Latest Institutional Transactions on Tekla World Healthcare Fund (THW)
This table provides information on the latest institutional transactions involving Tekla World Healthcare Fund (THW) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 02, 2022
Q4 2021
|
Mv Capital Management, Inc.
|
SELL
|
- |
-1.26KClosed |
$19.6K - $21.5K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-21.6KClosed |
$336K - $368K
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-20KClosed |
$310K - $341K
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Shelton Wealth Management, LLC
|
BUY
|
- |
13KNew |
$202K - $221K
|
13K
$133K
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-89.7KClosed |
$1.45M - $1.56M
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
16KNew |
$259K - $278K
|
16K
$164K
|
|
|
Nov 03, 2021
Q3 2021
|
Camden Capital, LLC
|
SELL
|
- |
-19.6KClosed |
$316K - $340K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1.81KClosed |
$29.3K - $31.5K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Ota Financial Group L.P.
|
SELL
|
- |
-17.7KClosed |
$286K - $307K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-45.7KClosed |
$680K - $762K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-17.8KClosed |
$266K - $298K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Stockman Wealth Management, Inc.
|
BUY
|
- |
10.7K+ 33.34% |
$159K - $178K
|
42.6K
$437K
|
|
|
Aug 10, 2021
Q2 2021
|
Proffitt & Goodson Inc
|
SELL
|
- |
-851Closed |
$12.7K - $14.2K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-739Closed |
$11K - $12.3K
|
0
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Live Oak Private Wealth LLC
|
BUY
|
- |
13.5KNew |
$202K - $226K
|
13.5K
$139K
|
|
|
Jul 13, 2021
Q2 2021
|
Sound Income Strategies, LLC
|
BUY
|
- |
500New |
$7.45K - $8.35K
|
500
$5.13K
|
|
| Q1 2021 | |||||||
|
May 13, 2021
Q1 2021
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-5.54KClosed |
$81.1K - $98.6K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-6.07K- 33.26% |
$88.8K - $108K
|
12.2K
$125K
|
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-596Closed |
$8.73K - $10.6K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
4.55KNew |
$66.6K - $81K
|
4.55K
$46.6K
|
|
|
May 05, 2021
Q1 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-500Closed |
$7.32K - $8.91K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
100+ 20.0% |
$1.46K - $1.78K
|
600
$6.15K
|
|
|
Apr 15, 2021
Q1 2021
|
Burt Wealth Advisors
|
SELL
|
- |
-370Closed |
$5.42K - $6.59K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 09, 2021
Q4 2020
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-500Closed |
$6.72K - $8.04K
|
0
$0
|
|
|
Feb 01, 2021
Q4 2020
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-46.5KClosed |
$625K - $748K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 06, 2020
Q3 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-46.5KClosed |
$643K - $698K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-39.6KClosed |
$547K - $593K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Meridian Investment Counsel Inc.
Lafayette, CA |
SELL
|
- |
-16KClosed |
$220K - $239K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.38K- 37.9% |
$25.8K - $35.1K
|
3.9K
$40K
|
|
|
Aug 18, 2020
Q2 2020
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-800Closed |
$8.66K - $11.8K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-59.9KClosed |
$648K - $883K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-300Closed |
$3.25K - $4.43K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Shaker Financial Services, LLC
|
SELL
|
- |
-21.4KClosed |
$232K - $316K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-53.7KClosed |
$477K - $778K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-38.5KClosed |
$343K - $558K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Busey Wealth Management
|
SELL
|
- |
-6.48KClosed |
$57.6K - $93.8K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Jan 29, 2020
Q4 2019
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
1.9KNew |
$24.7K - $26.5K
|
1.9K
$19.5K
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.18KClosed |
$28.3K - $30.4K
|
0
$0
|
|
|
Jan 21, 2020
Q4 2019
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-1.7KClosed |
$22.1K - $23.7K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Sep 14, 2021
Q3 2019
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-489Closed |
$6.25K - $6.62K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
M&T Bank Corp
|
SELL
|
- |
-11.5KClosed |
$147K - $156K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Aft, Forsyth & Company, Inc.
|
SELL
|
- |
-13.5KClosed |
$172K - $182K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Mar 16, 2021
Q2 2019
|
Axiom Investment Management LLC
New York, NY |
SELL
|
- |
-11.5KClosed |
$138K - $150K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-301KClosed |
$3.6M - $3.92M
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-43.9KClosed |
$510K - $578K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-11.1KClosed |
$129K - $146K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-18.5KClosed |
$216K - $244K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-332Closed |
$3.86K - $4.38K
|
0
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-428Closed |
$4.98K - $5.64K
|
0
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-2.5KClosed |
$29.1K - $33K
|
0
$0
|
|