Purchases and Sales Made in Q3 2021 in Templeton Dragon Fund Inc (TDF)
This table provides information about the institutional ownership of Templeton Dragon Fund Inc (TDF) during Q3 2021. The information is specifically focused on institutions that hold shares of TEMPLETON DRAGON FUND INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
331KNew |
$5.86M - $7.83M
|
331K
$3.17M
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
108K+ 2.55% |
$1.91M - $2.55M
|
4.35M
$41.6M
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
49.6K+ 1.62% |
$877K - $1.17M
|
3.11M
$29.8M
|
|
Oct 13, 2022
Q3 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
5.51K+ 13.64% |
$97.5K - $130K
|
45.9K
$439K
|
|
Nov 15, 2021
Q3 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
5.51K+ 13.64% |
$97.5K - $130K
|
45.9K
$439K
|
|
Oct 22, 2021
Q3 2021
|
Uncommon Cents Investing LLC
|
BUY
|
- |
4.54K+ 1.09% |
$80.3K - $107K
|
423K
$4.04M
|
|
Nov 15, 2021
Q3 2021
|
Vista Investment Management
Pittsburgh, PA |
BUY
|
- |
3.74K+ 35.83% |
$66.2K - $88.4K
|
14.2K
$136K
|
|
Nov 15, 2021
Q3 2021
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
3K+ 31.5% |
$53.1K - $70.9K
|
12.5K
$120K
|
|
Oct 13, 2021
Q3 2021
|
Stolper CO
|
BUY
|
- |
2.24K+ 11.52% |
$39.6K - $52.9K
|
21.7K
$208K
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
2.23K+ 13.12% |
$39.5K - $52.7K
|
19.2K
$184K
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
1.3K+ 3.67% |
$23K - $30.7K
|
36.7K
$351K
|
|
Oct 26, 2021
Q3 2021
|
Triton Wealth Management, Pllc
|
BUY
|
- |
1.27K+ 13.21% |
$22.4K - $29.9K
|
10.9K
$104K
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
1.21K+ 5.89% |
$21.4K - $28.5K
|
21.7K
$208K
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.15K+ 3.49% |
$20.3K - $27.2K
|
34.1K
$327K
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
945+ 7.25% |
$16.7K - $22.3K
|
14K
$134K
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
BUY
|
- |
463+ 2.44% |
$8.19K - $10.9K
|
19.5K
$186K
|
|
Nov 05, 2021
Q3 2021
|
Mufg Americas Holdings Corp
|
BUY
|
- |
116New |
$2.05K - $2.74K
|
116
$1.11K
|
|
Dec 01, 2022
Q3 2021
|
Mufg Americas Holdings Corp
|
BUY
|
- |
116New |
$2.05K - $2.74K
|
116
$1.11K
|
|
Nov 03, 2021
Q3 2021
|
Spectrum Management Group, LLC
|
BUY
|
- |
113New |
$2K - $2.67K
|
113
$1.08K
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
74+ 13.05% |
$1.31K - $1.75K
|
641
$6.13K
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
40+ 0.2% |
$708 - $945
|
20.1K
$193K
|
|
Nov 16, 2021
Q3 2021
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
20+ 12.99% |
$354 - $473
|
174
$1.67K
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
13+ 13.83% |
$230 - $307
|
107
$1.02K
|
|
Nov 15, 2021
Q3 2021
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
2+ 14.29% |
$35.4 - $47.3
|
16
$153
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-100Closed |
$1.77K - $2.36K
|
0
$0
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-100Closed |
$1.77K - $2.36K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-116- 17.37% |
$2.05K - $2.74K
|
552
$5.28K
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-250Closed |
$4.42K - $5.91K
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-275- 1.75% |
$4.86K - $6.5K
|
15.4K
$148K
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-314- 5.85% |
$5.55K - $7.42K
|
5.05K
$48.3K
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-480- 2.71% |
$8.49K - $11.3K
|
17.3K
$165K
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-682- 6.23% |
$12.1K - $16.1K
|
10.3K
$98.2K
|
|
Oct 20, 2021
Q3 2021
|
North Star Asset Management Inc
|
SELL
|
- |
-975- 5.73% |
$17.2K - $23K
|
16K
$154K
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-1KClosed |
$17.7K - $23.6K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-1.37K- 1.8% |
$24.3K - $32.4K
|
74.9K
$717K
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2KClosed |
$35.4K - $47.3K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.41K- 6.72% |
$78.1K - $104K
|
61.2K
$586K
|
|
Oct 21, 2021
Q3 2021
|
Regent Investment Management LLC
|
SELL
|
- |
-8.5KClosed |
$150K - $201K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-8.72KClosed |
$154K - $206K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-8.97KClosed |
$159K - $212K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Levin Capital Strategies, L.P.
New York, NY |
SELL
|
- |
-9.25KClosed |
$164K - $219K
|
0
$0
|
|
Oct 26, 2021
Q3 2021
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-10.8KClosed |
$191K - $255K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-18.7K- 11.12% |
$331K - $443K
|
150K
$1.43M
|
|
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-18.8K- 6.97% |
$332K - $444K
|
251K
$2.4M
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-20.2KClosed |
$356K - $476K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-30.6KClosed |
$541K - $722K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-43.9K- 95.69% |
$776K - $1.04M
|
1.97K
$18.9K
|
|
Nov 12, 2021
Q3 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-127K- 1.26% |
$2.24M - $2.99M
|
9.89M
$94.6M
|