Latest Institutional Transactions on Templeton Dragon Fund Inc (TDF)
This table provides information on the latest institutional transactions involving Templeton Dragon Fund Inc (TDF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
256New |
$2.02K - $2.3K
|
256
$2.45K
|
|
|
Feb 14, 2024
Q4 2023
|
Quarry LP
New York, NY |
BUY
|
- |
37.8KNew |
$298K - $339K
|
37.8K
$361K
|
|
|
Feb 14, 2024
Q4 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-3.8K- 64.41% |
$30K - $34.1K
|
2.1K
$20.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.72KNew |
$21.5K - $24.4K
|
2.72K
$26K
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
115KNew |
$905K - $1.03M
|
115K
$1.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
25.5KNew |
$201K - $229K
|
25.5K
$244K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
307New |
$2.43K - $2.76K
|
307
$2.94K
|
|
|
Jan 12, 2024
Q4 2023
|
Westside Investment Management, Inc.
|
SELL
|
- |
-785- 29.62% |
$6.2K - $7.05K
|
1.87K
$17.8K
|
|
|
Jan 08, 2024
Q4 2023
|
Bartlett & Co. LLC
|
SELL
|
- |
-3.8K- 64.41% |
$30K - $34.1K
|
2.1K
$20.1K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-1.76K- 14.94% |
$14.8K - $17.7K
|
10K
$95.8K
|
|
|
Nov 14, 2023
Q3 2023
|
First Manhattan CO
New York, NY |
BUY
|
- |
1New |
$8.42 - $10.1
|
1
$9.57
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
850New |
$7.16K - $8.58K
|
850
$8.13K
|
|
|
Oct 10, 2023
Q3 2023
|
Activest Wealth Management
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2023 | |||||||
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
500New |
$4.43K - $5.28K
|
500
$4.79K
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.6KNew |
$93.8K - $112K
|
10.6K
$101K
|
|
|
Jul 10, 2023
Q2 2023
|
Stolper CO
|
SELL
|
- |
-957- 2.2% |
$8.47K - $10.1K
|
42.6K
$407K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
17.3KNew |
$172K - $216K
|
17.3K
$166K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
4.16KNew |
$41.4K - $51.9K
|
4.16K
$39.8K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-396- 3.67% |
$3.94K - $4.94K
|
10.4K
$99.6K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
14.4KNew |
$144K - $180K
|
14.4K
$138K
|
|
|
May 04, 2023
Q1 2023
|
Ota Financial Group L.P.
|
BUY
|
- |
19K+ 86.01% |
$189K - $237K
|
41.1K
$393K
|
|
| Q4 2022 | |||||||
|
Feb 13, 2023
Q4 2022
|
Core Wealth Partners LLC
Santa Rosa, CA |
BUY
|
- |
1KNew |
$7.64K - $10.5K
|
1K
$9.57K
|
|
|
Feb 13, 2023
Q4 2022
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-6.34K- 41.68% |
$48.4K - $66.3K
|
8.87K
$84.9K
|
|
|
Feb 13, 2023
Q4 2022
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
15KNew |
$115K - $157K
|
15K
$144K
|
|
|
Feb 03, 2023
Q4 2022
|
Albion Financial Group
|
BUY
|
- |
205New |
$1.57K - $2.14K
|
205
$1.96K
|
|
|
Jan 10, 2023
Q4 2022
|
West Financial Advisors, LLC
|
BUY
|
- |
112New |
$856 - $1.17K
|
112
$1.07K
|
|
| Q3 2022 | |||||||
|
Nov 15, 2022
Q3 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
563+ 3.55% |
$5.22K - $8.07K
|
16.4K
$157K
|
|
|
Nov 14, 2022
Q3 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
125KNew |
$1.16M - $1.79M
|
125K
$1.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
125KNew |
$1.16M - $1.79M
|
125K
$1.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-140- 24.01% |
$1.3K - $2.01K
|
443
$4.24K
|
|
|
Nov 10, 2022
Q3 2022
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-8.31K- 32.93% |
$77.1K - $119K
|
16.9K
$162K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
13+ 11.11% |
$121 - $186
|
130
$1.24K
|
|
|
Nov 02, 2022
Q3 2022
|
Jtc Employer Solutions Trustee LTD
|
BUY
|
- |
7.01KNew |
$65K - $100K
|
7.01K
$67.1K
|
|
|
Oct 26, 2022
Q3 2022
|
Advisor Resource Council
|
SELL
|
- |
-632- 5.83% |
$5.86K - $9.06K
|
10.2K
$97.6K
|
|
|
Oct 20, 2022
Q3 2022
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
20+ 11.49% |
$186 - $287
|
194
$1.86K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
22New |
$250 - $314
|
22
$211
|
|
|
Aug 15, 2022
Q2 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-25.8K- 26.44% |
$292K - $367K
|
71.7K
$686K
|
|
|
Aug 12, 2022
Q2 2022
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-15.2KClosed |
$172K - $216K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-12.7KClosed |
$144K - $181K
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-10Closed |
$114 - $143
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.73KNew |
$19.6K - $24.6K
|
1.73K
$16.5K
|
|
|
Aug 08, 2022
Q2 2022
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-10.6KClosed |
$121K - $152K
|
0
$0
|
|
|
Aug 04, 2022
Q2 2022
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-10.9KClosed |
$123K - $155K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-11.7KClosed |
$133K - $167K
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Investors Asset Management Of Georgia Inc
|
BUY
|
- |
1KNew |
$11.4K - $14.3K
|
1K
$9.57K
|
|
|
Jul 13, 2022
Q2 2022
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-1.2K- 1.62% |
$13.6K - $17.1K
|
73K
$698K
|
|
|
Jul 06, 2022
Q2 2022
|
Trust CO
|
SELL
|
- |
-509Closed |
$5.78K - $7.26K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-11.3KClosed |
$135K - $194K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-26KClosed |
$311K - $447K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
SELL
|
- |
-215Closed |
$2.56K - $3.69K
|
0
$0
|
|