Latest Institutional Transactions on Tcw Strategic Income Fund Inc (TSI)
This table provides information on the latest institutional transactions involving Tcw Strategic Income Fund Inc (TSI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 26, 2021
Q4 2020
|
Hc Financial Advisors Inc
|
SELL
|
- |
-9.52KClosed |
$52.3K - $54.8K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.2KClosed |
$17.6K - $18.9K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-3.47KClosed |
$19.1K - $20.5K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-10KClosed |
$55K - $59.1K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-1KClosed |
$5.5K - $5.91K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-26.6KClosed |
$118K - $155K
|
0
$0
|
|
|
Jul 28, 2020
Q2 2020
|
Matisse Capital
|
SELL
|
- |
-19.1KClosed |
$84.9K - $111K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-679Closed |
$2.85K - $4.07K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Pecaut & Co.
|
SELL
|
- |
-125KClosed |
$523K - $747K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Glassman Wealth Services
|
SELL
|
- |
-3.23KClosed |
$13.6K - $19.4K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Brave Asset Management Inc
|
SELL
|
- |
-178KClosed |
$746K - $1.07M
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 13, 2020
Q4 2019
|
Strategy Asset Managers LLC
|
SELL
|
- |
-11KClosed |
$62.6K - $65.3K
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-5K- 21.28% |
$28.5K - $29.7K
|
18.5K
$93K
|
|
|
Jan 16, 2020
Q4 2019
|
Affiance Financial, LLC
|
SELL
|
- |
-16.3KClosed |
$92.6K - $96.6K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 13, 2019
Q3 2019
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-174KClosed |
$976K - $1.01M
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Centaurus Financial, Inc.
|
SELL
|
- |
-19.2KClosed |
$108K - $112K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Fiduciary Trust CO
Boston, MA |
SELL
|
- |
-143KClosed |
$783K - $823K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Cable Hill Partners, LLC
Portland, OR |
SELL
|
- |
-424Closed |
$2.32K - $2.44K
|
0
$0
|
|
|
Aug 05, 2019
Q2 2019
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-10.6KClosed |
$57.8K - $60.8K
|
0
$0
|
|
|
Aug 05, 2019
Q2 2019
|
Requisite Capital Management, LLC
|
SELL
|
- |
-2.8KClosed |
$15.3K - $16.1K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-11KClosed |
$57.4K - $61.1K
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
Ipswich Investment Management Co., Inc.
|
SELL
|
- |
-4.55KClosed |
$23.8K - $25.3K
|
0
$0
|
|
|
Apr 11, 2019
Q1 2019
|
Moody National Bank Trust Division
|
SELL
|
- |
-1.2KClosed |
$6.28K - $6.68K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-68.1KClosed |
$357K - $384K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Jacobi Capital Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-11.2KClosed |
$58.5K - $62.9K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 15, 2018
Q2 2018
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-1KClosed |
$5.4K - $5.59K
|
0
$0
|
|
|
Aug 02, 2018
Q2 2018
|
West Branch Capital LLC
|
SELL
|
- |
-25.3KClosed |
$136K - $141K
|
0
$0
|
|
|
Jul 20, 2018
Q2 2018
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
19.6KNew |
$106K - $109K
|
19.6K
$98.4K
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-1.14KClosed |
$6.11K - $6.52K
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Avestar Capital, LLC
|
SELL
|
- |
-9.16KClosed |
$49.1K - $52.4K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Mar 24, 2023
Q4 2017
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
500+ 5.46% |
$2.75K - $2.94K
|
9.65K
$48.5K
|
|
|
Feb 15, 2018
Q4 2017
|
Belpointe Asset Management LLC
|
SELL
|
- |
-43KClosed |
$236K - $252K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-5.98KClosed |
$32.9K - $35.1K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Sep 07, 2021
Q3 2017
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.3KClosed |
$7.23K - $7.55K
|
0
$0
|
|
|
Nov 07, 2017
Q3 2017
|
Ironsides Asset Advisors, LLC
Rocky Mount, NC |
SELL
|
- |
-16.6KClosed |
$92.3K - $96.4K
|
0
$0
|
|
|
Oct 26, 2017
Q3 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-1.19KClosed |
$6.59K - $6.88K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Aug 08, 2017
Q2 2017
|
Motco
|
BUY
|
- |
2.7KNew |
N/A
|
2.7K
$13.6K
|
|
| Q4 2015 | |||||||
|
Jan 17, 2018
Q4 2015
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
25.6KNew |
N/A
|
25.6K
$129K
|
|