Purchases and Sales Made in Q4 2023 in Black Rock Tcp Capital Corp. (TCPC)
This table provides information about the institutional ownership of Black Rock Tcp Capital Corp. (TCPC) during Q4 2023. The information is specifically focused on institutions that hold shares of BlackRock TCP Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.13K+ 17.61% |
$22.1K - $26.4K
|
14.2K
$128K
|
|
|
Feb 14, 2024
Q4 2023
|
Entry Point Capital, LLC
New York, NY |
BUY
|
- |
2.11KNew |
$21.9K - $26.2K
|
2.11K
$19K
|
|
|
Jan 24, 2024
Q4 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
1.77K+ 1.78% |
$18.4K - $22K
|
101K
$911K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
BUY
|
- |
1.73K+ 15.56% |
$17.9K - $21.5K
|
12.9K
$116K
|
|
|
Jun 28, 2024
Q4 2023
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
BUY
|
- |
1.65KNew |
$17.1K - $20.4K
|
1.65K
$14.8K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.2K+ 3.31% |
$12.4K - $14.9K
|
37.4K
$337K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
1KNew |
$10.4K - $12.4K
|
1K
$9K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
359+ 0.98% |
$3.72K - $4.46K
|
36.9K
$332K
|
|
|
Jan 26, 2024
Q4 2023
|
Turtle Creek Wealth Advisors, LLC
Dallas, TX |
BUY
|
- |
250New |
$2.59K - $3.1K
|
250
$2.25K
|
|
|
Jan 18, 2024
Q4 2023
|
Mc Glone Suttner Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
82New |
$850 - $1.02K
|
82
$738
|
|
|
Feb 14, 2024
Q4 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
33+ 0.23% |
$342 - $410
|
14.2K
$128K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
29+ 580.0% |
$301 - $360
|
34
$306
|
|
|
Jan 31, 2024
Q4 2023
|
Riggs Asset Managment Co. Inc.
|
BUY
|
- |
25New |
$259 - $310
|
25
$225
|
|
|
Feb 13, 2024
Q4 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
11New |
$114 - $137
|
11
$99
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
4+ 5.26% |
$41.5 - $49.6
|
80
$720
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-2- 0.99% |
$20.7 - $24.8
|
201
$1.81K
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-100- 0.58% |
$1.04K - $1.24K
|
17.2K
$155K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
SELL
|
- |
-200- 8.02% |
$2.07K - $2.48K
|
2.3K
$20.7K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-307- 1.31% |
$3.18K - $3.81K
|
23.1K
$208K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-359- 1.97% |
$3.72K - $4.46K
|
17.8K
$161K
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-372- 0.7% |
$3.86K - $4.62K
|
52.6K
$473K
|
|
|
Jan 08, 2024
Q4 2023
|
Richard P Slaughter Associates Inc
|
SELL
|
- |
-444- 0.27% |
$4.6K - $5.51K
|
164K
$1.48M
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.06K- 7.01% |
$10.9K - $13.1K
|
14K
$126K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.23K- 3.83% |
$12.7K - $15.2K
|
30.8K
$277K
|
|
|
Feb 09, 2024
Q4 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-1.33K- 1.25% |
$13.8K - $16.5K
|
106K
$951K
|
|
|
Feb 02, 2024
Q4 2023
|
Simplex Trading, LLC
|
SELL
|
- |
-2.59K- 99.31% |
$26.8K - $32.1K
|
18
$162
|
|
|
Jan 26, 2024
Q4 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-2.83K- 2.57% |
$29.3K - $35.1K
|
107K
$966K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-3.45K- 28.46% |
$35.7K - $42.8K
|
8.66K
$77.9K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.01K- 25.07% |
$41.5K - $49.7K
|
12K
$108K
|
|
|
Feb 13, 2024
Q4 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-6.12K- 10.75% |
$63.5K - $75.9K
|
50.8K
$457K
|
|
|
Feb 09, 2024
Q4 2023
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-6.3K- 6.65% |
$65.3K - $78.1K
|
88.4K
$796K
|
|
|
Feb 09, 2024
Q4 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-6.55K- 22.76% |
$67.9K - $81.3K
|
22.2K
$200K
|
|
|
Jan 08, 2024
Q4 2023
|
Ignite Planners, LLC
|
SELL
|
- |
-7.66K- 9.27% |
$79.4K - $95K
|
74.9K
$674K
|
|
|
Jan 25, 2024
Q4 2023
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-8.7K- 84.47% |
$90.2K - $108K
|
1.6K
$14.4K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-8.77K- 8.75% |
$91K - $109K
|
91.5K
$823K
|
|
|
Jan 18, 2024
Q4 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-11.7K- 35.56% |
$121K - $145K
|
21.2K
$191K
|
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-11.9K- 21.61% |
$123K - $147K
|
43K
$387K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-11.9K- 6.67% |
$123K - $147K
|
166K
$1.49M
|
|
|
Jan 30, 2024
Q4 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-15.3K- 8.01% |
$159K - $190K
|
176K
$1.58M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-17.7K- 19.94% |
$184K - $220K
|
71.1K
$640K
|
|
|
Feb 14, 2024
Q4 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-21.5K- 10.59% |
$223K - $266K
|
181K
$1.63M
|
|
|
Feb 14, 2024
Q4 2023
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-28K- 41.57% |
$290K - $348K
|
39.4K
$354K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-31.5K- 16.7% |
$326K - $390K
|
157K
$1.41M
|
|
|
Jan 17, 2024
Q4 2023
|
Fort Washington Investment Advisors Inc
|
SELL
|
- |
-37K- 9.01% |
$383K - $459K
|
373K
$3.36M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-37.9K- 37.59% |
$393K - $471K
|
63K
$567K
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-39.1K- 16.14% |
$406K - $485K
|
203K
$1.83M
|
|
|
Feb 12, 2024
Q4 2023
|
Cliffwater LLC
Marina Del Rey, CA |
SELL
|
- |
-59.6K- 8.66% |
$619K - $740K
|
629K
$5.66M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-93.9K- 17.12% |
$974K - $1.17M
|
455K
$4.09M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-114K- 81.06% |
$1.18M - $1.42M
|
26.7K
$240K
|