Purchases and Sales Made in Q4 2023 in Tekla Healthcare Opportunities Fund (THQ)
This table provides information about the institutional ownership of Tekla Healthcare Opportunities Fund (THQ) during Q4 2023. The information is specifically focused on institutions that hold shares of Tekla Healthcare Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-400- 0.93% |
$6.13K - $7.31K
|
42.5K
$815K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-400- 24.23% |
$6.13K - $7.31K
|
1.25K
$24K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-484- 11.89% |
$7.42K - $8.85K
|
3.59K
$68.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Df Dent & CO Inc
Baltimore, MD |
SELL
|
- |
-533- 4.58% |
$8.17K - $9.74K
|
11.1K
$213K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-615- 47.31% |
$9.43K - $11.2K
|
685
$13.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Shelton Wealth Management, LLC
|
SELL
|
- |
-843- 5.04% |
$12.9K - $15.4K
|
15.9K
$304K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-947- 3.67% |
$14.5K - $17.3K
|
24.9K
$477K
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.03K- 4.63% |
$15.8K - $18.8K
|
21.2K
$407K
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-1.09K- 2.93% |
$16.7K - $19.9K
|
36.1K
$691K
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.1K- 8.01% |
$16.9K - $20.1K
|
12.6K
$242K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.36K- 4.4% |
$20.8K - $24.9K
|
29.6K
$566K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.49K- 33.76% |
$22.8K - $27.2K
|
2.92K
$55.8K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-2.21K- 6.35% |
$33.9K - $40.4K
|
32.6K
$624K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.59K- 8.86% |
$39.7K - $47.3K
|
26.6K
$510K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.98K- 4.95% |
$45.7K - $54.5K
|
57.3K
$1.1M
|
|
|
Jan 18, 2024
Q4 2023
|
Next Level Private LLC
Harrison, NY |
SELL
|
- |
-5.2K- 20.38% |
$79.6K - $95K
|
20.3K
$389K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-5.24K- 6.25% |
$80.4K - $95.9K
|
78.7K
$1.51M
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-5.63K- 4.54% |
$86.2K - $103K
|
118K
$2.27M
|
|
|
Jan 26, 2024
Q4 2023
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-5.95K- 19.47% |
$91.2K - $109K
|
24.6K
$471K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-7.18K- 0.86% |
$110K - $131K
|
828K
$15.9M
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-12.2K- 12.71% |
$187K - $222K
|
83.6K
$1.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-13.3K- 9.01% |
$204K - $243K
|
134K
$2.57M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-13.9K- 4.45% |
$213K - $254K
|
299K
$5.72M
|
|
|
Feb 06, 2024
Q4 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-14.4K- 15.84% |
$220K - $263K
|
76.3K
$1.46M
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-23.9K- 32.4% |
$366K - $436K
|
49.8K
$953K
|
|
|
Feb 14, 2024
Q4 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-24K- 51.23% |
$368K - $439K
|
22.8K
$437K
|
|
|
Feb 12, 2024
Q4 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-24.1K- 59.38% |
$369K - $440K
|
16.5K
$316K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-26.9K- 77.19% |
$412K - $492K
|
7.95K
$152K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-27.6K- 83.54% |
$423K - $504K
|
5.43K
$104K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-32.2K- 2.18% |
$494K - $589K
|
1.45M
$27.7M
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-39.3K- 89.8% |
$602K - $718K
|
4.46K
$85.4K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-50.6K- 43.14% |
$775K - $924K
|
66.6K
$1.28M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-126K- 12.77% |
$1.93M - $2.3M
|
861K
$16.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-149K- 9.34% |
$2.29M - $2.73M
|
1.45M
$27.7M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-277K- 94.48% |
$4.24M - $5.06M
|
16.2K
$310K
|