Purchases and Sales Made in Q4 2023 in Tcw Strategic Income Fund Inc (TSI)
This table provides information about the institutional ownership of Tcw Strategic Income Fund Inc (TSI) during Q4 2023. The information is specifically focused on institutions that hold shares of TCW STRATEGIC INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
669K+ 11.07% |
$3M - $3.25M
|
6.71M
$33.8M
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
481K+ 162.3% |
$2.15M - $2.33M
|
777K
$3.91M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
161K+ 310.55% |
$721K - $781K
|
213K
$1.07M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
68.6K+ 7.94% |
$308K - $333K
|
933K
$4.69M
|
|
|
Feb 07, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
44.2KNew |
$198K - $214K
|
44.2K
$222K
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
42.4KNew |
$190K - $206K
|
42.4K
$213K
|
|
|
Feb 05, 2024
Q4 2023
|
Stonebrook Private Inc.
Northville, MI |
BUY
|
- |
41.7KNew |
$187K - $202K
|
41.7K
$210K
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
40.6K+ 234.04% |
$182K - $197K
|
58K
$292K
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
25.8KNew |
$116K - $125K
|
25.8K
$130K
|
|
|
Feb 09, 2024
Q4 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
25.1KNew |
$113K - $122K
|
25.1K
$126K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
23.6KNew |
$106K - $114K
|
23.6K
$119K
|
|
|
Feb 08, 2024
Q4 2023
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
20KNew |
$89.6K - $97K
|
20K
$101K
|
|
|
Jan 24, 2024
Q4 2023
|
Sea Bridge Investment Advisors LLC
|
BUY
|
- |
19.7K+ 4.68% |
$88.1K - $95.3K
|
440K
$2.21M
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
18.2K+ 0.86% |
$81.5K - $88.3K
|
2.14M
$10.8M
|
|
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
18.1KNew |
$80.9K - $87.6K
|
18.1K
$90.9K
|
|
|
Feb 07, 2024
Q4 2023
|
Mb Generational Wealth, LLC
Spokane, WA |
BUY
|
- |
16.9KNew |
$75.8K - $82K
|
16.9K
$85.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
13.2K+ 781.02% |
$59.2K - $64.1K
|
14.9K
$74.9K
|
|
|
Jan 10, 2024
Q4 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
11.9K+ 44.96% |
$53.3K - $57.7K
|
38.3K
$193K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
11KNew |
$49.4K - $53.4K
|
11K
$55.4K
|
|
|
Feb 07, 2024
Q4 2023
|
Forum Financial Management, LP
Lombard, IL |
BUY
|
- |
10KNew |
$44.8K - $48.5K
|
10K
$50.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
8.98K+ 1.19% |
$40.2K - $43.6K
|
764K
$3.84M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
8.65K+ 3.72% |
$38.8K - $42K
|
241K
$1.21M
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
6.43K+ 13.42% |
$28.8K - $31.2K
|
54.3K
$273K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
5.59K+ 17.46% |
$25K - $27.1K
|
37.6K
$189K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
5KNew |
$22.4K - $24.3K
|
5K
$25.2K
|
|
|
Jan 12, 2024
Q4 2023
|
Rda Financial Network
|
BUY
|
- |
3.64K+ 9.16% |
$16.3K - $17.7K
|
43.4K
$218K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
2.5KNew |
$11.2K - $12.1K
|
2.5K
$12.6K
|
|
|
May 15, 2024
Q4 2023
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
1.94KNew |
$8.69K - $9.4K
|
1.94K
$9.75K
|
|
|
Feb 15, 2024
Q4 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
1.69K+ 1.24% |
$7.57K - $8.19K
|
138K
$695K
|
|
|
Jan 24, 2024
Q4 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
1.69K+ 1.24% |
$7.57K - $8.19K
|
138K
$695K
|
|
|
Feb 05, 2024
Q4 2023
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
438New |
$1.96K - $2.12K
|
438
$2.2K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
181+ 1.31% |
$811 - $878
|
14K
$70.5K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-29- 0.09% |
$130 - $141
|
33.9K
$171K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-349- 99.71% |
$1.56K - $1.69K
|
1
$5.03
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-374- 3.85% |
$1.68K - $1.81K
|
9.35K
$47K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-476- 11.95% |
$2.13K - $2.31K
|
3.51K
$17.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
SELL
|
- |
-892- 66.47% |
$4K - $4.33K
|
450
$2.26K
|
|
|
Jan 10, 2024
Q4 2023
|
Focused Wealth Management, Inc
|
SELL
|
- |
-941- 11.64% |
$4.22K - $4.56K
|
7.14K
$35.9K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.14K- 1.29% |
$5.11K - $5.53K
|
87.6K
$441K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.44K- 6.91% |
$6.47K - $7K
|
19.5K
$97.8K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.67K- 1.27% |
$7.48K - $8.1K
|
129K
$651K
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-2.54K- 5.01% |
$11.4K - $12.3K
|
48.1K
$242K
|
|
|
Feb 06, 2024
Q4 2023
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-3.5K- 23.07% |
$15.7K - $17K
|
11.7K
$58.6K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-4.13K- 0.41% |
$18.5K - $20K
|
994K
$5M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4.38K- 20.52% |
$19.6K - $21.2K
|
17K
$85.3K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-4.66K- 1.46% |
$20.9K - $22.6K
|
313K
$1.58M
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-6K- 31.38% |
$26.9K - $29.1K
|
13.1K
$66K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.45K- 1.67% |
$28.9K - $31.3K
|
381K
$1.92M
|
|
|
Feb 13, 2024
Q4 2023
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-8.39K- 45.44% |
$37.6K - $40.7K
|
10.1K
$50.7K
|