Latest Institutional Transactions on Tcw Strategic Income Fund Inc (TSI)
This table provides information on the latest institutional transactions involving Tcw Strategic Income Fund Inc (TSI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
5.76KNew |
$27.4K - $29.5K
|
5.76K
$27.8K
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-1KClosed |
$4.76K - $5.13K
|
0
$0
|
|
Aug 03, 2022
Q2 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-14.7KClosed |
$70.2K - $75.6K
|
0
$0
|
|
Aug 02, 2022
Q2 2022
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-21.1K- 34.82% |
$100K - $108K
|
39.4K
$190K
|
|
Aug 01, 2022
Q2 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
500New |
$2.38K - $2.57K
|
500
$2.42K
|
|
Jul 08, 2022
Q2 2022
|
Covington Capital Management
|
SELL
|
- |
-360Closed |
$1.71K - $1.85K
|
0
$0
|
|
Q1 2022 | |||||||
Jun 17, 2022
Q1 2022
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
500New |
$2.52K - $2.87K
|
500
$2.42K
|
|
May 16, 2022
Q1 2022
|
Family Management Corp
New York, NY |
SELL
|
- |
-22.5KClosed |
$113K - $129K
|
0
$0
|
|
May 04, 2022
Q1 2022
|
Widmann Financial Services, Inc.
|
SELL
|
- |
-400Closed |
$2.01K - $2.3K
|
0
$0
|
|
Apr 27, 2022
Q1 2022
|
Tru Independence Asset Management 2, LLC
|
SELL
|
- |
-13.6KClosed |
$68.5K - $78.2K
|
0
$0
|
|
Q4 2021 | |||||||
Feb 11, 2022
Q4 2021
|
Interactive Financial Advisors
Chicago, IL |
SELL
|
- |
-600Closed |
$3.4K - $3.53K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-3.23KClosed |
$18.3K - $19K
|
0
$0
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-269Closed |
$1.53K - $1.58K
|
0
$0
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-33KClosed |
$187K - $194K
|
0
$0
|
|
Jan 18, 2022
Q4 2021
|
Enterprise Trust & Investment CO
|
SELL
|
- |
-700Closed |
$3.97K - $4.12K
|
0
$0
|
|
Jan 13, 2022
Q4 2021
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-3.3KClosed |
$18.7K - $19.4K
|
0
$0
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-15.1KClosed |
$85.6K - $88.8K
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1KClosed |
$5.67K - $5.88K
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Dixon Hubard Feinour & Brown Inc
|
SELL
|
- |
-3.9K- 4.2% |
$22.1K - $22.9K
|
88.9K
$429K
|
|
Q3 2021 | |||||||
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-4KClosed |
$22.9K - $23.8K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Geller Advisors LLC
New York, NY |
BUY
|
- |
60.2KNew |
$344K - $358K
|
60.2K
$291K
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$57.2K - $59.4K
|
10K
$48.3K
|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-11.7KClosed |
$66.9K - $69.5K
|
0
$0
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-500Closed |
$2.86K - $2.97K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 11, 2021
Q2 2021
|
Elco Management Co., LLC
New York, NY |
SELL
|
- |
-10.4KClosed |
$58.7K - $61.8K
|
0
$0
|
|
Aug 09, 2021
Q2 2021
|
Cumberland Partners LTD
Toronto, A6 |
BUY
|
- |
4.62K+ 15.18% |
$26.1K - $27.4K
|
35K
$169K
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-12.1KClosed |
$68.2K - $71.8K
|
0
$0
|
|
Jul 27, 2021
Q2 2021
|
Seelaus Asset Management LLC
|
SELL
|
- |
-10.3KClosed |
$58K - $61K
|
0
$0
|
|
Q1 2021 | |||||||
Sep 07, 2021
Q1 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1.2KClosed |
$6.59K - $6.85K
|
0
$0
|
|
May 25, 2021
Q1 2021
|
Encompass Wealth Advisors, LLC
|
SELL
|
- |
-13.5KClosed |
$74.3K - $77.3K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-45.4KClosed |
$249K - $259K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-16.9KClosed |
$92.7K - $96.4K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-13.4KClosed |
$73.6K - $76.5K
|
0
$0
|
|
May 05, 2021
Q1 2021
|
Diversified, LLC
|
SELL
|
- |
-5.81KClosed |
$31.9K - $33.2K
|
0
$0
|
|
May 04, 2021
Q1 2021
|
Ieq Capital, LLC
|
SELL
|
- |
-76KClosed |
$418K - $434K
|
0
$0
|
|
Apr 26, 2021
Q1 2021
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-39.2KClosed |
$215K - $224K
|
0
$0
|
|
Apr 19, 2021
Q1 2021
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-3K- 8.77% |
$16.5K - $17.1K
|
31.2K
$151K
|
|
Apr 14, 2021
Q1 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-8.5KClosed |
$46.7K - $48.5K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-460Closed |
$2.53K - $2.65K
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Biltmore Family Office, LLC
|
SELL
|
- |
-17.3KClosed |
$95.2K - $99.9K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Adams Wealth Management
|
SELL
|
- |
-18.9KClosed |
$104K - $109K
|
0
$0
|
|
Feb 02, 2021
Q4 2020
|
Parallel Advisors, LLC
|
SELL
|
- |
-1.6KClosed |
$8.78K - $9.22K
|
0
$0
|
|
Jan 27, 2021
Q4 2020
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-12KClosed |
$66K - $69.2K
|
0
$0
|
|
Jan 26, 2021
Q4 2020
|
Hc Financial Advisors Inc
|
SELL
|
- |
-9.52KClosed |
$52.3K - $54.8K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.2KClosed |
$17.6K - $18.9K
|
0
$0
|
|
Nov 09, 2020
Q3 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-3.47KClosed |
$19.1K - $20.5K
|
0
$0
|
|
Nov 06, 2020
Q3 2020
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-10KClosed |
$55K - $59.1K
|
0
$0
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-1KClosed |
$5.5K - $5.91K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 14, 2020
Q2 2020
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-26.6KClosed |
$118K - $155K
|
0
$0
|
|
Jul 28, 2020
Q2 2020
|
Matisse Capital
|
SELL
|
- |
-19.1KClosed |
$84.9K - $111K
|
0
$0
|