Purchases and Sales Made in Q3 2022 in Tekla Healthcare Opportunities Fund (THQ)
This table provides information about the institutional ownership of Tekla Healthcare Opportunities Fund (THQ) during Q3 2022. The information is specifically focused on institutions that hold shares of Tekla Healthcare Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
109K+ 38.18% |
$1.97M - $2.33M
|
396K
$7.55M
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
70.4K+ 64.22% |
$1.27M - $1.5M
|
180K
$3.43M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
55.4K+ 3.46% |
$998K - $1.18M
|
1.66M
$31.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
42K+ 5.6% |
$757K - $893K
|
792K
$15.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
39.5K+ 17.27% |
$711K - $838K
|
268K
$5.1M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
35.4K+ 3.64% |
$638K - $753K
|
1.01M
$19.2M
|
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
30.2K+ 157.57% |
$543K - $641K
|
49.3K
$939K
|
|
|
Oct 21, 2022
Q3 2022
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
22.3KNew |
$402K - $475K
|
22.3K
$426K
|
|
|
Nov 14, 2022
Q3 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
17.6KNew |
$317K - $374K
|
17.6K
$335K
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
16.2K+ 40.73% |
$291K - $343K
|
55.8K
$1.06M
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
15.3K+ 9.13% |
$275K - $325K
|
183K
$3.48M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
14.8KNew |
$267K - $315K
|
14.8K
$282K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
13.1K+ 13.11% |
$236K - $279K
|
113K
$2.16M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
12.8K+ 1.44% |
$230K - $272K
|
898K
$17.1M
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
11.2KNew |
$202K - $238K
|
11.2K
$214K
|
|
|
Nov 14, 2022
Q3 2022
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
10.3KNew |
$185K - $219K
|
10.3K
$196K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
6.49K+ 21.54% |
$117K - $138K
|
36.6K
$697K
|
|
|
Oct 28, 2022
Q3 2022
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
5.12K+ 46.06% |
$92.2K - $109K
|
16.2K
$309K
|
|
|
Nov 09, 2022
Q3 2022
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
4.99K+ 4.55% |
$89.8K - $106K
|
115K
$2.18M
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
4.74K+ 23.04% |
$85.4K - $101K
|
25.3K
$482K
|
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
3.5K+ 10.04% |
$63K - $74.4K
|
38.4K
$731K
|
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
3.21K+ 16.23% |
$57.7K - $68.1K
|
23K
$437K
|
|
|
Nov 02, 2022
Q3 2022
|
Stephens Inc
|
BUY
|
- |
2.9K+ 2.9% |
$52.2K - $61.6K
|
103K
$1.96M
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
2.46K+ 14.53% |
$44.3K - $52.2K
|
19.4K
$369K
|
|
|
Nov 14, 2022
Q3 2022
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
2.46K+ 12.88% |
$44.3K - $52.2K
|
21.5K
$410K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.95K+ 4.0% |
$35.1K - $41.4K
|
50.7K
$966K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.32K+ 5.02% |
$23.7K - $28K
|
27.5K
$524K
|
|
|
Nov 08, 2022
Q3 2022
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
1.3KNew |
$23.4K - $27.6K
|
1.3K
$24.8K
|
|
|
Oct 11, 2022
Q3 2022
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
1.22KNew |
$22K - $25.9K
|
1.22K
$23.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
938+ 5.73% |
$16.9K - $19.9K
|
17.3K
$330K
|
|
|
Oct 21, 2022
Q3 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
793+ 4.7% |
$14.3K - $16.9K
|
17.7K
$337K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
742+ 1.48% |
$13.4K - $15.8K
|
50.9K
$970K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
729+ 0.63% |
$13.1K - $15.5K
|
116K
$2.2M
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
610+ 15.46% |
$11K - $13K
|
4.56K
$86.8K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
588+ 1.02% |
$10.6K - $12.5K
|
58.2K
$1.11M
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
450New |
$8.1K - $9.56K
|
450
$8.57K
|
|
|
Nov 14, 2022
Q3 2022
|
Df Dent & CO Inc
Baltimore, MD |
BUY
|
- |
265+ 2.5% |
$4.77K - $5.63K
|
10.9K
$207K
|
|
|
Oct 11, 2022
Q3 2022
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
258+ 1.66% |
$4.65K - $5.48K
|
15.8K
$302K
|
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
143New |
$2.58K - $3.04K
|
143
$2.72K
|
|
|
Nov 14, 2022
Q3 2022
|
Meeder Asset Management Inc
|
BUY
|
- |
124New |
$2.23K - $2.64K
|
124
$2.36K
|
|
|
Nov 08, 2022
Q3 2022
|
Shelton Wealth Management, LLC
|
BUY
|
- |
38+ 0.22% |
$684 - $808
|
17K
$324K
|
|
|
Oct 26, 2022
Q3 2022
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
30+ 1.7% |
$540 - $638
|
1.8K
$34.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
29+ 1.74% |
$522 - $616
|
1.69K
$32.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
29+ 0.12% |
$522 - $616
|
23.5K
$447K
|
|
|
Oct 11, 2022
Q3 2022
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
23+ 11.5% |
$414 - $489
|
223
$4.25K
|
|
|
Oct 11, 2022
Q3 2022
|
Rise Advisors, LLC
|
BUY
|
- |
12+ 1.75% |
$216 - $255
|
699
$13.3K
|
|
|
Oct 05, 2022
Q3 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
3+ 1.28% |
$54 - $63.8
|
238
$4.53K
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
3New |
$54 - $63.8
|
3
$57.2
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2022
Q3 2022
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
SELL
|
- |
-377- 0.71% |
$6.79K - $8.01K
|
52.8K
$1.01M
|