Purchases and Sales Made in Q3 2023 in Tcw Strategic Income Fund Inc (TSI)
This table provides information about the institutional ownership of Tcw Strategic Income Fund Inc (TSI) during Q3 2023. The information is specifically focused on institutions that hold shares of TCW STRATEGIC INCOME FUND INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
1M+ 19.92% |
$4.55M - $4.72M
|
6.04M
$30.4M
|
|
Nov 14, 2023
Q3 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
186K+ 9.62% |
$844K - $876K
|
2.12M
$10.7M
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
148K+ 20.63% |
$670K - $695K
|
864K
$4.35M
|
|
Nov 13, 2023
Q3 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
64.6K+ 27.86% |
$292K - $303K
|
296K
$1.49M
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
53.5K+ 7.62% |
$242K - $251K
|
755K
$3.8M
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
36.6K+ 3.8% |
$166K - $172K
|
998K
$5.02M
|
|
Nov 14, 2023
Q3 2023
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
BUY
|
- |
35.4K+ 6266.9% |
$160K - $166K
|
36K
$181K
|
|
Oct 16, 2023
Q3 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
16.7K+ 13.94% |
$75.7K - $78.5K
|
137K
$687K
|
|
Oct 30, 2023
Q3 2023
|
Private Management Group Inc
|
BUY
|
- |
15.6KNew |
$70.5K - $73.2K
|
15.6K
$78.3K
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
13.5KNew |
$61.1K - $63.4K
|
13.5K
$67.8K
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.2KNew |
$50.6K - $52.5K
|
11.2K
$56.2K
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
9.72KNew |
$44K - $45.7K
|
9.72K
$48.9K
|
|
Nov 02, 2023
Q3 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
8.34K+ 46.06% |
$37.8K - $39.2K
|
26.4K
$133K
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
8.04K+ 3.59% |
$36.4K - $37.8K
|
232K
$1.17M
|
|
Oct 26, 2023
Q3 2023
|
Sea Bridge Investment Advisors LLC
|
BUY
|
- |
6.68K+ 1.61% |
$30.3K - $31.4K
|
420K
$2.11M
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.53K+ 4.14% |
$16K - $16.6K
|
88.7K
$446K
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.21K+ 11.53% |
$10K - $10.4K
|
21.3K
$107K
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
2KNew |
$9.06K - $9.4K
|
2K
$10.1K
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.95K+ 4.25% |
$8.85K - $9.18K
|
47.9K
$241K
|
|
Oct 18, 2023
Q3 2023
|
Rda Financial Network
|
BUY
|
- |
1.34K+ 3.49% |
$6.07K - $6.29K
|
39.7K
$200K
|
|
Nov 13, 2023
Q3 2023
|
Transatlantique Private Wealth LLC
|
BUY
|
- |
865+ 2.14% |
$3.92K - $4.07K
|
41.4K
$208K
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
BUY
|
- |
671+ 100.0% |
$3.04K - $3.15K
|
1.34K
$6.75K
|
|
Dec 06, 2023
Q3 2023
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
433New |
$1.96K - $2.04K
|
433
$2.18K
|
|
Nov 14, 2023
Q3 2023
|
First Manhattan CO
New York, NY |
BUY
|
- |
360New |
$1.63K - $1.69K
|
360
$1.81K
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
349+ 34900.0% |
$1.58K - $1.64K
|
350
$1.76K
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
293+ 0.7% |
$1.33K - $1.38K
|
42K
$211K
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
176+ 1.29% |
$797 - $827
|
13.8K
$69.5K
|
|
Nov 01, 2023
Q3 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
58+ 0.72% |
$263 - $273
|
8.08K
$40.7K
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 11, 2023
Q3 2023
|
Northside Capital Management, LLC
|
SELL
|
- |
-1- -0.0% |
$4.53 - $4.7
|
1.18M
$5.92M
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-64- 0.31% |
$290 - $301
|
20.9K
$105K
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-200- 0.62% |
$906 - $940
|
32K
$161K
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-200- 28.57% |
$906 - $940
|
500
$2.52K
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-419- 1.22% |
$1.9K - $1.97K
|
34K
$171K
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-1.53K- 2.94% |
$6.95K - $7.21K
|
50.7K
$255K
|
|
Feb 15, 2024
Q3 2023
|
Riverbridge Partners LLC
|
SELL
|
- |
-1.69K- 1.22% |
$7.65K - $7.94K
|
137K
$687K
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.98K- 0.62% |
$8.98K - $9.32K
|
318K
$1.6M
|
|
Nov 13, 2023
Q3 2023
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-2.29K- 11.02% |
$10.4K - $10.7K
|
18.5K
$92.9K
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-2.3K- 57.65% |
$10.4K - $10.8K
|
1.69K
$8.51K
|
|
Nov 08, 2023
Q3 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-3.45K- 18.3% |
$15.6K - $16.2K
|
15.4K
$77.5K
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.08K- 50.97% |
$27.5K - $28.6K
|
5.85K
$29.4K
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-6.75K- 62.89% |
$30.6K - $31.7K
|
3.98K
$20K
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.76K- 1.96% |
$35.2K - $36.5K
|
387K
$1.95M
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-10.7K- 38.08% |
$48.4K - $50.2K
|
17.4K
$87.3K
|
|
Oct 13, 2023
Q3 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-13.8K- 11.18% |
$62.5K - $64.9K
|
110K
$552K
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-15.5K- 10.58% |
$70.3K - $72.9K
|
131K
$660K
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-25.3K- 5.78% |
$114K - $119K
|
412K
$2.07M
|
|
Oct 10, 2023
Q3 2023
|
Transform Wealth, LLC
|
SELL
|
- |
-68.4K- 48.44% |
$310K - $322K
|
72.8K
$366K
|