Purchases and Sales Made in Q4 2021 in Tcw Strategic Income Fund Inc (TSI)
This table provides information about the institutional ownership of Tcw Strategic Income Fund Inc (TSI) during Q4 2021. The information is specifically focused on institutions that hold shares of TCW STRATEGIC INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
917K+ 42.86% |
$5.2M - $5.39M
|
3.06M
$15.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
76.9K+ 5.08% |
$436K - $452K
|
1.59M
$7.97M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
71.4K+ 10.64% |
$405K - $420K
|
743K
$3.73M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
33.6K+ 38.56% |
$191K - $198K
|
121K
$607K
|
|
|
Feb 09, 2022
Q4 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
33.5KNew |
$190K - $197K
|
33.5K
$168K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
28.1K+ 4.29% |
$159K - $165K
|
682K
$3.42M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
18.1K+ 3.87% |
$103K - $106K
|
486K
$2.44M
|
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
16.5KNew |
$93.3K - $96.7K
|
16.5K
$82.6K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
15.6K+ 7.37% |
$88.6K - $91.9K
|
228K
$1.14M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
14.5K+ 48.57% |
$82.3K - $85.3K
|
44.4K
$223K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
7.99K+ 19.16% |
$45.3K - $47K
|
49.7K
$249K
|
|
|
Feb 02, 2022
Q4 2021
|
Sea Bridge Investment Advisors LLC
|
BUY
|
- |
5.46K+ 2.03% |
$30.9K - $32.1K
|
275K
$1.38M
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.12K+ 28.31% |
$23.3K - $24.2K
|
18.7K
$93.7K
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
586+ 1.26% |
$3.32K - $3.45K
|
47.2K
$237K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
582+ 0.35% |
$3.3K - $3.42K
|
168K
$843K
|
|
|
Jan 28, 2022
Q4 2021
|
Widmann Financial Services, Inc.
|
BUY
|
- |
400New |
$2.27K - $2.35K
|
400
$2.01K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
147+ 0.94% |
$833 - $864
|
15.8K
$79.1K
|
|
|
Jan 31, 2022
Q4 2021
|
Rda Financial Network
|
BUY
|
- |
87+ 0.36% |
$493 - $512
|
24.2K
$122K
|
|
|
Jan 20, 2022
Q4 2021
|
Tru Independence Asset Management 2, LLC
|
BUY
|
- |
43+ 0.32% |
$244 - $253
|
13.6K
$68.4K
|
|
|
Jan 24, 2022
Q4 2021
|
Northside Capital Management, LLC
|
BUY
|
- |
36+ 0.0% |
$204 - $212
|
1.25M
$6.26M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
28+ 0.93% |
$159 - $165
|
3.03K
$15.2K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
24+ 0.37% |
$136 - $141
|
6.57K
$33K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4+ 0.02% |
$22.7 - $23.5
|
20.6K
$104K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-156- 0.92% |
$885 - $917
|
16.9K
$84.7K
|
|
|
Jan 31, 2022
Q4 2021
|
Focused Wealth Management, Inc
|
SELL
|
- |
-239- 2.32% |
$1.36K - $1.41K
|
10.1K
$50.6K
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-269Closed |
$1.53K - $1.58K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Interactive Financial Advisors
Chicago, IL |
SELL
|
- |
-600Closed |
$3.4K - $3.53K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Enterprise Trust & Investment CO
|
SELL
|
- |
-700Closed |
$3.97K - $4.12K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1KClosed |
$5.67K - $5.88K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.56K- 0.73% |
$8.83K - $9.16K
|
213K
$1.07M
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.26K- 0.97% |
$12.8K - $13.3K
|
230K
$1.15M
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-3.23KClosed |
$18.3K - $19K
|
0
$0
|
|
|
Jan 13, 2022
Q4 2021
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-3.3KClosed |
$18.7K - $19.4K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Dixon Hubard Feinour & Brown Inc
|
SELL
|
- |
-3.9K- 4.2% |
$22.1K - $22.9K
|
88.9K
$446K
|
|
|
Jan 21, 2022
Q4 2021
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-4.3K- 2.66% |
$24.4K - $25.3K
|
157K
$790K
|
|
|
Feb 01, 2022
Q4 2021
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-4.41K- 14.16% |
$25K - $25.9K
|
26.7K
$134K
|
|
|
Jan 21, 2022
Q4 2021
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-4.45K- 9.11% |
$25.2K - $26.2K
|
44.4K
$223K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.42K- 12.84% |
$36.4K - $37.7K
|
43.5K
$219K
|
|
|
Mar 08, 2022
Q4 2021
|
Bartlett & Co. LLC
|
SELL
|
- |
-7KClosed |
$39.7K - $41.2K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-10.2KClosed |
$57.9K - $60K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-14.5K- 5.96% |
$82K - $85.1K
|
228K
$1.15M
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-15.1KClosed |
$85.6K - $88.8K
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-33KClosed |
$187K - $194K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-73K- 9.45% |
$414K - $430K
|
700K
$3.51M
|
|
|
Feb 14, 2022
Q4 2021
|
Family Management Corp
New York, NY |
SELL
|
- |
-215K- 90.54% |
$1.22M - $1.26M
|
22.5K
$113K
|
|
|
Feb 14, 2022
Q4 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-474K- 68.43% |
$2.69M - $2.78M
|
219K
$1.1M
|