Latest Institutional Transactions on Tcw Strategic Income Fund Inc (TSI)
This table provides information on the latest institutional transactions involving Tcw Strategic Income Fund Inc (TSI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-11.7KClosed |
$66.9K - $69.5K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-500Closed |
$2.86K - $2.97K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 11, 2021
Q2 2021
|
Elco Management Co., LLC
New York, NY |
SELL
|
- |
-10.4KClosed |
$58.7K - $61.8K
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Cumberland Partners LTD
Toronto, A6 |
BUY
|
- |
4.62K+ 15.18% |
$26.1K - $27.4K
|
35K
$172K
|
|
|
Jul 27, 2021
Q2 2021
|
Seelaus Asset Management LLC
|
SELL
|
- |
-10.3KClosed |
$58K - $61K
|
0
$0
|
|
| Q1 2021 | |||||||
|
Sep 07, 2021
Q1 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1.2KClosed |
$6.59K - $6.85K
|
0
$0
|
|
|
May 25, 2021
Q1 2021
|
Encompass Wealth Advisors, LLC
|
SELL
|
- |
-13.5KClosed |
$74.3K - $77.3K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-16.9KClosed |
$92.7K - $96.4K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-45.4KClosed |
$249K - $259K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-13.4KClosed |
$73.6K - $76.5K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Diversified, LLC
|
SELL
|
- |
-5.81KClosed |
$31.9K - $33.2K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-39.2KClosed |
$215K - $224K
|
0
$0
|
|
|
Apr 19, 2021
Q1 2021
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-3K- 8.77% |
$16.5K - $17.1K
|
31.2K
$154K
|
|
|
Apr 14, 2021
Q1 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-8.5KClosed |
$46.7K - $48.5K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-460Closed |
$2.53K - $2.65K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Biltmore Family Office, LLC
|
SELL
|
- |
-17.3KClosed |
$95.2K - $99.9K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Adams Wealth Management
|
SELL
|
- |
-18.9KClosed |
$104K - $109K
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Parallel Advisors, LLC
|
SELL
|
- |
-1.6KClosed |
$8.78K - $9.22K
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-12KClosed |
$66K - $69.2K
|
0
$0
|
|
|
Jan 26, 2021
Q4 2020
|
Hc Financial Advisors Inc
|
SELL
|
- |
-9.52KClosed |
$52.3K - $54.8K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.2KClosed |
$17.6K - $18.9K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-3.47KClosed |
$19.1K - $20.5K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-10KClosed |
$55K - $59.1K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-26.6KClosed |
$118K - $155K
|
0
$0
|
|
|
Jul 28, 2020
Q2 2020
|
Matisse Capital
|
SELL
|
- |
-19.1KClosed |
$84.9K - $111K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 12, 2020
Q1 2020
|
Glassman Wealth Services
|
SELL
|
- |
-3.23KClosed |
$13.6K - $19.4K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Pecaut & Co.
|
SELL
|
- |
-125KClosed |
$523K - $747K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Brave Asset Management Inc
|
SELL
|
- |
-178KClosed |
$746K - $1.07M
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 13, 2020
Q4 2019
|
Strategy Asset Managers LLC
|
SELL
|
- |
-11KClosed |
$62.6K - $65.3K
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-5K- 21.28% |
$28.5K - $29.7K
|
18.5K
$91K
|
|
|
Jan 16, 2020
Q4 2019
|
Affiance Financial, LLC
|
SELL
|
- |
-16.3KClosed |
$92.6K - $96.6K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 13, 2019
Q3 2019
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-174KClosed |
$976K - $1.01M
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Centaurus Financial, Inc.
|
SELL
|
- |
-19.2KClosed |
$108K - $112K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Fiduciary Trust CO
Boston, MA |
SELL
|
- |
-143KClosed |
$783K - $823K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Cable Hill Partners, LLC
Portland, OR |
SELL
|
- |
-424Closed |
$2.32K - $2.44K
|
0
$0
|
|
|
Aug 05, 2019
Q2 2019
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-10.6KClosed |
$57.8K - $60.8K
|
0
$0
|
|
|
Aug 05, 2019
Q2 2019
|
Requisite Capital Management, LLC
|
SELL
|
- |
-2.8KClosed |
$15.3K - $16.1K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-11KClosed |
$57.4K - $61.1K
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
Ipswich Investment Management Co., Inc.
|
SELL
|
- |
-4.55KClosed |
$23.8K - $25.3K
|
0
$0
|
|
|
Apr 11, 2019
Q1 2019
|
Moody National Bank Trust Division
|
SELL
|
- |
-1.2KClosed |
$6.28K - $6.68K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-68.1KClosed |
$357K - $384K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-11.2KClosed |
$58.5K - $62.9K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Jacobi Capital Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 15, 2018
Q2 2018
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-1KClosed |
$5.4K - $5.59K
|
0
$0
|
|
|
Aug 02, 2018
Q2 2018
|
West Branch Capital LLC
|
SELL
|
- |
-25.3KClosed |
$136K - $141K
|
0
$0
|
|
|
Jul 20, 2018
Q2 2018
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
19.6KNew |
$106K - $109K
|
19.6K
$96.3K
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-1.14KClosed |
$6.11K - $6.52K
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Avestar Capital, LLC
|
SELL
|
- |
-9.16KClosed |
$49.1K - $52.4K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Mar 24, 2023
Q4 2017
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
500+ 5.46% |
$2.75K - $2.94K
|
9.65K
$47.5K
|
|
|
Feb 15, 2018
Q4 2017
|
Belpointe Asset Management LLC
|
SELL
|
- |
-43KClosed |
$236K - $252K
|
0
$0
|
|