Purchases and Sales Made in Q3 2023 in Tekla Healthcare Opportunities Fund (THQ)
This table provides information about the institutional ownership of Tekla Healthcare Opportunities Fund (THQ) during Q3 2023. The information is specifically focused on institutions that hold shares of Tekla Healthcare Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
178K+ 79.08% |
$3.03M - $3.46M
|
404K
$7.51M
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
124K+ 113.93% |
$2.11M - $2.41M
|
233K
$4.34M
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
106KNew |
$1.8M - $2.06M
|
106K
$1.97M
|
|
|
Nov 13, 2023
Q3 2023
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
100KNew |
$1.71M - $1.95M
|
100K
$1.87M
|
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
62.5KNew |
$1.06M - $1.21M
|
62.5K
$1.16M
|
|
|
Nov 01, 2023
Q3 2023
|
Heron Bay Capital Management
|
BUY
|
- |
59K+ 18.59% |
$1M - $1.15M
|
376K
$6.99M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
48.6KNew |
$825K - $944K
|
48.6K
$903K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
41.1K+ 54.08% |
$699K - $799K
|
117K
$2.18M
|
|
|
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
37KNew |
$629K - $719K
|
37K
$689K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
35K+ 401.42% |
$594K - $680K
|
43.7K
$813K
|
|
|
Nov 14, 2023
Q3 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
34.5K+ 9.47% |
$585K - $669K
|
398K
$7.4M
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
33.7K+ 189.65% |
$573K - $655K
|
51.5K
$957K
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
31.7KNew |
$538K - $615K
|
31.7K
$589K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
18K+ 115.11% |
$305K - $349K
|
33.6K
$625K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
15.2K+ 1.57% |
$259K - $296K
|
986K
$18.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
15KNew |
$254K - $291K
|
15K
$278K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
14.2K+ 6.44% |
$242K - $277K
|
235K
$4.38M
|
|
|
Nov 09, 2023
Q3 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
14K+ 25.18% |
$238K - $272K
|
69.6K
$1.29M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
13.5K+ 4.51% |
$229K - $262K
|
313K
$5.82M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
12.5KNew |
$212K - $242K
|
12.5K
$232K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
9.87K+ 1.2% |
$168K - $192K
|
835K
$15.5M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
7.06K+ 9.18% |
$120K - $137K
|
83.9K
$1.56M
|
|
|
Nov 13, 2023
Q3 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
7.05K+ 44.46% |
$120K - $137K
|
22.9K
$426K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
6.39K+ 9.5% |
$108K - $124K
|
73.7K
$1.37M
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
3.85K+ 3.21% |
$65.4K - $74.8K
|
124K
$2.3M
|
|
|
Oct 25, 2023
Q3 2023
|
Stephens Consulting, LLC
Flint, MI |
BUY
|
- |
2.73KNew |
$46.3K - $53K
|
2.73K
$50.7K
|
|
|
Oct 26, 2023
Q3 2023
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
2.5KNew |
$42.5K - $48.6K
|
2.5K
$46.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.83K+ 1.26% |
$31.1K - $35.6K
|
147K
$2.74M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.65KNew |
$28.1K - $32.1K
|
1.65K
$30.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.65KNew |
$28K - $32.1K
|
1.65K
$30.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.65K+ 2.6% |
$28K - $32K
|
65.1K
$1.21M
|
|
|
Nov 13, 2023
Q3 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
1.51K+ 10.37% |
$25.6K - $29.2K
|
16K
$298K
|
|
|
Nov 02, 2023
Q3 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
1.35K+ 5.15% |
$22.8K - $26.1K
|
27.5K
$511K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.3K+ 0.08% |
$22K - $25.2K
|
1.6M
$29.7M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.13K+ 1.9% |
$19.1K - $21.9K
|
60.3K
$1.12M
|
|
|
Nov 08, 2023
Q3 2023
|
Koesten, Hirschmann & Crabtree, Inc.
Overland Park, KS |
BUY
|
- |
500New |
$8.49K - $9.71K
|
500
$9.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
412+ 10.33% |
$7K - $8K
|
4.4K
$81.8K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
400+ 1.15% |
$6.79K - $7.77K
|
35.2K
$655K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
371New |
$6.3K - $7.2K
|
371
$6.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
255+ 0.88% |
$4.33K - $4.95K
|
29.2K
$543K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
189+ 1.11% |
$3.21K - $3.67K
|
17.2K
$320K
|
|
|
Nov 13, 2023
Q3 2023
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
133+ 0.29% |
$2.26K - $2.58K
|
46.4K
$862K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
118+ 0.46% |
$2K - $2.29K
|
25.8K
$480K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
58+ 1.45% |
$985 - $1.13K
|
4.07K
$75.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
55New |
$934 - $1.07K
|
55
$1.02K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
45New |
$764 - $874
|
45
$837
|
|
|
Oct 10, 2023
Q3 2023
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
34+ 0.13% |
$577 - $660
|
25.5K
$474K
|
|
|
Oct 06, 2023
Q3 2023
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
9+ 0.06% |
$153 - $175
|
14.9K
$277K
|
|
|
Oct 20, 2023
Q3 2023
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
4New |
$67.9 - $77.7
|
4
$74.4
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|