Purchases and Sales Made in Q1 2021 in Tcw Strategic Income Fund Inc (TSI)
This table provides information about the institutional ownership of Tcw Strategic Income Fund Inc (TSI) during Q1 2021. The information is specifically focused on institutions that hold shares of TCW STRATEGIC INCOME FUND INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 13, 2021
Q1 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
996K+ 79.13% |
$5.47M - $5.69M
|
2.25M
$10.7M
|
|
May 12, 2021
Q1 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
278KNew |
$1.52M - $1.59M
|
278K
$1.32M
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
57.9K+ 9.14% |
$318K - $331K
|
692K
$3.29M
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
45.6K+ 8.77% |
$250K - $261K
|
566K
$2.69M
|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
43.6K+ 97.77% |
$240K - $249K
|
88.3K
$419K
|
|
May 17, 2021
Q1 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
41.2K+ 7.5% |
$226K - $235K
|
590K
$2.8M
|
|
May 14, 2021
Q1 2021
|
Family Management Corp
New York, NY |
BUY
|
- |
28.1K+ 12.9% |
$154K - $160K
|
246K
$1.17M
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
24.3K+ 4.8% |
$134K - $139K
|
531K
$2.52M
|
|
Apr 26, 2021
Q1 2021
|
Wedbush Securities Inc
|
BUY
|
- |
20.9KNew |
$115K - $119K
|
20.9K
$99.4K
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
20.9KNew |
$115K - $119K
|
20.9K
$99.3K
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
17.8KNew |
$97.9K - $102K
|
17.8K
$84.7K
|
|
Apr 30, 2021
Q1 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
13KNew |
$71.1K - $74K
|
13K
$61.5K
|
|
May 17, 2021
Q1 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
12.7KNew |
$69.6K - $72.4K
|
12.7K
$60.2K
|
|
May 11, 2021
Q1 2021
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
12.3KNew |
$67.6K - $70.3K
|
12.3K
$58.5K
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
12.1KNew |
$66.4K - $69K
|
12.1K
$57.4K
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
11.8K+ 5.56% |
$65K - $67.6K
|
225K
$1.07M
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
11.5K+ 6.94% |
$63K - $65.6K
|
177K
$840K
|
|
May 10, 2021
Q1 2021
|
Sea Bridge Investment Advisors LLC
|
BUY
|
- |
9.25K+ 3.52% |
$50.8K - $52.8K
|
272K
$1.29M
|
|
May 10, 2021
Q1 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
3.5K+ 5.09% |
$19.2K - $20K
|
72.2K
$343K
|
|
May 07, 2021
Q1 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.45KNew |
$13.4K - $14K
|
2.45K
$11.6K
|
|
Apr 19, 2021
Q1 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.5K+ 100.0% |
$8.24K - $8.57K
|
3K
$14.3K
|
|
Apr 27, 2021
Q1 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
800+ 6.24% |
$4.39K - $4.57K
|
13.6K
$64.7K
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
553+ 2.81% |
$3.04K - $3.16K
|
20.3K
$96.3K
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
540+ 0.68% |
$2.96K - $3.08K
|
80K
$380K
|
|
May 06, 2021
Q1 2021
|
Rda Financial Network
|
BUY
|
- |
61+ 0.23% |
$335 - $348
|
27.1K
$129K
|
|
May 03, 2021
Q1 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
26+ 0.25% |
$143 - $148
|
10.2K
$48.7K
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Apr 26, 2021
Q1 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-143- 29.3% |
$785 - $817
|
345
$1.64K
|
|
May 14, 2021
Q1 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-237- 0.09% |
$1.3K - $1.35K
|
260K
$1.24M
|
|
May 13, 2021
Q1 2021
|
Mcmillion Capital Management Inc
|
SELL
|
- |
-334Closed |
$1.83K - $1.91K
|
0
$0
|
|
Sep 07, 2021
Q1 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1.2KClosed |
$6.59K - $6.85K
|
0
$0
|
|
Apr 12, 2021
Q1 2021
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-1.5K- 2.42% |
$8.24K - $8.57K
|
60.5K
$287K
|
|
May 04, 2021
Q1 2021
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-2.98K- 1.81% |
$16.3K - $17K
|
162K
$768K
|
|
Apr 19, 2021
Q1 2021
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-3K- 8.77% |
$16.5K - $17.1K
|
31.2K
$148K
|
|
Apr 23, 2021
Q1 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-5.7K- 14.88% |
$31.3K - $32.5K
|
32.6K
$155K
|
|
May 05, 2021
Q1 2021
|
Diversified, LLC
|
SELL
|
- |
-5.81KClosed |
$31.9K - $33.2K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Elco Management Co., LLC
New York, NY |
SELL
|
- |
-6.11K- 36.99% |
$33.5K - $34.9K
|
10.4K
$49.4K
|
|
May 06, 2021
Q1 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-7.55K- 11.62% |
$41.4K - $43.1K
|
57.4K
$273K
|
|
Apr 14, 2021
Q1 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-8.5KClosed |
$46.7K - $48.5K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-10.9K- 33.69% |
$59.6K - $62K
|
21.4K
$102K
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-13.4KClosed |
$73.6K - $76.5K
|
0
$0
|
|
May 25, 2021
Q1 2021
|
Encompass Wealth Advisors, LLC
|
SELL
|
- |
-13.5KClosed |
$74.3K - $77.3K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-16.9KClosed |
$92.7K - $96.4K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-20.1K- 39.15% |
$110K - $114K
|
31.2K
$148K
|
|
May 12, 2021
Q1 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-23.8KClosed |
$131K - $136K
|
0
$0
|
|
Apr 26, 2021
Q1 2021
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-39.2KClosed |
$215K - $224K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-44K- 16.1% |
$241K - $251K
|
229K
$1.09M
|
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-45.4KClosed |
$249K - $259K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-46.5KClosed |
$255K - $266K
|
0
$0
|
|
Apr 27, 2021
Q1 2021
|
Northside Capital Management, LLC
|
SELL
|
- |
-65.7K- 5.01% |
$361K - $375K
|
1.25M
$5.92M
|