Purchases and Sales Made in Q3 2023 in Tekla World Healthcare Fund (THW)
This table provides information about the institutional ownership of Tekla World Healthcare Fund (THW) during Q3 2023. The information is specifically focused on institutions that hold shares of Tekla World Healthcare Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
133KNew |
$1.55M - $1.87M
|
133K
$1.54M
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
87.7K+ 60.58% |
$1.03M - $1.24M
|
233K
$2.7M
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
51.2KNew |
$598K - $722K
|
51.2K
$594K
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
19.6KNew |
$229K - $276K
|
19.6K
$227K
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
14.6KNew |
$170K - $205K
|
14.6K
$169K
|
|
Nov 13, 2023
Q3 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
14.4K+ 77.9% |
$168K - $203K
|
32.8K
$381K
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13KNew |
$152K - $183K
|
13K
$151K
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
12.9K+ 2.41% |
$151K - $182K
|
548K
$6.36M
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
12.2KNew |
$143K - $172K
|
12.2K
$142K
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10.5K+ 21.1% |
$123K - $149K
|
60.5K
$703K
|
|
Nov 13, 2023
Q3 2023
|
Sargent Investment Group, LLC
|
BUY
|
- |
10K+ 100.0% |
$117K - $141K
|
20K
$232K
|
|
Nov 08, 2023
Q3 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
9.07K+ 10.03% |
$106K - $128K
|
99.5K
$1.15M
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
8.24K+ 53.71% |
$96.4K - $116K
|
23.6K
$274K
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
8K+ 4.18% |
$93.5K - $113K
|
200K
$2.32M
|
|
Oct 16, 2023
Q3 2023
|
Wealth Effects LLC
|
BUY
|
- |
7.35K+ 13.35% |
$85.9K - $104K
|
62.4K
$724K
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
7.1K+ 3.54% |
$82.9K - $100K
|
208K
$2.41M
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
6.5K+ 6.11% |
$76K - $91.7K
|
113K
$1.31M
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
6.08KNew |
$71.1K - $85.8K
|
6.08K
$70.6K
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.78K+ 10.87% |
$67.6K - $81.5K
|
59K
$684K
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
5.04K+ 1.72% |
$58.9K - $71K
|
298K
$3.46M
|
|
Nov 14, 2023
Q3 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
3.84K+ 37.85% |
$44.9K - $54.2K
|
14K
$162K
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
1.42K+ 6.62% |
$16.6K - $20.1K
|
22.9K
$266K
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.26K+ 2.68% |
$14.7K - $17.8K
|
48.2K
$560K
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
1.25K+ 25.06% |
$14.6K - $17.6K
|
6.24K
$72.4K
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.03K+ 10.14% |
$12.1K - $14.6K
|
11.2K
$130K
|
|
Oct 26, 2023
Q3 2023
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
1KNew |
$11.7K - $14.1K
|
1K
$11.6K
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
1KNew |
$11.7K - $14.1K
|
1K
$11.6K
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
1K+ 163.13% |
$11.7K - $14.1K
|
1.61K
$18.7K
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
408+ 0.76% |
$4.77K - $5.76K
|
54K
$627K
|
|
Oct 12, 2023
Q3 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
250New |
$2.92K - $3.53K
|
250
$2.9K
|
|
Oct 10, 2023
Q3 2023
|
Sandbox Financial Partners, LLC
Bethesda, MD |
BUY
|
- |
195+ 1.84% |
$2.28K - $2.75K
|
10.8K
$125K
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
191+ 1.43% |
$2.23K - $2.7K
|
13.6K
$158K
|
|
Oct 25, 2023
Q3 2023
|
Beacon Financial Advisory LLC
|
BUY
|
- |
182+ 1.72% |
$2.13K - $2.57K
|
10.8K
$125K
|
|
Nov 13, 2023
Q3 2023
|
Provence Wealth Management Group
|
BUY
|
- |
144New |
$1.68K - $2.03K
|
144
$1.67K
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
100+ 31.65% |
$1.17K - $1.41K
|
416
$4.83K
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
71+ 0.2% |
$830 - $1K
|
34.8K
$404K
|
|
Oct 25, 2023
Q3 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
14+ 2.73% |
$164 - $198
|
526
$6.11K
|
|
Oct 31, 2023
Q3 2023
|
Semus Wealth Partners LLC
Boca Raton, FL |
BUY
|
- |
13+ 0.1% |
$152 - $183
|
12.5K
$146K
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 09, 2023
Q3 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-25- 0.06% |
$292 - $353
|
38.7K
$449K
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-636- 2.59% |
$7.43K - $8.97K
|
23.9K
$278K
|
|
Nov 13, 2023
Q3 2023
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-804- 2.37% |
$9.4K - $11.3K
|
33.1K
$384K
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.53K- 7.15% |
$17.9K - $21.6K
|
19.9K
$231K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.77K- 4.97% |
$20.7K - $25K
|
33.9K
$394K
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.79K- 12.3% |
$20.9K - $25.3K
|
12.8K
$148K
|
|
Nov 13, 2023
Q3 2023
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-2.45K- 12.11% |
$28.6K - $34.5K
|
17.8K
$206K
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.56K- 13.93% |
$30K - $36.2K
|
15.8K
$184K
|
|
Oct 31, 2023
Q3 2023
|
Primoris Wealth Advisors, LLC
|
SELL
|
- |
-2.97K- 9.45% |
$34.7K - $41.9K
|
28.4K
$330K
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.02K- 5.4% |
$105K - $127K
|
158K
$1.83M
|