Purchases and Sales Made in Q2 2023 in Tekla Healthcare Opportunities Fund (THQ)
This table provides information about the institutional ownership of Tekla Healthcare Opportunities Fund (THQ) during Q2 2023. The information is specifically focused on institutions that hold shares of Tekla Healthcare Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 12, 2023
Q2 2023
|
Heron Bay Capital Management
|
BUY
|
- |
178K+ 127.21% |
$3.2M - $3.45M
|
317K
$6.04M
|
|
|
Aug 11, 2023
Q2 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
163K+ 259.43% |
$2.93M - $3.17M
|
226K
$4.3M
|
|
|
Aug 14, 2023
Q2 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
113K+ 45.05% |
$2.03M - $2.2M
|
364K
$6.93M
|
|
|
Aug 11, 2023
Q2 2023
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
56.5K+ 120.1% |
$1.02M - $1.1M
|
104K
$1.97M
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
26.8K+ 3.36% |
$482K - $521K
|
825K
$15.7M
|
|
|
Aug 14, 2023
Q2 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
18.6K+ 20.53% |
$334K - $361K
|
109K
$2.08M
|
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
18.5K+ 92.63% |
$332K - $359K
|
38.4K
$732K
|
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
18K+ 6.38% |
$323K - $349K
|
299K
$5.7M
|
|
|
Aug 03, 2023
Q2 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
15.8KNew |
$285K - $308K
|
15.8K
$302K
|
|
|
Aug 14, 2023
Q2 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
14.5KNew |
$261K - $282K
|
14.5K
$276K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
11.7K+ 3.76% |
$210K - $227K
|
322K
$6.14M
|
|
|
Aug 11, 2023
Q2 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
10K+ 21.93% |
$180K - $194K
|
55.6K
$1.06M
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.57K+ 12.69% |
$154K - $167K
|
76.1K
$1.45M
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
6.63K+ 9.45% |
$119K - $129K
|
76.9K
$1.46M
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.47K+ 5.78% |
$62.4K - $67.4K
|
63.5K
$1.21M
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.08K+ 2.65% |
$55.4K - $59.8K
|
119K
$2.27M
|
|
|
Aug 04, 2023
Q2 2023
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
1.91K+ 1.88% |
$34.3K - $37K
|
103K
$1.97M
|
|
|
Jul 13, 2023
Q2 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
1.76K+ 7.22% |
$31.7K - $34.2K
|
26.1K
$498K
|
|
|
Jul 20, 2023
Q2 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.74K+ 5.26% |
$31.3K - $33.8K
|
34.8K
$663K
|
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.49K+ 0.68% |
$26.9K - $29K
|
221K
$4.21M
|
|
|
Aug 14, 2023
Q2 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.22K+ 4.98% |
$21.9K - $23.7K
|
25.7K
$490K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
925+ 177.2% |
$16.6K - $18K
|
1.45K
$27.6K
|
|
|
Aug 08, 2023
Q2 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
687+ 2.55% |
$12.4K - $13.4K
|
27.6K
$527K
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
682+ 4.56% |
$12.3K - $13.3K
|
15.6K
$298K
|
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
620+ 1.55% |
$11.2K - $12.1K
|
40.6K
$774K
|
|
|
Aug 15, 2023
Q2 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
515+ 3.7% |
$9.26K - $10K
|
14.4K
$275K
|
|
|
Jul 26, 2023
Q2 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
406+ 142.96% |
$7.3K - $7.89K
|
690
$13.1K
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
300+ 0.85% |
$5.4K - $5.83K
|
35.7K
$680K
|
|
|
Jul 05, 2023
Q2 2023
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
252+ 1.72% |
$4.53K - $4.9K
|
14.9K
$283K
|
|
|
Aug 14, 2023
Q2 2023
|
Df Dent & CO Inc
Baltimore, MD |
BUY
|
- |
135+ 1.17% |
$2.43K - $2.62K
|
11.7K
$222K
|
|
|
Aug 09, 2023
Q2 2023
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
127+ 0.28% |
$2.28K - $2.47K
|
46.3K
$881K
|
|
|
Aug 11, 2023
Q2 2023
|
Stone X Group Inc.
|
BUY
|
- |
101+ 0.84% |
$1.82K - $1.96K
|
12.2K
$232K
|
|
|
Jul 14, 2023
Q2 2023
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
33+ 0.13% |
$594 - $642
|
25.5K
$485K
|
|
|
Aug 01, 2023
Q2 2023
|
Truist Financial Corp
|
BUY
|
- |
22+ 0.06% |
$396 - $428
|
37.6K
$716K
|
|
|
Jul 12, 2023
Q2 2023
|
Beacon Capital Management, LLC
|
BUY
|
- |
5+ 1.99% |
$89.9 - $97.2
|
256
$4.88K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-11- 0.02% |
$198 - $214
|
44.1K
$841K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-22- 0.55% |
$396 - $428
|
4.01K
$76.4K
|
|
|
Aug 01, 2023
Q2 2023
|
Shelton Wealth Management, LLC
|
SELL
|
- |
-104- 0.61% |
$1.87K - $2.02K
|
16.8K
$321K
|
|
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-276- 1.22% |
$4.97K - $5.37K
|
22.3K
$424K
|
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-285- 1.65% |
$5.13K - $5.54K
|
17K
$324K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-347- 0.29% |
$6.24K - $6.75K
|
120K
$2.29M
|
|
|
Aug 11, 2023
Q2 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-588- 12.84% |
$10.6K - $11.4K
|
3.99K
$76K
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-661- 0.97% |
$11.9K - $12.8K
|
67.3K
$1.28M
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-876- 1.46% |
$15.8K - $17K
|
59.1K
$1.13M
|
|
|
Aug 10, 2023
Q2 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-940- 2.0% |
$16.9K - $18.3K
|
46.1K
$879K
|
|
|
Jul 10, 2023
Q2 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-1.27K- 6.65% |
$22.9K - $24.7K
|
17.9K
$340K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.46K- 4.79% |
$26.2K - $28.3K
|
29K
$552K
|
|
|
Aug 04, 2023
Q2 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-1.74K- 6.83% |
$31.4K - $33.9K
|
23.8K
$453K
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.12K- 1.53% |
$38.1K - $41.2K
|
136K
$2.59M
|