - $88.5K
|
25.3K
$233K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
6.23K+ 152.38% |
$60.6K - $83.3K
|
10.3K
$95K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6.18K+ 364.78% |
$60.2K - $82.7K
|
7.88K
$72.6K
|
|
|
May 02, 2023
Q1 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
6.09K+ 6.39% |
$59.2K - $81.4K
|
101K
$934K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.92K+ 23.23% |
$57.6K - $79.2K
|
31.4K
$289K
|
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
5.23K+ 10.31% |
$50.9K - $70K
|
56K
$516K
|
|
|
May 15, 2023
Q1 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
4.9K+ 1.54% |
$47.7K - $65.5K
|
323K
$2.98M
|
|
|
May 15, 2023
Q1 2023
|
Quarry LP
New York, NY |
BUY
|
- |
3.91K+ 182.22% |
$38.1K - $52.3K
|
6.06K
$55.8K
|
|
|
Apr 27, 2023
Q1 2023
|
Simplex Trading, LLC
|
BUY
|
- |
3.06K+ 409.36% |
$29.8K - $40.9K
|
3.81K
$35.1K
|
|
|
May 12, 2023
Q1 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
2.98KNew |
$29K - $39.9K
|
2.98K
$27.5K
|
|
|
May 11, 2023
Q1 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.8K+ 7.26% |
$27.2K - $37.4K
|
41.4K
$381K
|
|
|
May 15, 2023
Q1 2023
|
Caxton Associates LP
New York, NY |
BUY
|
- |
2.74K+ 15.63% |
$26.7K - $36.7K
|
20.3K
$187K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
2.68K+ 33.91% |
$26.1K - $35.8K
|
10.6K
$97.5K
|
|
|
May 08, 2023
Q1 2023
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
2.48K+ 7.0% |
$24.2K - $33.2K
|
38K
$350K
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
2.37K+ 5.29% |
$23.1K - $31.7K
|
47.2K
$434K
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
2.12K+ 1.21% |
$20.7K - $28.4K
|
178K
$1.64M
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.48K+ 1.65% |
$14.4K - $19.8K
|
91.4K
$842K
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
1.3KNew |
$12.6K - $17.4K
|
1.3K
$12K
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
912+ 6.91% |
$8.87K - $12.2K
|
14.1K
$130K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
700New |
$6.81K - $9.36K
|
700
$6.45K
|
|
|
May 11, 2023
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
552New |
$5.37K - $7.38K
|
552
$5.08K
|
|
|
Apr 10, 2023
Q1 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
465+ 171.59% |
$4.52K - $6.22K
|
736
$6.78K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
450+ 22.0% |
$4.38K - $6.02K
|
2.5K
$23K
|