Purchases and Sales Made in Q2 2021 in Tcw Strategic Income Fund Inc (TSI)
This table provides information about the institutional ownership of Tcw Strategic Income Fund Inc (TSI) during Q2 2021. The information is specifically focused on institutions that hold shares of TCW STRATEGIC INCOME FUND INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 17, 2021
Q2 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
79.5K+ 11.48% |
$448K - $472K
|
771K
$3.66M
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
55.4K+ 9.79% |
$313K - $329K
|
622K
$2.95M
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
43.2KNew |
$244K - $257K
|
43.2K
$205K
|
|
Aug 11, 2021
Q2 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
32.7K+ 12.59% |
$185K - $194K
|
293K
$1.39M
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
24.8K+ 30.97% |
$140K - $147K
|
105K
$497K
|
|
Aug 09, 2021
Q2 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
23.1KNew |
$131K - $137K
|
23.1K
$110K
|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
19.2KNew |
$108K - $114K
|
19.2K
$91.3K
|
|
Aug 16, 2021
Q2 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
18.5K+ 3.13% |
$104K - $110K
|
609K
$2.89M
|
|
Aug 09, 2021
Q2 2021
|
Cumberland Partners LTD
Toronto, A6 |
BUY
|
- |
4.62K+ 15.18% |
$26.1K - $27.4K
|
35K
$166K
|
|
Aug 13, 2021
Q2 2021
|
Parisi Gray Wealth Management
|
BUY
|
- |
4KNew |
$22.6K - $23.8K
|
4K
$19K
|
|
Aug 13, 2021
Q2 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.96K+ 18.5% |
$22.3K - $23.5K
|
25.3K
$120K
|
|
Aug 13, 2021
Q2 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.65K+ 1.18% |
$14.9K - $15.7K
|
227K
$1.08M
|
|
Jul 28, 2021
Q2 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
1.4K+ 405.22% |
$7.88K - $8.3K
|
1.74K
$8.28K
|
|
Jul 12, 2021
Q2 2021
|
Enterprise Trust & Investment CO
|
BUY
|
- |
700New |
$3.95K - $4.16K
|
700
$3.33K
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
548+ 2.7% |
$3.09K - $3.26K
|
20.8K
$98.9K
|
|
Aug 03, 2021
Q2 2021
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
523+ 4.25% |
$2.95K - $3.11K
|
12.8K
$61K
|
|
Aug 12, 2021
Q2 2021
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
400New |
$2.26K - $2.38K
|
400
$1.9K
|
|
Aug 06, 2021
Q2 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
136+ 0.19% |
$767 - $808
|
72.4K
$344K
|
|
Jul 15, 2021
Q2 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
38+ 0.37% |
$214 - $226
|
10.3K
$48.9K
|
|
Aug 06, 2021
Q2 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
24+ 0.98% |
$135 - $143
|
2.47K
$11.7K
|
|
Jul 27, 2021
Q2 2021
|
Wedbush Securities Inc
|
BUY
|
- |
21+ 0.1% |
$118 - $125
|
20.9K
$99.5K
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jul 26, 2021
Q2 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-300- 2.2% |
$1.69K - $1.78K
|
13.3K
$63.3K
|
|
Aug 13, 2021
Q2 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-624- 0.71% |
$3.52K - $3.71K
|
87.7K
$416K
|
|
Jul 28, 2021
Q2 2021
|
Northside Capital Management, LLC
|
SELL
|
- |
-865- 0.07% |
$4.88K - $5.14K
|
1.25M
$5.91M
|
|
Aug 10, 2021
Q2 2021
|
Sea Bridge Investment Advisors LLC
|
SELL
|
- |
-904- 0.33% |
$5.1K - $5.37K
|
271K
$1.29M
|
|
Aug 16, 2021
Q2 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.36K- 13.25% |
$13.3K - $14K
|
15.5K
$73.5K
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-3KClosed |
$16.9K - $17.8K
|
0
$0
|
|
Jul 13, 2021
Q2 2021
|
Rda Financial Network
|
SELL
|
- |
-3.01K- 11.12% |
$17K - $17.9K
|
24.1K
$114K
|
|
Aug 13, 2021
Q2 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-3.34K- 5.82% |
$18.9K - $19.9K
|
54.1K
$257K
|
|
Aug 13, 2021
Q2 2021
|
Family Management Corp
New York, NY |
SELL
|
- |
-6.94K- 2.82% |
$39.1K - $41.2K
|
239K
$1.14M
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.15K- 3.12% |
$40.3K - $42.5K
|
222K
$1.05M
|
|
Jul 27, 2021
Q2 2021
|
Seelaus Asset Management LLC
|
SELL
|
- |
-10.3KClosed |
$58K - $61K
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Elco Management Co., LLC
New York, NY |
SELL
|
- |
-10.4KClosed |
$58.7K - $61.8K
|
0
$0
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-12.1KClosed |
$68.2K - $71.8K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-12.7KClosed |
$71.5K - $75.3K
|
0
$0
|
|
Aug 04, 2021
Q2 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-13KClosed |
$73.1K - $77K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
SELL
|
- |
-13.2K- 7.49% |
$74.7K - $78.6K
|
164K
$777K
|
|
Jul 27, 2021
Q2 2021
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-16.1K- 99.41% |
$90.8K - $95.7K
|
96
$456
|
|
Aug 12, 2021
Q2 2021
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-17.1K- 50.48% |
$96.4K - $102K
|
16.8K
$79.7K
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-20.9KClosed |
$118K - $124K
|
0
$0
|
|
Aug 04, 2021
Q2 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-20.9K- 64.11% |
$118K - $124K
|
11.7K
$55.6K
|
|
Aug 13, 2021
Q2 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-37.6K- 4.47% |
$212K - $223K
|
802K
$3.81M
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-86K- 16.19% |
$485K - $511K
|
445K
$2.12M
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-88.8K- 28.65% |
$501K - $528K
|
221K
$1.05M
|
|
Aug 12, 2021
Q2 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-125K- 45.07% |
$706K - $743K
|
153K
$724K
|
|
Aug 13, 2021
Q2 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-201K- 8.94% |
$1.14M - $1.2M
|
2.05M
$9.75M
|