Purchases and Sales Made in Q4 2023 in Tekla Healthcare Opportunities Fund (THQ)
This table provides information about the institutional ownership of Tekla Healthcare Opportunities Fund (THQ) during Q4 2023. The information is specifically focused on institutions that hold shares of Tekla Healthcare Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
494KNew |
$7.57M - $9.02M
|
494K
$9.45M
|
|
|
Feb 09, 2024
Q4 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
486K+ 120.26% |
$7.45M - $8.88M
|
890K
$17M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
258K+ 731.29% |
$3.95M - $4.71M
|
293K
$5.61M
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
145K+ 62.25% |
$2.23M - $2.65M
|
378K
$7.25M
|
|
|
Jan 12, 2024
Q4 2023
|
Heron Bay Capital Management
|
BUY
|
- |
132K+ 35.04% |
$2.02M - $2.41M
|
508K
$9.73M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
127K+ 93.69% |
$1.95M - $2.33M
|
263K
$5.04M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
110K+ 213.13% |
$1.68M - $2.01M
|
161K
$3.09M
|
|
|
Feb 14, 2024
Q4 2023
|
Intrinsic Edge Capital Management LLC
Chicago, IL |
BUY
|
- |
100KNew |
$1.53M - $1.83M
|
100K
$1.91M
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
76.2K+ 19.14% |
$1.17M - $1.39M
|
474K
$9.09M
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
56.5K+ 53.23% |
$866K - $1.03M
|
163K
$3.12M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
44.3K+ 14.17% |
$680K - $811K
|
357K
$6.84M
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
43.2K+ 69.1% |
$662K - $790K
|
106K
$2.03M
|
|
|
Feb 09, 2024
Q4 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
31.6K+ 45.44% |
$485K - $578K
|
101K
$1.94M
|
|
|
Jan 22, 2024
Q4 2023
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
26.9KNew |
$413K - $492K
|
26.9K
$516K
|
|
|
Feb 05, 2024
Q4 2023
|
Stonebrook Private Inc.
Northville, MI |
BUY
|
- |
24.7KNew |
$379K - $452K
|
24.7K
$474K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
24.5KNew |
$375K - $448K
|
24.5K
$469K
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
19.7KNew |
$303K - $361K
|
19.7K
$378K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
19.3K+ 39.71% |
$296K - $353K
|
67.9K
$1.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
18.6K+ 108.18% |
$285K - $340K
|
35.8K
$686K
|
|
|
Feb 06, 2024
Q4 2023
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
BUY
|
- |
18.1KNew |
$277K - $331K
|
18.1K
$346K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
15.9K+ 2.07% |
$243K - $290K
|
783K
$15M
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
13.9K+ 82.93% |
$213K - $254K
|
30.7K
$587K
|
|
|
Feb 01, 2024
Q4 2023
|
Madison Park Capital Advisors, LLC
Seattle, WA |
BUY
|
- |
13KNew |
$199K - $238K
|
13K
$249K
|
|
|
Jan 29, 2024
Q4 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
11.9K+ 74.6% |
$183K - $218K
|
28K
$536K
|
|
|
Feb 13, 2024
Q4 2023
|
Stephens Inc
|
BUY
|
- |
11.9KNew |
$183K - $218K
|
11.9K
$229K
|
|
|
Feb 12, 2024
Q4 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
11.3KNew |
$174K - $207K
|
11.3K
$217K
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
11.2KNew |
$171K - $204K
|
11.2K
$214K
|
|
|
Feb 07, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
11.2KNew |
$171K - $204K
|
11.2K
$214K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
9.89K+ 28.37% |
$152K - $181K
|
44.7K
$857K
|
|
|
Feb 14, 2024
Q4 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
8.96K+ 39.12% |
$137K - $164K
|
31.9K
$610K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
6.52K+ 2.77% |
$99.9K - $119K
|
242K
$4.63M
|
|
|
Jan 10, 2024
Q4 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
5.32K+ 19.36% |
$81.6K - $97.2K
|
32.8K
$628K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
4.09K+ 12.92% |
$62.8K - $74.8K
|
35.8K
$685K
|
|
|
Jan 18, 2024
Q4 2023
|
Washington Trust CO
|
BUY
|
- |
3.53KNew |
$54.1K - $64.5K
|
3.53K
$67.5K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.29K+ 2.89% |
$50.5K - $60.2K
|
117K
$2.25M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.14K+ 2.62% |
$48.1K - $57.3K
|
123K
$2.35M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.59K+ 3.97% |
$39.6K - $47.3K
|
67.7K
$1.3M
|
|
|
Jan 18, 2024
Q4 2023
|
Mc Glone Suttner Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
2.32KNew |
$35.6K - $42.5K
|
2.32K
$44.5K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.48K+ 4.4% |
$22.7K - $27K
|
35.1K
$672K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.44K+ 11.54% |
$22.1K - $26.3K
|
13.9K
$267K
|
|
|
Jan 25, 2024
Q4 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
495+ 2.1% |
$7.59K - $9.05K
|
24.1K
$461K
|
|
|
Feb 13, 2024
Q4 2023
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
444+ 0.44% |
$6.81K - $8.12K
|
101K
$1.93M
|
|
|
Feb 01, 2024
Q4 2023
|
Larson Financial Group LLC
|
BUY
|
- |
350New |
$5.37K - $6.4K
|
350
$6.7K
|
|
|
Jan 08, 2024
Q4 2023
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
194+ 1.3% |
$2.97K - $3.55K
|
15.1K
$289K
|
|
|
Feb 13, 2024
Q4 2023
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
101+ 0.22% |
$1.55K - $1.85K
|
46.5K
$890K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
100New |
$1.53K - $1.83K
|
100
$1.91K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
13+ 0.79% |
$199 - $238
|
1.67K
$31.9K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 09, 2024
Q4 2023
|
Beacon Capital Management, LLC
|
SELL
|
- |
-53- 20.7% |
$812 - $969
|
203
$3.89K
|
|
|
Feb 12, 2024
Q4 2023
|
Stone X Group Inc.
|
SELL
|
- |
-232- 1.96% |
$3.56K - $4.24K
|
11.6K
$223K
|