Purchases and Sales Made in Q3 2021 in Tcw Strategic Income Fund Inc (TSI)

TSI Quotes by TradingView

This table provides information about the institutional ownership of Tcw Strategic Income Fund Inc (TSI) during Q3 2021. The information is specifically focused on institutions that hold shares of TCW STRATEGIC INCOME FUND INC.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Nov 15, 2021 Q3 2021
Morgan Stanley

New York, NY
BUY
 -
1.51M
New
$8.65M - $8.98M
1.51M $7.38M
Nov 12, 2021 Q3 2021
Sit Investment Associates Inc

Minneapolis, MN
BUY
 -
86.8K
+ 4.23%
$496K - $515K
2.14M $10.4M
Nov 15, 2021 Q3 2021
Geller Advisors LLC

New York, NY
BUY
 -
60.2K
New
$344K - $358K
60.2K $294K
Nov 02, 2021 Q3 2021
Raymond James & Associates

St Petersburg, FL
BUY
 -
49.8K
+ 8.01%
$285K - $296K
671K $3.28M
Nov 15, 2021 Q3 2021
Ameriprise Financial Inc

Minneapolis, MN
BUY
 -
44.9K
+ 7.38%
$257K - $267K
654K $3.19M
Oct 19, 2021 Q3 2021
Kestra Advisory Services, LLC

BUY
 -
33K
New
$189K - $196K
33K $161K
Nov 02, 2021 Q3 2021
Raymond James Financial Services Advisors, Inc.

St. Petersburg, FL
BUY
 -
22.8K
+ 5.12%
$130K - $135K
468K $2.28M
Nov 12, 2021 Q3 2021
Steward Partners Investment Advisory, LLC

BUY
 -
16.4K
+ 64.62%
$93.6K - $97.2K
41.7K $204K
Nov 03, 2021 Q3 2021
Litman Gregory Wealth Management LLC

BUY
 -
16.1K
+ 16775.0%
$92.1K - $95.7K
16.2K $79.1K
Nov 15, 2021 Q3 2021
Stifel Financial Corp

St. Louis, MO
BUY
 -
15.4K
+ 6.76%
$88K - $91.4K
243K $1.19M
Nov 10, 2021 Q3 2021
Creative Planning

Overland Park, KS
BUY
 -
10.2K
New
$58.4K - $60.6K
10.2K $49.8K
Nov 05, 2021 Q3 2021
Moors & Cabot, Inc.

Boston, MA
BUY
 -
10K
New
$57.2K - $59.4K
10K $48.8K
Nov 15, 2021 Q3 2021
Royal Bank Of Canada

Toronto, A6
BUY
 -
6.72K
+ 15.53%
$38.4K - $39.9K
50K $244K
Nov 05, 2021 Q3 2021
Pnc Financial Services Group, Inc.

Pittsburgh, PA
BUY
 -
4.08K
+ 165.05%
$23.3K - $24.2K
6.54K $31.9K
Nov 15, 2021 Q3 2021
Ubs Group Ag

BUY
 -
3.73K
+ 2.28%
$21.3K - $22.2K
167K $817K
Oct 08, 2021 Q3 2021
Ivc Wealth Advisors LLC

BUY
 -
3.3K
New
$18.9K - $19.6K
3.3K $16.1K
Nov 10, 2021 Q3 2021
Citigroup Inc

BUY
 -
3.23K
New
$18.5K - $19.2K
3.23K $15.8K
Nov 12, 2021 Q3 2021
Rockefeller Capital Management L.P.

New York, NY
BUY
 -
3K
New
$17.2K - $17.8K
3K $14.6K
Oct 14, 2021 Q3 2021
Northside Capital Management, LLC

BUY
 -
1.87K
+ 0.15%
$10.7K - $11.1K
1.25M $6.09M
Nov 15, 2021 Q3 2021
Invesco Ltd.

Atlanta, GA
BUY
 -
1.87K
+ 0.24%
$10.7K - $11.1K
773K $3.77M
Oct 29, 2021 Q3 2021
Janney Montgomery Scott LLC

BUY
 -
1.22K
+ 9.19%
$7K - $7.27K
14.5K $71K
Oct 13, 2021 Q3 2021
Fny Investment Advisers, LLC

BUY
 -
1K
New
$5.72K - $5.94K
1K $4.88K
Nov 15, 2021 Q3 2021
Covington Capital Management

BUY
 -
360
New
$2.06K - $2.14K
360 $1.76K
Nov 15, 2021 Q3 2021
Harbour Investments, Inc.

Madison, WI
BUY
 -
144
+ 0.93%
$824 - $855
15.6K $76.2K
Oct 29, 2021 Q3 2021
Rda Financial Network

BUY
 -
86
+ 0.36%
$492 - $511
24.2K $118K
Nov 05, 2021 Q3 2021
Tru Independence Asset Management 2, LLC

BUY
 -
42
+ 0.31%
$240 - $249
13.6K $66.3K
Oct 12, 2021 Q3 2021
Focused Wealth Management, Inc

BUY
 -
36
+ 0.35%
$206 - $214
10.3K $50.4K
Nov 09, 2021 Q3 2021
Concourse Financial Group Securities, Inc.

Birmingham, AL
BUY
 -
0
New
$0 - $0
0 $0
Nov 15, 2021 Q3 2021
Lpl Financial LLC

Fort Mill, SC
SELL
 -
-197
- 0.95%
$1.13K - $1.17K
20.6K $101K
Nov 15, 2021 Q3 2021
Northwestern Mutual Wealth Management CO

SELL
 -
-413
- 0.47%
$2.36K - $2.45K
87.2K $426K
Oct 15, 2021 Q3 2021
Advisor Net Financial, Inc

SELL
 -
-500
Closed
$2.86K - $2.97K
0 $0
Oct 19, 2021 Q3 2021
Arkadios Wealth Advisors

SELL
 -
-1.47K
- 84.57%
$8.43K - $8.76K
269 $1.31K
Nov 12, 2021 Q3 2021
Sea Bridge Investment Advisors LLC

SELL
 -
-1.49K
- 0.55%
$8.54K - $8.87K
269K $1.31M
Nov 15, 2021 Q3 2021
Family Management Corp

New York, NY
SELL
 -
-1.69K
- 0.71%
$9.64K - $10K
237K $1.16M
Nov 10, 2021 Q3 2021
Us Bancorp \De\

SELL
 -
-2.42K
- 43.71%
$13.8K - $14.3K
3.11K $15.2K
Oct 19, 2021 Q3 2021
Dixon Hubard Feinour & Brown Inc

SELL
 -
-3.5K
- 3.63%
$20K - $20.8K
92.8K $453K
Nov 16, 2021 Q3 2021
Parisi Gray Wealth Management

SELL
 -
-4K
Closed
$22.9K - $23.8K
0 $0
Nov 12, 2021 Q3 2021
High Tower Advisors, LLC

Chicago, IL
SELL
 -
-5.14K
- 7.1%
$29.4K - $30.5K
67.2K $328K
Oct 08, 2021 Q3 2021
Wedbush Securities Inc

SELL
 -
-5.84K
- 27.89%
$33.4K - $34.7K
15.1K $73.7K
Oct 28, 2021 Q3 2021
Sigma Planning Corp

Ann Arbor, MI
SELL
 -
-7.5K
- 13.86%
$42.9K - $44.5K
46.6K $227K
Nov 15, 2021 Q3 2021
Wells Fargo & Company

San Francisco, CA
SELL
 -
-7.9K
- 3.56%
$45.2K - $46.9K
214K $1.05M
Nov 05, 2021 Q3 2021
Advisor Group Holdings, Inc.

Phoenix, AZ
SELL
 -
-8.56K
- 8.17%
$48.9K - $50.8K
96.2K $469K
Oct 29, 2021 Q3 2021
Commonwealth Equity Services, LLC

SELL
 -
-9.2K
- 4.16%
$52.6K - $54.7K
212K $1.03M
Mar 04, 2025 Q3 2021
Berkeley, Inc

Boise, ID
SELL
 -
-10.5K
- 1.94%
$60.1K - $62.4K
530K $2.59M
Oct 08, 2021 Q3 2021
Carnegie Capital Asset Management, LLC

SELL
 -
-11.6K
- 19.19%
$66.4K - $68.9K
48.9K $238K
Nov 03, 2021 Q3 2021
Nwam LLC

Mercer Island, WA
SELL
 -
-11.7K
Closed
$66.9K - $69.5K
0 $0
Nov 09, 2021 Q3 2021
Landscape Capital Management, L.L.C.

SELL
 -
-12.8K
Closed
$73.5K - $76.3K
0 $0
Nov 02, 2021 Q3 2021
Benjamin F. Edwards & Company, Inc.

St. Louis, MO
SELL
 -
-60.8K
- 20.76%
$348K - $361K
232K $1.13M
Nov 15, 2021 Q3 2021
First Foundation Advisors

Irvine, CA
SELL
 -
-110K
- 13.69%
$628K - $652K
692K $3.38M

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