Purchases and Sales Made in Q3 2021 in Tekla Healthcare Opportunities Fund (THQ)
This table provides information about the institutional ownership of Tekla Healthcare Opportunities Fund (THQ) during Q3 2021. The information is specifically focused on institutions that hold shares of Tekla Healthcare Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.1MNew |
$47.1M - $53.6M
|
2.1M
$40.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
55.2KNew |
$1.24M - $1.41M
|
55.2K
$1.06M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
32.9KNew |
$741K - $843K
|
32.9K
$631K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
29.4K+ 3.46% |
$661K - $752K
|
880K
$16.8M
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
BUY
|
- |
28.2K+ 38.84% |
$634K - $721K
|
101K
$1.93M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
28KNew |
$630K - $716K
|
28K
$536K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
22.5K+ 86.01% |
$505K - $575K
|
48.6K
$930K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
19.2K+ 70.31% |
$431K - $490K
|
46.4K
$889K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
14KNew |
$315K - $358K
|
14K
$268K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
11.7K+ 5.65% |
$264K - $300K
|
219K
$4.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.1K+ 12.92% |
$227K - $259K
|
88.3K
$1.69M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
10.1KNew |
$227K - $258K
|
10.1K
$193K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.91K+ 7.34% |
$155K - $177K
|
101K
$1.94M
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
5.55K+ 3.9% |
$125K - $142K
|
148K
$2.83M
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
5.32K+ 4.86% |
$120K - $136K
|
115K
$2.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.02K+ 0.65% |
$113K - $128K
|
775K
$14.8M
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
4.83K+ 12.97% |
$109K - $123K
|
42.1K
$805K
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
3.53K+ 2.03% |
$79.3K - $90.2K
|
178K
$3.4M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.78K+ 0.4% |
$62.5K - $71.1K
|
706K
$13.5M
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
2.75KNew |
$61.8K - $70.3K
|
2.75K
$52.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.65K+ 2.6% |
$59.5K - $67.7K
|
105K
$2M
|
|
|
Nov 03, 2021
Q3 2021
|
Strateg Iq Financial Group, LLC
|
BUY
|
- |
2.6K+ 20.63% |
$58.5K - $66.5K
|
15.2K
$291K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.3K+ 2.44% |
$51.6K - $58.7K
|
96.2K
$1.84M
|
|
|
Oct 20, 2021
Q3 2021
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
1.97K+ 13.59% |
$44.3K - $50.4K
|
16.5K
$315K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.92K+ 3.1% |
$43.1K - $49.1K
|
63.8K
$1.22M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
1.87K+ 3.72% |
$42.1K - $47.8K
|
52.1K
$998K
|
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
1.77KNew |
$39.7K - $45.2K
|
1.77K
$33.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
1.55K+ 4.14% |
$34.9K - $39.7K
|
39.1K
$748K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.32K+ 6.3% |
$29.7K - $33.8K
|
22.3K
$427K
|
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
1.3K+ 10.01% |
$29.2K - $33.3K
|
14.3K
$274K
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
1.17K+ 2.73% |
$26.2K - $29.8K
|
43.9K
$840K
|
|
|
Nov 15, 2021
Q3 2021
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
1.06KNew |
$23.8K - $27.1K
|
1.06K
$20.3K
|
|
|
Nov 08, 2021
Q3 2021
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
1KNew |
$22.5K - $25.6K
|
1K
$19.2K
|
|
|
Nov 08, 2021
Q3 2021
|
Tower View Investment Management & Research LLC
|
BUY
|
- |
1KNew |
$22.5K - $25.6K
|
1K
$19.2K
|
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
BUY
|
- |
905+ 4.01% |
$20.4K - $23.1K
|
23.5K
$450K
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
855+ 1.9% |
$19.2K - $21.9K
|
45.9K
$880K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
710+ 47.46% |
$16K - $18.2K
|
2.21K
$42.2K
|
|
|
Oct 25, 2021
Q3 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
619+ 2.76% |
$13.9K - $15.8K
|
23K
$441K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
587+ 3.45% |
$13.2K - $15K
|
17.6K
$337K
|
|
|
Nov 03, 2021
Q3 2021
|
Bison Wealth, LLC
|
BUY
|
- |
500+ 4.84% |
$11.2K - $12.8K
|
10.8K
$207K
|
|
|
Nov 15, 2021
Q3 2021
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
262+ 1.16% |
$5.89K - $6.7K
|
22.8K
$437K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
250New |
$5.62K - $6.4K
|
250
$4.79K
|
|
|
Oct 07, 2021
Q3 2021
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
198+ 1.35% |
$4.45K - $5.06K
|
14.9K
$286K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
56+ 0.73% |
$1.26K - $1.43K
|
7.74K
$148K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
40+ 0.11% |
$900 - $1.02K
|
37K
$708K
|
|
|
Nov 01, 2021
Q3 2021
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
24+ 1.44% |
$540 - $614
|
1.69K
$32.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
12+ 0.34% |
$270 - $307
|
3.52K
$67.4K
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
9+ 0.23% |
$202 - $230
|
3.92K
$75K
|
|
|
Oct 20, 2021
Q3 2021
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
3+ 1.6% |
$67.5 - $76.7
|
191
$3.66K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|