Purchases and Sales Made in Q2 2023 in Tcw Strategic Income Fund Inc (TSI)
This table provides information about the institutional ownership of Tcw Strategic Income Fund Inc (TSI) during Q2 2023. The information is specifically focused on institutions that hold shares of TCW STRATEGIC INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
636K+ 48.85% |
$2.92M - $3.01M
|
1.94M
$9.72M
|
|
|
Aug 11, 2023
Q2 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
161K+ 228.38% |
$740K - $762K
|
232K
$1.16M
|
|
|
Aug 10, 2023
Q2 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
156K+ 3.19% |
$715K - $737K
|
5.04M
$25.3M
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
116K+ 41.79% |
$535K - $551K
|
395K
$1.98M
|
|
|
Aug 14, 2023
Q2 2023
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
82.2K+ 141.92% |
$377K - $389K
|
140K
$704K
|
|
|
Jul 28, 2023
Q2 2023
|
Sea Bridge Investment Advisors LLC
|
BUY
|
- |
50.6K+ 13.94% |
$232K - $239K
|
414K
$2.08M
|
|
|
Aug 11, 2023
Q2 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
28KNew |
$129K - $133K
|
28K
$141K
|
|
|
Aug 14, 2023
Q2 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
24.9KNew |
$114K - $118K
|
24.9K
$125K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
20.9K+ 32.59% |
$96.1K - $99.1K
|
85.2K
$428K
|
|
|
Aug 09, 2023
Q2 2023
|
Litman Gregory Wealth Management LLC
|
BUY
|
- |
16.2KNew |
$74.4K - $76.6K
|
16.2K
$81.3K
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
15.6K+ 3.7% |
$71.7K - $73.9K
|
438K
$2.2M
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
10K+ 4.69% |
$46.1K - $47.5K
|
224K
$1.13M
|
|
|
Jun 25, 2024
Q2 2023
|
Transatlantique Private Wealth LLC
|
BUY
|
- |
7.96K+ 24.45% |
$36.5K - $37.6K
|
40.5K
$203K
|
|
|
Aug 10, 2023
Q2 2023
|
Transatlantique Private Wealth LLC
|
BUY
|
- |
7.96K+ 24.45% |
$36.5K - $37.6K
|
40.5K
$203K
|
|
|
Jul 13, 2023
Q2 2023
|
Rda Financial Network
|
BUY
|
- |
6.75K+ 21.33% |
$31K - $31.9K
|
38.4K
$193K
|
|
|
Jul 20, 2023
Q2 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
5.27K+ 11.3% |
$24.2K - $24.9K
|
51.9K
$260K
|
|
|
Jul 14, 2023
Q2 2023
|
Bartlett & Co. LLC
|
BUY
|
- |
5K+ 71.43% |
$23K - $23.7K
|
12K
$60.2K
|
|
|
Feb 14, 2024
Q2 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
5K+ 71.43% |
$23K - $23.7K
|
12K
$60.2K
|
|
|
Jul 13, 2023
Q2 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
3.57K+ 24.52% |
$16.4K - $16.9K
|
18.1K
$90.9K
|
|
|
Aug 24, 2023
Q2 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
1.74K+ 10.18% |
$7.99K - $8.23K
|
18.9K
$94.6K
|
|
|
Aug 10, 2023
Q2 2023
|
Wfa Of San Diego, LLC
|
BUY
|
- |
750New |
$3.44K - $3.55K
|
750
$3.76K
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
593+ 0.49% |
$2.72K - $2.8K
|
122K
$614K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
456+ 247.83% |
$2.09K - $2.16K
|
640
$3.21K
|
|
|
Aug 08, 2023
Q2 2023
|
Mcmillion Capital Management Inc
|
BUY
|
- |
334New |
$1.53K - $1.58K
|
334
$1.68K
|
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
200+ 40.0% |
$918 - $946
|
700
$3.51K
|
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
171+ 1.27% |
$785 - $809
|
13.7K
$68.5K
|
|
|
Aug 15, 2023
Q2 2023
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
BUY
|
- |
7+ 1.25% |
$32.1 - $33.1
|
565
$2.84K
|
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1New |
$4.59 - $4.73
|
1
$5.02
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 09, 2023
Q2 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-4- 0.01% |
$18.4 - $18.9
|
52.2K
$262K
|
|
|
Aug 03, 2023
Q2 2023
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-180- 1.17% |
$826 - $851
|
15.1K
$76K
|
|
|
Aug 08, 2023
Q2 2023
|
Focused Wealth Management, Inc
|
SELL
|
- |
-645- 7.44% |
$2.96K - $3.05K
|
8.03K
$40.3K
|
|
|
Aug 15, 2023
Q2 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-875- 2.65% |
$4.02K - $4.14K
|
32.2K
$162K
|
|
|
Aug 14, 2023
Q2 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-1K- 20.09% |
$4.61K - $4.75K
|
3.99K
$20K
|
|
|
Aug 15, 2023
Q2 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.77K- 12.74% |
$8.11K - $8.35K
|
12.1K
$60.7K
|
|
|
Aug 09, 2023
Q2 2023
|
Us Bancorp \De\
|
SELL
|
- |
-2.44K- 78.42% |
$11.2K - $11.5K
|
671
$3.37K
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-3.08K- 12.8% |
$14.1K - $14.6K
|
21K
$105K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.5K- 22.69% |
$16.1K - $16.6K
|
11.9K
$59.9K
|
|
|
Aug 14, 2023
Q2 2023
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-4.02K- 16.24% |
$18.5K - $19K
|
20.8K
$104K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-4.13K- 2.74% |
$19K - $19.5K
|
147K
$736K
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4.45K- 18.87% |
$20.4K - $21.1K
|
19.1K
$96.1K
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-5K- 10.72% |
$23K - $23.7K
|
41.7K
$209K
|
|
|
Aug 10, 2023
Q2 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-6.71K- 13.18% |
$30.8K - $31.7K
|
44.2K
$222K
|
|
|
Jul 25, 2023
Q2 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-7.49K- 5.72% |
$34.4K - $35.4K
|
123K
$620K
|
|
|
Jul 25, 2023
Q2 2023
|
Riverbridge Partners LLC
|
SELL
|
- |
-9.37K- 7.25% |
$43K - $44.3K
|
120K
$602K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.71K- 1.34% |
$44.6K - $45.9K
|
717K
$3.6M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-19K- 5.61% |
$87.3K - $90K
|
320K
$1.61M
|
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-45.5K- 80.91% |
$209K - $215K
|
10.7K
$53.9K
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-58.8K- 5.76% |
$270K - $278K
|
962K
$4.83M
|
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-116K- 14.23% |
$535K - $551K
|
702K
$3.52M
|