Purchases and Sales Made in Q4 2022 in Tcw Strategic Income Fund Inc (TSI)
This table provides information about the institutional ownership of Tcw Strategic Income Fund Inc (TSI) during Q4 2022. The information is specifically focused on institutions that hold shares of TCW STRATEGIC INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
1.12M+ 26.84% |
$5.11M - $5.44M
|
5.32M
$27.1M
|
|
|
Feb 14, 2023
Q4 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
193K+ 10.6% |
$876K - $933K
|
2.01M
$10.2M
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
48.6KNew |
$221K - $235K
|
48.6K
$247K
|
|
|
Jan 27, 2023
Q4 2022
|
Pfg Advisors
|
BUY
|
- |
28.1KNew |
$128K - $136K
|
28.1K
$143K
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
16.8KNew |
$76.5K - $81.5K
|
16.8K
$85.7K
|
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
14.8KNew |
$67.1K - $71.6K
|
14.8K
$75.3K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12.7KNew |
$57.8K - $61.7K
|
12.7K
$64.9K
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
6.87KNew |
$31.2K - $33.3K
|
6.87K
$35K
|
|
|
Jan 11, 2023
Q4 2022
|
Riverbridge Partners LLC
|
BUY
|
- |
5.88K+ 4.87% |
$26.7K - $28.5K
|
127K
$644K
|
|
|
Jan 10, 2023
Q4 2022
|
Rda Financial Network
|
BUY
|
- |
4.52K+ 18.36% |
$20.5K - $21.9K
|
29.1K
$148K
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
4.13K+ 82.87% |
$18.8K - $20K
|
9.12K
$46.4K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.08K+ 14.68% |
$14K - $14.9K
|
24K
$122K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.65K+ 12.48% |
$12K - $12.8K
|
23.8K
$121K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.57K+ 1.24% |
$11.7K - $12.4K
|
209K
$1.06M
|
|
|
Feb 14, 2023
Q4 2022
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
965New |
$4.38K - $4.67K
|
965
$4.91K
|
|
|
Jan 31, 2023
Q4 2022
|
Wfa Of San Diego, LLC
|
BUY
|
- |
750New |
$3.41K - $3.63K
|
750
$3.82K
|
|
|
Feb 08, 2023
Q4 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
660+ 4.01% |
$3K - $3.19K
|
17.1K
$87.1K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
583+ 1.07% |
$2.65K - $2.82K
|
55.2K
$281K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
308+ 2.41% |
$1.4K - $1.49K
|
13.1K
$66.7K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-65- 0.16% |
$295 - $315
|
40.5K
$206K
|
|
|
Jun 25, 2024
Q4 2022
|
Transatlantique Private Wealth LLC
|
SELL
|
- |
-139- 0.34% |
$631 - $673
|
41.2K
$210K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-345- 0.13% |
$1.57K - $1.67K
|
265K
$1.35M
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-380- 1.13% |
$1.73K - $1.84K
|
33.4K
$170K
|
|
|
Jan 25, 2023
Q4 2022
|
Whittier Trust CO
|
SELL
|
- |
-700- 3.98% |
$3.18K - $3.39K
|
16.9K
$86.1K
|
|
|
Jan 12, 2023
Q4 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-718- 1.34% |
$3.26K - $3.48K
|
52.8K
$269K
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.1K- 2.3% |
$4.99K - $5.32K
|
46.7K
$237K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.1K- 4.38% |
$5K - $5.33K
|
24K
$122K
|
|
|
Mar 01, 2023
Q4 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-1.57K- 7.41% |
$7.15K - $7.62K
|
19.7K
$100K
|
|
|
Feb 09, 2023
Q4 2022
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-2.01K- 10.8% |
$9.14K - $9.74K
|
16.6K
$84.6K
|
|
|
Feb 02, 2023
Q4 2022
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-4.74K- 3.27% |
$21.5K - $22.9K
|
140K
$713K
|
|
|
Jan 13, 2023
Q4 2022
|
Focused Wealth Management, Inc
|
SELL
|
- |
-5.31K- 55.58% |
$24.1K - $25.7K
|
4.24K
$21.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-7.34K- 21.35% |
$33.3K - $35.5K
|
27K
$138K
|
|
|
Feb 14, 2023
Q4 2022
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-8.81K- 11.57% |
$40K - $42.6K
|
67.3K
$343K
|
|
|
Feb 06, 2023
Q4 2022
|
Transatlantique Private Wealth LLC
|
SELL
|
- |
-9.06K- 18.01% |
$41.1K - $43.8K
|
41.2K
$210K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-18K- 11.52% |
$81.5K - $86.9K
|
138K
$702K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-22.8K- 6.88% |
$104K - $110K
|
309K
$1.57M
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-23.4K- 33.7% |
$106K - $113K
|
45.9K
$234K
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-26.6K- 3.28% |
$121K - $129K
|
787K
$4M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-28.5K- 3.68% |
$129K - $138K
|
746K
$3.79M
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-35.9K- 5.81% |
$163K - $174K
|
581K
$2.96M
|
|
|
Feb 14, 2023
Q4 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-38K- 42.77% |
$173K - $184K
|
50.9K
$259K
|
|
|
Jan 18, 2023
Q4 2022
|
Sea Bridge Investment Advisors LLC
|
SELL
|
- |
-43.9K- 11.05% |
$199K - $212K
|
353K
$1.8M
|
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-81.7K- 6.93% |
$371K - $396K
|
1.1M
$5.58M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-104K- 9.04% |
$471K - $502K
|
1.04M
$5.31M
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-107K- 67.65% |
$485K - $517K
|
51.1K
$260K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-203K- 60.25% |
$921K - $982K
|
134K
$681K
|