Purchases and Sales Made in Q2 2023 in Tri Continental Corp (TY)
This table provides information about the institutional ownership of Tri Continental Corp (TY) during Q2 2023. The information is specifically focused on institutions that hold shares of TRI-CONTINENTAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 11, 2023
Q2 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
81KNew |
$2.1M - $2.22M
|
81K
$2.79M
|
|
|
Aug 07, 2023
Q2 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
40.1K+ 130.61% |
$1.04M - $1.1M
|
70.7K
$2.44M
|
|
|
Aug 14, 2023
Q2 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
25.5KNew |
$662K - $700K
|
25.5K
$881K
|
|
|
Aug 14, 2023
Q2 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
18KNew |
$468K - $495K
|
18K
$623K
|
|
|
Aug 09, 2023
Q2 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
16.7K+ 16.99% |
$434K - $459K
|
115K
$3.98M
|
|
|
Jul 26, 2023
Q2 2023
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
9.12KNew |
$236K - $250K
|
9.12K
$315K
|
|
|
Aug 09, 2023
Q2 2023
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
9.11KNew |
$236K - $250K
|
9.11K
$314K
|
|
|
Jul 18, 2023
Q2 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
8.38K+ 2.1% |
$217K - $230K
|
407K
$14M
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
8.2K+ 15.75% |
$212K - $225K
|
60.3K
$2.08M
|
|
|
Aug 08, 2023
Q2 2023
|
9258 Wealth Management, LLC
|
BUY
|
- |
7.54KNew |
$195K - $207K
|
7.54K
$260K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
6.46K+ 33.51% |
$167K - $177K
|
25.8K
$889K
|
|
|
Aug 11, 2023
Q2 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
5.9K+ 54.58% |
$153K - $162K
|
16.7K
$576K
|
|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
5.87KNew |
$152K - $161K
|
5.87K
$202K
|
|
|
Jul 06, 2023
Q2 2023
|
Lowe Wealth Advisors, LLC
|
BUY
|
- |
4.12KNew |
$107K - $113K
|
4.12K
$142K
|
|
|
Aug 10, 2023
Q2 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
3.73KNew |
$96.7K - $102K
|
3.73K
$129K
|
|
|
Aug 07, 2023
Q2 2023
|
Rb Capital Management, LLC
|
BUY
|
- |
2.48K+ 4.18% |
$64.2K - $67.9K
|
61.8K
$2.13M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.22K+ 8.04% |
$57.5K - $60.8K
|
29.8K
$1.03M
|
|
|
Jul 21, 2023
Q2 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
1.79K+ 13.75% |
$46.3K - $49K
|
14.8K
$510K
|
|
|
Aug 07, 2023
Q2 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
1.72K+ 343.8% |
$44.5K - $47.1K
|
2.22K
$76.6K
|
|
|
Jul 13, 2023
Q2 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
1.68K+ 4.97% |
$43.6K - $46.2K
|
35.6K
$1.23M
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.26K+ 1.16% |
$32.5K - $34.4K
|
109K
$3.76M
|
|
|
Dec 11, 2023
Q2 2023
|
Rb Capital Management, LLC
|
BUY
|
- |
1.24K+ 2.04% |
$32K - $33.9K
|
61.8K
$2.13M
|
|
|
Aug 03, 2023
Q2 2023
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
965+ 3.92% |
$25K - $26.5K
|
25.6K
$882K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
929+ 0.37% |
$24.1K - $25.5K
|
253K
$8.74M
|
|
|
Jul 18, 2023
Q2 2023
|
Allworth Financial LP
|
BUY
|
- |
853+ 11.03% |
$22.1K - $23.4K
|
8.59K
$296K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
767+ 1.0% |
$19.9K - $21K
|
77.7K
$2.68M
|
|
|
Aug 14, 2023
Q2 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
739+ 0.16% |
$19.1K - $20.3K
|
452K
$15.6M
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
689+ 0.26% |
$17.9K - $18.9K
|
269K
$9.28M
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
525+ 2.08% |
$13.6K - $14.4K
|
25.8K
$890K
|
|
|
Jul 13, 2023
Q2 2023
|
Transform Wealth, LLC
|
BUY
|
- |
500+ 1.09% |
$13K - $13.7K
|
46.5K
$1.6M
|
|
|
Aug 14, 2023
Q2 2023
|
1620 Investment Advisors, Inc.
Plymouth, MA |
BUY
|
- |
432+ 0.5% |
$11.2K - $11.8K
|
86.4K
$2.98M
|
|
|
Jul 18, 2023
Q2 2023
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
327New |
$8.47K - $8.97K
|
327
$11.3K
|
|
|
Jun 28, 2024
Q2 2023
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
BUY
|
- |
325+ 5.94% |
$8.42K - $8.91K
|
5.8K
$200K
|
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
238New |
$6.17K - $6.53K
|
238
$8.21K
|
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
234+ 7.37% |
$6.06K - $6.42K
|
3.41K
$118K
|
|
|
Aug 08, 2023
Q2 2023
|
First Pacific Financial
|
BUY
|
- |
211New |
$5.47K - $5.79K
|
211
$7.28K
|
|
|
Jul 31, 2023
Q2 2023
|
Tower Wealth Partners, Inc.
Lewisburg, PA |
BUY
|
- |
147+ 1.23% |
$3.81K - $4.03K
|
12.1K
$417K
|
|
|
Jul 19, 2023
Q2 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
120+ 1.23% |
$3.11K - $3.29K
|
9.87K
$341K
|
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
102+ 0.12% |
$2.64K - $2.8K
|
87K
$3M
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
60+ 0.35% |
$1.55K - $1.65K
|
17.1K
$589K
|
|
|
Aug 14, 2023
Q2 2023
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
37+ 2.3% |
$959 - $1.01K
|
1.65K
$56.9K
|
|
|
Jul 28, 2023
Q2 2023
|
Retirement Income Solutions, Inc
Ann Arbor, MI |
BUY
|
- |
27+ 0.16% |
$700 - $740
|
17.3K
$598K
|
|
|
Jul 18, 2023
Q2 2023
|
Cora Capital Advisors LLC
Marlton, NJ |
BUY
|
- |
20+ 0.15% |
$518 - $548
|
13.4K
$461K
|
|
|
Jul 26, 2023
Q2 2023
|
American Institute For Advanced Investment Management, LLP
|
BUY
|
- |
17+ 0.16% |
$440 - $466
|
10.6K
$367K
|
|
|
Aug 14, 2023
Q2 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
16+ 1.21% |
$415 - $439
|
1.34K
$46.3K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
13+ 6.81% |
$337 - $356
|
204
$7.04K
|
|
|
Aug 07, 2023
Q2 2023
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
13+ 1.23% |
$337 - $356
|
1.07K
$37K
|
|
|
Aug 14, 2023
Q2 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
11+ 0.1% |
$285 - $302
|
11.1K
$382K
|
|
|
Jul 13, 2023
Q2 2023
|
Tilia Fiduciary Partners, Inc.
|
BUY
|
- |
8+ 1.21% |
$207 - $219
|
667
$23K
|
|
|
Aug 09, 2023
Q2 2023
|
Us Bancorp \De\
|
BUY
|
- |
8+ 0.17% |
$207 - $219
|
4.84K
$167K
|