Regent Investment Management LLC Templeton Dragon Fund Inc Transaction History

Regent Investment Management LLC

$373 Million
Q4 2022

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2021 Oct 21, 2021	SELL	$17.69 - $23.63 $150,365 - $200,855	-8,500 Closed	0 $0
Q1 2021 Apr 20, 2021	BUY	$22.98 - $27.46 $195,330 - $233,410	8,500 New	8,500 $200,000
Q3 2020 Oct 19, 2020	SELL	$20.47 - $25.24 $235,405 - $290,260	-11,500 Closed	0 $0
Q2 2020 Jul 29, 2020	SELL	$16.61 - $20.45 $16,610 - $20,450	-1,000 Reduced 8.0%	11,500 $232,000
Q2 2018 Jul 16, 2018	SELL	$20.81 - $23.1 $18,729 - $20,790	-900 Reduced 6.72%	12,500 $266,000
Q1 2018 Apr 24, 2018	SELL	$21.48 - $24.59 $107,400 - $122,950	-5,000 Reduced 27.17%	13,400 $298,000
Q4 2017 Jan 26, 2018	SELL	$20.46 - $22.02 $20,460 - $22,020	-1,000 Reduced 5.15%	18,400 $396,000
Q3 2017 Oct 12, 2017	BUY	$20.68 - $22.57 $401,192 - $437,858	19,400	19,400 $404,000

Others Institutions Holding TDF

# of Institutions

42

Shares Held

17.6M

Call Options Held

0

Put Options Held

0

City Of London Investment Management CO LTD London, X0

8.75M
Shares

$75.4 Million
6.96% of portfolio
Lazard Asset Management LLC New York, NY

2.71M
Shares

$23.3 Million
0.04% of portfolio
Allspring Global Investments Holdings, LLC

2.1M
Shares

$18.1 Million
0.03% of portfolio
Public Employees Retirement System Of Ohio Columbus, OH

1.19M
Shares

$10.3 Million
0.05% of portfolio
Karpus Management, Inc. Pittsford, NY

932K
Shares

$8.03 Million
0.28% of portfolio

About TEMPLETON DRAGON FUND INC

Ticker TDF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Templeton Dragon Fund, Inc. is a closed ended equity mutual fund launched by Franklin Resources, Inc. The fund is managed by Templeton Asset Management Ltd. It invests in the public equity markets of China. The fund seeks to invest in stocks of companies operating across diversified sectors. It primarily invests in value stocks of companies. The...

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