Latest Institutional Transactions on Tcw Strategic Income Fund Inc (TSI)
This table provides information on the latest institutional transactions involving Tcw Strategic Income Fund Inc (TSI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 26, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6+ 0.01% |
$29.2 - $30.2
|
95.9K
$472K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.35K+ 11.84% |
$6.54K - $6.78K
|
12.7K
$62.5K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-120- 0.38% |
$583 - $605
|
31.9K
$157K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
479+ 1.33% |
$2.33K - $2.41K
|
36.4K
$179K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-58.6K- 6.69% |
$285K - $295K
|
817K
$4.02M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
275+ 0.66% |
$1.34K - $1.39K
|
42K
$207K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
22.7K+ 1.84% |
$110K - $114K
|
1.25M
$6.15M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
225+ 1.33% |
$1.09K - $1.13K
|
17.2K
$84.6K
|
|
|
Nov 14, 2025
Q3 2025
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
10.4KNew |
$50.8K - $52.6K
|
10.4K
$51.4K
|
|
|
Nov 14, 2025
Q3 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-208K- 8.04% |
$1.01M - $1.05M
|
2.38M
$11.7M
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-200- 2.32% |
$972 - $1.01K
|
8.42K
$41.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-17.9K- 1.87% |
$87K - $90.3K
|
939K
$4.62M
|
|
|
Nov 14, 2025
Q3 2025
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-32.8K- 61.88% |
$159K - $165K
|
20.2K
$99.4K
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
1.35M+ 16.62% |
$6.54M - $6.78M
|
9.44M
$46.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
22K+ 9.01% |
$107K - $111K
|
266K
$1.31M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-27K- 14.69% |
$131K - $136K
|
157K
$772K
|
|
|
Nov 13, 2025
Q3 2025
|
Seven Mile Advisory
Ewing, NJ |
BUY
|
- |
108KNew |
$523K - $543K
|
108K
$530K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-968- 2.25% |
$4.7K - $4.88K
|
42.1K
$207K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
51+ 0.36% |
$248 - $257
|
14.2K
$70.1K
|
|
|
Nov 12, 2025
Q3 2025
|
Intellus Advisors LLC
Naples, FL |
BUY
|
- |
19K+ 38.27% |
$92.5K - $96K
|
68.8K
$338K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
13.9KNew |
$67.3K - $69.8K
|
13.9K
$68.1K
|
|
|
Nov 10, 2025
Q3 2025
|
Transatlantique Private Wealth LLC
|
SELL
|
- |
-8.77K- 19.66% |
$42.6K - $44.2K
|
35.8K
$176K
|
|
|
Nov 10, 2025
Q3 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-118K- 8.03% |
$576K - $597K
|
1.36M
$6.68M
|
|
|
Nov 07, 2025
Q3 2025
|
Readystate Asset Management LP
Chicago, IL |
SELL
|
- |
-17.4K- 63.55% |
$84.8K - $87.9K
|
10K
$49.2K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.9K- 7.99% |
$9.21K - $9.56K
|
21.8K
$107K
|
|
|
Nov 06, 2025
Q3 2025
|
Whipplewood Advisors, LLC
Littleton, CO |
BUY
|
- |
1.3K+ 0.82% |
$6.33K - $6.56K
|
160K
$785K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
10.4K+ 20.02% |
$50.4K - $52.3K
|
62.2K
$306K
|
|
|
Nov 06, 2025
Q3 2025
|
Uhlmann Price Securities, LLC
Skokie, IL |
SELL
|
- |
-3.56K- 9.19% |
$17.3K - $17.9K
|
35.2K
$173K
|
|
|
Nov 05, 2025
Q3 2025
|
Mb Generational Wealth, LLC
Spokane, WA |
SELL
|
- |
-4.1K- 24.26% |
$19.9K - $20.7K
|
12.8K
$63K
|
|
|
Oct 30, 2025
Q3 2025
|
Hara Capital LLC
Bellevue, WA |
BUY
|
- |
11.1K+ 32.41% |
$53.9K - $55.9K
|
45.3K
$223K
|
|
|
Oct 30, 2025
Q3 2025
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
42+ 0.42% |
$204 - $212
|
10.1K
$49.7K
|
|
|
Oct 22, 2025
Q3 2025
|
Sea Bridge Investment Advisors LLC
|
SELL
|
- |
-107K- 13.34% |
$522K - $541K
|
698K
$3.43M
|
|
|
Oct 15, 2025
Q3 2025
|
Jp Wealth Management, Inc.
Mt. Pleasant, SC |
SELL
|
- |
-207K- 6.44% |
$1.01M - $1.04M
|
3.01M
$14.8M
|
|
|
Oct 15, 2025
Q3 2025
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-2.61K- 7.03% |
$12.7K - $13.2K
|
34.5K
$170K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
2.01KNew |
$9.76K - $10.1K
|
2.01K
$9.88K
|
|
|
Oct 14, 2025
Q3 2025
|
Riverbridge Partners LLC
|
BUY
|
- |
4.25K+ 2.5% |
$20.7K - $21.4K
|
174K
$858K
|
|
|
Oct 08, 2025
Q3 2025
|
Rda Financial Network
|
SELL
|
- |
-1.91K- 4.16% |
$9.28K - $9.62K
|
43.9K
$216K
|
|
|
Oct 07, 2025
Q3 2025
|
Northside Capital Management, LLC
|
SELL
|
- |
-153K- 14.42% |
$742K - $770K
|
906K
$4.46M
|
|
| Q2 2025 | |||||||
|
Aug 15, 2025
Q2 2025
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
16.7KNew |
$79.2K - $83K
|
16.7K
$82.4K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
21.6KNew |
$102K - $107K
|
21.6K
$106K
|
|
|
Aug 14, 2025
Q2 2025
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
16.4KNew |
$77.6K - $81.3K
|
16.4K
$80.7K
|
|
|
Aug 14, 2025
Q2 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-14.8K- 47.69% |
$70.2K - $73.6K
|
16.3K
$80.1K
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
70.3KNew |
$332K - $349K
|
70.3K
$346K
|
|
|
Aug 14, 2025
Q2 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
158New |
$747 - $784
|
158
$777
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
6.35KNew |
$30K - $31.5K
|
6.35K
$31.2K
|
|
|
Aug 08, 2025
Q2 2025
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-7.43K- 31.28% |
$35.1K - $36.9K
|
16.3K
$80.3K
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
BUY
|
- |
23KNew |
$109K - $114K
|
23K
$113K
|
|
|
Jul 29, 2025
Q2 2025
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-9.32K- 20.1% |
$44.1K - $46.2K
|
37.1K
$182K
|
|