Purchases and Sales Made in Q3 2021 in Tcw Strategic Income Fund Inc (TSI)
This table provides information about the institutional ownership of Tcw Strategic Income Fund Inc (TSI) during Q3 2021. The information is specifically focused on institutions that hold shares of TCW STRATEGIC INCOME FUND INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.51MNew |
$8.65M - $8.98M
|
1.51M
$7.38M
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
86.8K+ 4.23% |
$496K - $515K
|
2.14M
$10.4M
|
|
Nov 15, 2021
Q3 2021
|
Geller Advisors LLC
New York, NY |
BUY
|
- |
60.2KNew |
$344K - $358K
|
60.2K
$294K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
49.8K+ 8.01% |
$285K - $296K
|
671K
$3.28M
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
44.9K+ 7.38% |
$257K - $267K
|
654K
$3.19M
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
33KNew |
$189K - $196K
|
33K
$161K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
22.8K+ 5.12% |
$130K - $135K
|
468K
$2.28M
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
16.4K+ 64.62% |
$93.6K - $97.2K
|
41.7K
$204K
|
|
Nov 03, 2021
Q3 2021
|
Litman Gregory Wealth Management LLC
|
BUY
|
- |
16.1K+ 16775.0% |
$92.1K - $95.7K
|
16.2K
$79.1K
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
15.4K+ 6.76% |
$88K - $91.4K
|
243K
$1.19M
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
10.7K+ 55.45% |
$61K - $63.3K
|
29.9K
$146K
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
10.2KNew |
$58.4K - $60.6K
|
10.2K
$49.8K
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$57.2K - $59.4K
|
10K
$48.8K
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
6.72K+ 15.53% |
$38.4K - $39.9K
|
50K
$244K
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
4.08K+ 165.05% |
$23.3K - $24.2K
|
6.54K
$31.9K
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
3.73K+ 2.28% |
$21.3K - $22.2K
|
167K
$817K
|
|
Oct 08, 2021
Q3 2021
|
Ivc Wealth Advisors LLC
|
BUY
|
- |
3.3KNew |
$18.9K - $19.6K
|
3.3K
$16.1K
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
3.23KNew |
$18.5K - $19.2K
|
3.23K
$15.8K
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3KNew |
$17.2K - $17.8K
|
3K
$14.6K
|
|
Oct 14, 2021
Q3 2021
|
Northside Capital Management, LLC
|
BUY
|
- |
1.87K+ 0.15% |
$10.7K - $11.1K
|
1.25M
$6.09M
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
1.87K+ 0.24% |
$10.7K - $11.1K
|
773K
$3.77M
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.22K+ 9.19% |
$7K - $7.27K
|
14.5K
$71K
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1KNew |
$5.72K - $5.94K
|
1K
$4.88K
|
|
Nov 15, 2021
Q3 2021
|
Covington Capital Management
|
BUY
|
- |
360New |
$2.06K - $2.14K
|
360
$1.76K
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
144+ 0.93% |
$824 - $855
|
15.6K
$76.2K
|
|
Oct 29, 2021
Q3 2021
|
Rda Financial Network
|
BUY
|
- |
86+ 0.36% |
$492 - $511
|
24.2K
$118K
|
|
Nov 05, 2021
Q3 2021
|
Tru Independence Asset Management 2, LLC
|
BUY
|
- |
42+ 0.31% |
$240 - $249
|
13.6K
$66.3K
|
|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
36+ 0.35% |
$206 - $214
|
10.3K
$50.4K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-197- 0.95% |
$1.13K - $1.17K
|
20.6K
$101K
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-413- 0.47% |
$2.36K - $2.45K
|
87.2K
$426K
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-500Closed |
$2.86K - $2.97K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.47K- 84.57% |
$8.43K - $8.76K
|
269
$1.31K
|
|
Nov 12, 2021
Q3 2021
|
Sea Bridge Investment Advisors LLC
|
SELL
|
- |
-1.49K- 0.55% |
$8.54K - $8.87K
|
269K
$1.31M
|
|
Nov 15, 2021
Q3 2021
|
Family Management Corp
New York, NY |
SELL
|
- |
-1.69K- 0.71% |
$9.64K - $10K
|
237K
$1.16M
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-2.42K- 43.71% |
$13.8K - $14.3K
|
3.11K
$15.2K
|
|
Oct 19, 2021
Q3 2021
|
Dixon Hubard Feinour & Brown Inc
|
SELL
|
- |
-3.5K- 3.63% |
$20K - $20.8K
|
92.8K
$453K
|
|
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-4KClosed |
$22.9K - $23.8K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-5.14K- 7.1% |
$29.4K - $30.5K
|
67.2K
$328K
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-5.84K- 27.89% |
$33.4K - $34.7K
|
15.1K
$73.7K
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-7.5K- 13.86% |
$42.9K - $44.5K
|
46.6K
$227K
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.9K- 3.56% |
$45.2K - $46.9K
|
214K
$1.05M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-8.56K- 8.17% |
$48.9K - $50.8K
|
96.2K
$469K
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-9.2K- 4.16% |
$52.6K - $54.7K
|
212K
$1.03M
|
|
Mar 04, 2025
Q3 2021
|
Berkeley, Inc
Boise, ID |
SELL
|
- |
-10.5K- 1.94% |
$60.1K - $62.4K
|
530K
$2.59M
|
|
Oct 08, 2021
Q3 2021
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-11.6K- 19.19% |
$66.4K - $68.9K
|
48.9K
$238K
|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-11.7KClosed |
$66.9K - $69.5K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-12.8KClosed |
$73.5K - $76.3K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-60.8K- 20.76% |
$348K - $361K
|
232K
$1.13M
|
|
Nov 15, 2021
Q3 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-110K- 13.69% |
$628K - $652K
|
692K
$3.38M
|