Latest Institutional Transactions on Templeton Dragon Fund Inc (TDF)
This table provides information on the latest institutional transactions involving Templeton Dragon Fund Inc (TDF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 22, 2022
Q1 2022
|
Fermata Advisors, LLC
Sonoma, CA |
SELL
|
- |
-12.6KClosed |
$150K - $216K
|
0
$0
|
|
Apr 14, 2022
Q1 2022
|
Websterrogers Financial Advisors, LLC
|
SELL
|
- |
-143KClosed |
$1.7M - $2.45M
|
0
$0
|
|
Apr 07, 2022
Q1 2022
|
Soa Wealth Advisors, Llc.
|
SELL
|
- |
-107Closed |
$1.28K - $1.84K
|
0
$0
|
|
Q4 2021 | |||||||
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-20.1KClosed |
$327K - $382K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Greytown Advisors Inc.
Miami, FL |
BUY
|
- |
21.2KNew |
$344K - $402K
|
21.2K
$183K
|
|
Feb 14, 2022
Q4 2021
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-12.5KClosed |
$203K - $238K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Financial Counselors Inc
|
SELL
|
- |
-12.9KClosed |
$209K - $244K
|
0
$0
|
|
Feb 07, 2022
Q4 2021
|
North Star Asset Management Inc
|
SELL
|
- |
-16KClosed |
$260K - $304K
|
0
$0
|
|
Feb 03, 2022
Q4 2021
|
Spectrum Management Group, LLC
|
SELL
|
- |
-113Closed |
$1.83K - $2.14K
|
0
$0
|
|
Jan 19, 2022
Q4 2021
|
Key F Inancial Inc
|
SELL
|
- |
-1KClosed |
$16.2K - $19K
|
0
$0
|
|
Q3 2021 | |||||||
Dec 01, 2022
Q3 2021
|
Mufg Americas Holdings Corp
|
BUY
|
- |
116New |
$2.05K - $2.74K
|
116
$999
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-100Closed |
$1.77K - $2.36K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
2+ 14.29% |
$35.4 - $47.3
|
16
$138
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-1KClosed |
$17.7K - $23.6K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Levin Capital Strategies, L.P.
New York, NY |
SELL
|
- |
-9.25KClosed |
$164K - $219K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-8.97KClosed |
$159K - $212K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-30.6KClosed |
$541K - $722K
|
0
$0
|
|
Oct 26, 2021
Q3 2021
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-10.8KClosed |
$191K - $255K
|
0
$0
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
844New |
$14.9K - $19.9K
|
844
$7.27K
|
|
Oct 21, 2021
Q3 2021
|
Regent Investment Management LLC
|
SELL
|
- |
-8.5KClosed |
$150K - $201K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-100Closed |
$1.77K - $2.36K
|
0
$0
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2KClosed |
$35.4K - $47.3K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-400Closed |
$8.6K - $9.6K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-41Closed |
$881 - $984
|
0
$0
|
|
Aug 06, 2021
Q2 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-445Closed |
$9.56K - $10.7K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-160Closed |
$3.44K - $3.84K
|
0
$0
|
|
Jul 28, 2021
Q2 2021
|
Shufro Rose & CO LLC
|
SELL
|
- |
-11.5KClosed |
$247K - $276K
|
0
$0
|
|
Jul 26, 2021
Q2 2021
|
Easterly Investment Partners LLC
|
BUY
|
- |
9.25KNew |
$199K - $222K
|
9.25K
$79.6K
|
|
Jul 19, 2021
Q2 2021
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-1.05KClosed |
$22.5K - $25.1K
|
0
$0
|
|
Q1 2021 | |||||||
May 21, 2021
Q1 2021
|
Spire Wealth Management
|
BUY
|
- |
406New |
$9.33K - $11.1K
|
406
$3.5K
|
|
May 10, 2021
Q1 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-4.25K- 23.31% |
$97.6K - $117K
|
14K
$120K
|
|
Apr 29, 2021
Q1 2021
|
Allworth Financial LP
|
BUY
|
- |
500New |
$11.5K - $13.7K
|
500
$4.31K
|
|
Q4 2020 | |||||||
Nov 12, 2021
Q4 2020
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
1.3KNew |
$27.8K - $33.1K
|
1.3K
$11.2K
|
|
Feb 16, 2021
Q4 2020
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-550Closed |
$11.7K - $14K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-9.77KClosed |
$208K - $249K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Matisse Capital
|
SELL
|
- |
-133KClosed |
$2.84M - $3.39M
|
0
$0
|
|
Feb 02, 2021
Q4 2020
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-12.7KClosed |
$271K - $323K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 16, 2020
Q3 2020
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-14.6KClosed |
$298K - $368K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.95KClosed |
$80.9K - $99.7K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-87.8KClosed |
$1.8M - $2.22M
|
0
$0
|
|
Nov 09, 2020
Q3 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-98Closed |
$2.01K - $2.47K
|
0
$0
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-239Closed |
$4.89K - $6.03K
|
0
$0
|
|
Oct 27, 2020
Q3 2020
|
Financial Advantage, Inc.
|
SELL
|
- |
-748Closed |
$15.3K - $18.9K
|
0
$0
|
|
Oct 22, 2020
Q3 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-260Closed |
$5.32K - $6.56K
|
0
$0
|
|
Oct 22, 2020
Q3 2020
|
Rothschild Investment Corp
|
SELL
|
- |
-18.6KClosed |
$381K - $469K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 13, 2020
Q2 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-22.9KClosed |
$381K - $469K
|
0
$0
|
|
Aug 06, 2020
Q2 2020
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-19KClosed |
$316K - $389K
|
0
$0
|
|
Aug 06, 2020
Q2 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-100Closed |
$1.66K - $2.05K
|
0
$0
|
|
Jul 31, 2020
Q2 2020
|
Arch Point Investors
Coral Gables, FL |
SELL
|
- |
-1.7KClosed |
$28.2K - $34.8K
|
0
$0
|
|
Jul 06, 2020
Q2 2020
|
John W. Brooker & Co., Cp As
|
SELL
|
- |
-650Closed |
$10.8K - $13.3K
|
0
$0
|