Purchases and Sales Made in Q3 2021 in Tekla Healthcare Opportunities Fund (THQ)
This table provides information about the institutional ownership of Tekla Healthcare Opportunities Fund (THQ) during Q3 2021. The information is specifically focused on institutions that hold shares of Tekla Healthcare Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2021
Q3 2021
|
Washington Trust CO
|
SELL
|
- |
-51- 4.43% |
$1.15K - $1.3K
|
1.1K
$21.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-380- 2.84% |
$8.55K - $9.72K
|
13K
$249K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-435- 7.13% |
$9.78K - $11.1K
|
5.67K
$108K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-573- 2.72% |
$12.9K - $14.7K
|
20.5K
$392K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-750- 37.5% |
$16.9K - $19.2K
|
1.25K
$23.9K
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-1K- 6.15% |
$22.5K - $25.6K
|
15.3K
$292K
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-1.61K- 84.28% |
$36.2K - $41.2K
|
300
$5.75K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.14K- 3.39% |
$48.2K - $54.8K
|
61.1K
$1.17M
|
|
|
Oct 14, 2021
Q3 2021
|
Enterprise Trust & Investment CO
|
SELL
|
- |
-2.25KClosed |
$50.6K - $57.6K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-2.51K- 8.31% |
$56.5K - $64.3K
|
27.7K
$531K
|
|
|
Nov 12, 2021
Q3 2021
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-3.04K- 3.87% |
$68.3K - $77.7K
|
75.5K
$1.45M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-4.47K- 5.54% |
$100K - $114K
|
76.2K
$1.46M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-5.82K- 4.26% |
$131K - $149K
|
131K
$2.51M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-7.47K- 38.0% |
$168K - $191K
|
12.2K
$234K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-10.2K- 3.68% |
$228K - $260K
|
266K
$5.09M
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-19.2KClosed |
$432K - $491K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-20.3KClosed |
$456K - $519K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Stolper CO
|
SELL
|
- |
-30.4KClosed |
$684K - $778K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-57.4KClosed |
$1.29M - $1.47M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-75.8K- 9.26% |
$1.7M - $1.94M
|
743K
$14.2M
|