Purchases and Sales Made in Q1 2023 in Tri Continental Corp (TY)
This table provides information about the institutional ownership of Tri Continental Corp (TY) during Q1 2023. The information is specifically focused on institutions that hold shares of TRI-CONTINENTAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
87.5K+ 53.1% |
$2.24M - $2.46M
|
252K
$8.63M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
30.1K+ 25.75% |
$770K - $846K
|
147K
$5.03M
|
|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
27.4K+ 38.48% |
$701K - $770K
|
98.5K
$3.37M
|
|
|
Apr 13, 2023
Q1 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
27.1K+ 7.3% |
$693K - $762K
|
399K
$13.6M
|
|
|
Apr 14, 2023
Q1 2023
|
Transform Wealth, LLC
|
BUY
|
- |
23.2K+ 101.96% |
$594K - $653K
|
46K
$1.57M
|
|
|
May 02, 2023
Q1 2023
|
Savant Capital, LLC
|
BUY
|
- |
16.9KNew |
$433K - $476K
|
16.9K
$578K
|
|
|
Apr 18, 2023
Q1 2023
|
Albion Financial Group
|
BUY
|
- |
16.5K+ 64.89% |
$423K - $465K
|
42K
$1.44M
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12.2K+ 12.8% |
$313K - $344K
|
108K
$3.69M
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
10.8KNew |
$276K - $304K
|
10.8K
$369K
|
|
|
Apr 26, 2023
Q1 2023
|
Zwj Investment Counsel Inc
|
BUY
|
- |
8.81KNew |
$225K - $248K
|
8.81K
$301K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
7.49K+ 2.87% |
$192K - $210K
|
268K
$9.17M
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
5.42K+ 6.82% |
$139K - $152K
|
84.8K
$2.9M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.17K+ 23.04% |
$132K - $145K
|
27.6K
$943K
|
|
|
Apr 05, 2023
Q1 2023
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
4.79KNew |
$122K - $135K
|
4.79K
$164K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
4.76K+ 1.91% |
$122K - $134K
|
254K
$8.68M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
4.36KNew |
$112K - $123K
|
4.36K
$149K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
4.29KNew |
$110K - $121K
|
4.29K
$147K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.31K+ 243.6% |
$84.8K - $93.1K
|
4.67K
$160K
|
|
|
Apr 12, 2023
Q1 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
3.27K+ 10.69% |
$83.8K - $92K
|
33.9K
$1.16M
|
|
|
Apr 25, 2023
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
3.24KNew |
$82.9K - $91.1K
|
3.24K
$111K
|
|
|
Apr 20, 2023
Q1 2023
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
3.18K+ 28.0% |
$81.4K - $89.4K
|
14.5K
$497K
|
|
|
May 15, 2023
Q1 2023
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
2.5K+ 25.61% |
$64K - $70.3K
|
12.3K
$419K
|
|
|
Apr 26, 2023
Q1 2023
|
Bard Financial Services, Inc.
|
BUY
|
- |
2.24K+ 0.36% |
$57.3K - $63K
|
621K
$21.2M
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.01K+ 13.39% |
$51.4K - $56.4K
|
17K
$582K
|
|
|
May 10, 2023
Q1 2023
|
1620 Investment Advisors, Inc.
Plymouth, MA |
BUY
|
- |
1.58K+ 1.87% |
$40.5K - $44.4K
|
86K
$2.94M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.56K+ 2.06% |
$39.8K - $43.7K
|
77K
$2.63M
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
940New |
$24.1K - $26.4K
|
940
$32.1K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
939+ 56.91% |
$24K - $26.4K
|
2.59K
$88.5K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
859+ 1.0% |
$22K - $24.1K
|
86.9K
$2.97M
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
717+ 14.41% |
$18.3K - $20.2K
|
5.69K
$195K
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
500New |
$12.8K - $14.1K
|
500
$17.1K
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
150+ 1.84% |
$3.84K - $4.22K
|
8.3K
$284K
|
|
|
May 15, 2023
Q1 2023
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
BUY
|
- |
134New |
$3.43K - $3.77K
|
134
$4.58K
|
|
|
May 04, 2023
Q1 2023
|
Tower Wealth Partners, Inc.
Lewisburg, PA |
BUY
|
- |
133+ 1.13% |
$3.4K - $3.74K
|
12K
$409K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
125New |
$3.2K - $3.51K
|
125
$4.27K
|
|
|
Apr 25, 2023
Q1 2023
|
Stone House Investment Management, LLC
|
BUY
|
- |
113New |
$2.89K - $3.18K
|
113
$3.86K
|
|
|
Apr 25, 2023
Q1 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
107+ 1.11% |
$2.74K - $3.01K
|
9.75K
$333K
|
|
|
Apr 18, 2023
Q1 2023
|
Allworth Financial LP
|
BUY
|
- |
68+ 0.89% |
$1.74K - $1.91K
|
7.73K
$264K
|
|
|
Apr 20, 2023
Q1 2023
|
Accel Wealth Management
|
BUY
|
- |
15+ 1.1% |
$384 - $422
|
1.37K
$46.9K
|
|
|
May 16, 2023
Q1 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
14+ 1.07% |
$358 - $394
|
1.33K
$45.3K
|
|
|
May 01, 2023
Q1 2023
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
14+ 0.06% |
$358 - $394
|
24.6K
$841K
|
|
|
Apr 19, 2023
Q1 2023
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
12+ 1.15% |
$307 - $337
|
1.06K
$36.2K
|
|
|
May 10, 2023
Q1 2023
|
Tilia Fiduciary Partners, Inc.
|
BUY
|
- |
7+ 1.07% |
$179 - $197
|
659
$22.5K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
5+ 1.08% |
$128 - $141
|
469
$16K
|
|
|
May 15, 2023
Q1 2023
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
5+ 0.03% |
$128 - $141
|
17.7K
$604K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2+ 0.1% |
$51.2 - $56.2
|
2.06K
$70.5K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Retirement Group, LLC
|
SELL
|
- |
-83- 50.0% |
$2.12K - $2.33K
|
83
$2.84K
|
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-167- 1.49% |
$4.27K - $4.69K
|
11.1K
$378K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-235- 6.89% |
$6.01K - $6.61K
|
3.18K
$109K
|