Purchases and Sales Made in Q4 2021 in Templeton Dragon Fund Inc (TDF)
This table provides information about the institutional ownership of Templeton Dragon Fund Inc (TDF) during Q4 2021. The information is specifically focused on institutions that hold shares of TEMPLETON DRAGON FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 28, 2022
Q4 2021
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
3.09MNew |
$50.2M - $58.7M
|
3.09M
$27.6M
|
|
|
Feb 09, 2022
Q4 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
364K+ 8.37% |
$5.91M - $6.91M
|
4.71M
$42M
|
|
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
182K+ 1.84% |
$2.95M - $3.45M
|
10.1M
$89.8M
|
|
|
Feb 10, 2022
Q4 2021
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
63.4K+ 448.32% |
$1.03M - $1.2M
|
77.5K
$692K
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
35.4K+ 1792.4% |
$574K - $672K
|
37.4K
$333K
|
|
|
Feb 14, 2022
Q4 2021
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
26KNew |
$423K - $494K
|
26K
$232K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
25.5K+ 74.64% |
$413K - $483K
|
59.6K
$531K
|
|
|
Feb 01, 2022
Q4 2021
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
22.9KNew |
$371K - $434K
|
22.9K
$204K
|
|
|
Feb 14, 2022
Q4 2021
|
Greytown Advisors Inc.
Miami, FL |
BUY
|
- |
21.2KNew |
$344K - $402K
|
21.2K
$189K
|
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
15.8KNew |
$256K - $299K
|
15.8K
$141K
|
|
|
Feb 11, 2022
Q4 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
13.9K+ 149.37% |
$226K - $264K
|
23.3K
$207K
|
|
|
Feb 02, 2022
Q4 2021
|
Fermata Advisors, LLC
Sonoma, CA |
BUY
|
- |
12.6KNew |
$205K - $239K
|
12.6K
$112K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
12.4KNew |
$201K - $235K
|
12.4K
$111K
|
|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
11.3KNew |
$184K - $215K
|
11.3K
$101K
|
|
|
Mar 03, 2022
Q4 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
11.2KNew |
$181K - $212K
|
11.2K
$99.5K
|
|
|
Jan 27, 2022
Q4 2021
|
Uncommon Cents Investing LLC
|
BUY
|
- |
6.97K+ 1.65% |
$113K - $132K
|
430K
$3.83M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
6.49K+ 37.62% |
$105K - $123K
|
23.7K
$212K
|
|
|
Jan 28, 2022
Q4 2021
|
Widmann Financial Services, Inc.
|
BUY
|
- |
2.63KNew |
$42.7K - $49.9K
|
2.63K
$23.5K
|
|
|
Jan 11, 2022
Q4 2021
|
Stolper CO
|
BUY
|
- |
2.16K+ 9.94% |
$35K - $40.9K
|
23.8K
$213K
|
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
BUY
|
- |
965+ 4.96% |
$15.7K - $18.3K
|
20.4K
$182K
|
|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
BUY
|
- |
625+ 6.09% |
$10.1K - $11.9K
|
10.9K
$97.1K
|
|
|
Mar 10, 2022
Q4 2021
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
BUY
|
- |
215New |
$3.49K - $4.08K
|
215
$1.92K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-1- 0.01% |
$16.2 - $19
|
19.2K
$172K
|
|
|
Feb 03, 2022
Q4 2021
|
Spectrum Management Group, LLC
|
SELL
|
- |
-113Closed |
$1.83K - $2.14K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-116Closed |
$1.88K - $2.2K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-227Closed |
$3.68K - $4.31K
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-400Closed |
$6.49K - $7.59K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Key F Inancial Inc
|
SELL
|
- |
-1KClosed |
$16.2K - $19K
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.46K- 9.44% |
$23.6K - $27.6K
|
14K
$125K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.85K- 3.02% |
$30K - $35.1K
|
59.4K
$530K
|
|
|
Feb 14, 2022
Q4 2021
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-3.25K- 8.85% |
$52.7K - $61.7K
|
33.5K
$299K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-3.34K- 15.38% |
$54.2K - $63.4K
|
18.4K
$164K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.56K- 25.42% |
$57.7K - $67.5K
|
10.4K
$93K
|
|
|
Mar 08, 2022
Q4 2021
|
Bartlett & Co. LLC
|
SELL
|
- |
-4.55KClosed |
$73.8K - $86.4K
|
0
$0
|
|
|
Oct 13, 2022
Q4 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-11.7K- 25.54% |
$190K - $223K
|
34.2K
$305K
|
|
|
Feb 15, 2022
Q4 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-11.7K- 25.54% |
$190K - $223K
|
34.2K
$305K
|
|
|
Feb 14, 2022
Q4 2021
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-12.5KClosed |
$203K - $238K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-12.8K- 8.56% |
$208K - $243K
|
137K
$1.22M
|
|
|
Feb 10, 2022
Q4 2021
|
Financial Counselors Inc
|
SELL
|
- |
-12.9KClosed |
$209K - $244K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-14.2KClosed |
$230K - $269K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
North Star Asset Management Inc
|
SELL
|
- |
-16KClosed |
$260K - $304K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-20.1KClosed |
$327K - $382K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-26K- 34.76% |
$423K - $494K
|
48.9K
$436K
|
|
|
Feb 14, 2022
Q4 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-26.9K- 10.72% |
$437K - $511K
|
224K
$2M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-108K- 32.45% |
$1.75M - $2.04M
|
224K
$2M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.09M- 99.53% |
$50.2M - $58.7M
|
14.7K
$131K
|