Purchases and Sales Made in Q3 2022 in Tcw Strategic Income Fund Inc (TSI)
This table provides information about the institutional ownership of Tcw Strategic Income Fund Inc (TSI) during Q3 2022. The information is specifically focused on institutions that hold shares of TCW STRATEGIC INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
852K+ 25.51% |
$3.91M - $4.41M
|
4.19M
$21.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
318K+ 1755.25% |
$1.46M - $1.65M
|
337K
$1.71M
|
|
|
Nov 02, 2022
Q3 2022
|
Sea Bridge Investment Advisors LLC
|
BUY
|
- |
116K+ 41.03% |
$530K - $598K
|
397K
$2.02M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
52.3K+ 6.87% |
$240K - $271K
|
813K
$4.14M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
31.5K+ 13.47% |
$145K - $163K
|
266K
$1.35M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
25.1KNew |
$115K - $130K
|
25.1K
$128K
|
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
23.1K+ 75.86% |
$106K - $120K
|
53.5K
$272K
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
17.9K+ 112.29% |
$81.9K - $92.5K
|
33.8K
$172K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
17.5K+ 12.45% |
$80.2K - $90.5K
|
158K
$803K
|
|
|
Nov 14, 2022
Q3 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
16.6K+ 22.96% |
$76.2K - $86K
|
88.9K
$453K
|
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
14.5KNew |
$66.4K - $75K
|
14.5K
$73.7K
|
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
10.6KNew |
$48.8K - $55K
|
10.6K
$54.1K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
9.15KNew |
$42K - $47.4K
|
9.15K
$46.6K
|
|
|
Oct 26, 2022
Q3 2022
|
Riverbridge Partners LLC
|
BUY
|
- |
2.88K+ 2.44% |
$13.2K - $14.9K
|
121K
$614K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
2.69K+ 1.76% |
$12.3K - $13.9K
|
156K
$793K
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.2K+ 3.28% |
$10.1K - $11.4K
|
69.3K
$353K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.19K+ 78.33% |
$10.1K - $11.3K
|
4.99K
$25.4K
|
|
|
Nov 04, 2022
Q3 2022
|
Transatlantique Private Wealth LLC
|
BUY
|
- |
1.46K+ 3.0% |
$6.72K - $7.58K
|
50.3K
$256K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
1.05K+ 0.17% |
$4.81K - $5.43K
|
617K
$3.14M
|
|
|
Oct 11, 2022
Q3 2022
|
Rda Financial Network
|
BUY
|
- |
48+ 0.2% |
$220 - $249
|
24.6K
$125K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4+ 0.02% |
$18.4 - $20.7
|
21.2K
$108K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2022
Q3 2022
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-147- 0.78% |
$675 - $761
|
18.6K
$94.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-399- 1.15% |
$1.83K - $2.07K
|
34.4K
$175K
|
|
|
Oct 20, 2022
Q3 2022
|
Focused Wealth Management, Inc
|
SELL
|
- |
-554- 5.48% |
$2.54K - $2.87K
|
9.55K
$48.6K
|
|
|
Oct 18, 2022
Q3 2022
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-1.16K- 0.79% |
$5.32K - $6.01K
|
145K
$737K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.6K- 0.77% |
$7.34K - $8.29K
|
207K
$1.05M
|
|
|
Nov 15, 2022
Q3 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-1.91K- 8.26% |
$8.78K - $9.9K
|
21.2K
$108K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.36K- 5.8% |
$15.4K - $17.4K
|
54.6K
$278K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-19.7K- 5.61% |
$90.4K - $102K
|
332K
$1.69M
|
|
|
Nov 14, 2022
Q3 2022
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-24.6K- 1.33% |
$113K - $127K
|
1.82M
$9.26M
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-27.3K- 40.28% |
$125K - $142K
|
40.5K
$206K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-35K- 2.96% |
$161K - $181K
|
1.15M
$5.84M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-86.3K- 10.03% |
$396K - $447K
|
774K
$3.94M
|
|
|
Nov 10, 2022
Q3 2022
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-131K- 63.24% |
$601K - $678K
|
76.1K
$387K
|
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-138K- 10.51% |
$636K - $717K
|
1.18M
$6M
|