Purchases and Sales Made in Q1 2023 in Tcw Strategic Income Fund Inc (TSI)
This table provides information about the institutional ownership of Tcw Strategic Income Fund Inc (TSI) during Q1 2023. The information is specifically focused on institutions that hold shares of TCW STRATEGIC INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
166KNew |
$761K - $836K
|
166K
$846K
|
|
|
Apr 14, 2023
Q1 2023
|
Transform Wealth, LLC
|
BUY
|
- |
141KNew |
$647K - $711K
|
141K
$719K
|
|
|
May 08, 2023
Q1 2023
|
Evoke Wealth, LLC
|
BUY
|
- |
100KNew |
$458K - $503K
|
100K
$509K
|
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
33.2KNew |
$152K - $167K
|
33.2K
$169K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
31.7K+ 4.03% |
$145K - $159K
|
818K
$4.17M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
30.2K+ 9.77% |
$138K - $152K
|
339K
$1.73M
|
|
|
May 12, 2023
Q1 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
27KNew |
$124K - $136K
|
27K
$138K
|
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
19.6KNew |
$89.8K - $98.6K
|
19.6K
$99.8K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
15.8K+ 38.95% |
$72.2K - $79.3K
|
56.2K
$286K
|
|
|
May 08, 2023
Q1 2023
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
15.3KNew |
$70.2K - $77.1K
|
15.3K
$78K
|
|
|
Apr 12, 2023
Q1 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
14.5KNew |
$66.6K - $73.1K
|
14.5K
$74K
|
|
|
May 03, 2023
Q1 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
13.9KNew |
$63.5K - $69.7K
|
13.9K
$70.6K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
13.6K+ 5.12% |
$62.2K - $68.3K
|
279K
$1.42M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
12.9K+ 9.36% |
$59.1K - $64.9K
|
151K
$768K
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
10.6KNew |
$48.7K - $53.4K
|
10.6K
$54.1K
|
|
|
May 12, 2023
Q1 2023
|
Freestone Capital Holdings, LLC
Seattle, WA |
BUY
|
- |
10KNew |
$45.8K - $50.3K
|
10K
$50.9K
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
10K+ 109.67% |
$45.8K - $50.3K
|
19.1K
$97.3K
|
|
|
Apr 27, 2023
Q1 2023
|
Sea Bridge Investment Advisors LLC
|
BUY
|
- |
9.76K+ 2.76% |
$44.7K - $49.1K
|
363K
$1.85M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.05K+ 16.39% |
$41.5K - $45.5K
|
64.3K
$327K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.14K+ 2.46% |
$23.6K - $25.9K
|
214K
$1.09M
|
|
|
Apr 13, 2023
Q1 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
4.43K+ 104.31% |
$20.3K - $22.3K
|
8.67K
$44.1K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.14K+ 15.04% |
$14.4K - $15.8K
|
24K
$122K
|
|
|
Apr 21, 2023
Q1 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
2.68K+ 2.11% |
$12.3K - $13.5K
|
129K
$658K
|
|
|
Apr 12, 2023
Q1 2023
|
Rda Financial Network
|
BUY
|
- |
2.53K+ 8.69% |
$11.6K - $12.7K
|
31.6K
$161K
|
|
|
May 15, 2023
Q1 2023
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
BUY
|
- |
558New |
$2.56K - $2.81K
|
558
$2.84K
|
|
|
May 05, 2023
Q1 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
480+ 2.89% |
$2.2K - $2.41K
|
17.1K
$87.1K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
381+ 2.91% |
$1.74K - $1.92K
|
13.5K
$68.6K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
184New |
$843 - $926
|
184
$937
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-65- 0.31% |
$298 - $327
|
20.9K
$106K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-250- 1.05% |
$1.15K - $1.26K
|
23.6K
$120K
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-303- 0.91% |
$1.39K - $1.52K
|
33.1K
$168K
|
|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-582- 1.1% |
$2.67K - $2.93K
|
52.2K
$266K
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-1.88K- 27.31% |
$8.6K - $9.44K
|
5K
$25.4K
|
|
|
May 04, 2023
Q1 2023
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-1.97K- 7.38% |
$9.04K - $9.92K
|
24.8K
$126K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-2K- 4.12% |
$9.16K - $10.1K
|
46.6K
$237K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.04K- 80.31% |
$9.34K - $10.3K
|
500
$2.55K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-3.14K- 13.07% |
$14.4K - $15.8K
|
20.9K
$106K
|
|
|
May 11, 2023
Q1 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-6.3K- 32.07% |
$28.9K - $31.7K
|
13.4K
$68K
|
|
|
May 05, 2023
Q1 2023
|
Transatlantique Private Wealth LLC
|
SELL
|
- |
-8.68K- 21.06% |
$39.8K - $43.7K
|
32.6K
$166K
|
|
|
Jun 25, 2024
Q1 2023
|
Transatlantique Private Wealth LLC
|
SELL
|
- |
-8.82K- 21.32% |
$40.4K - $44.4K
|
32.6K
$166K
|
|
|
Apr 20, 2023
Q1 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-9.07K- 6.47% |
$41.5K - $45.6K
|
131K
$667K
|
|
|
May 12, 2023
Q1 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-9.38K- 13.93% |
$42.9K - $47.2K
|
57.9K
$295K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-11.6K- 42.94% |
$53.2K - $58.4K
|
15.4K
$78.5K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-12K- 9.0% |
$55.1K - $60.5K
|
122K
$620K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-19.2K- 2.57% |
$87.9K - $96.5K
|
726K
$3.7M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-23.4K- 2.24% |
$107K - $118K
|
1.02M
$5.19M
|
|
|
Apr 10, 2023
Q1 2023
|
Northside Capital Management, LLC
|
SELL
|
- |
-34.8K- 2.87% |
$159K - $175K
|
1.18M
$5.99M
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-47.7K- 93.34% |
$218K - $240K
|
3.4K
$17.3K
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-159K- 27.37% |
$728K - $800K
|
422K
$2.15M
|