Purchases and Sales Made in Q3 2022 in Tri Continental Corp (TY)
This table provides information about the institutional ownership of Tri Continental Corp (TY) during Q3 2022. The information is specifically focused on institutions that hold shares of TRI-CONTINENTAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 26, 2022
Q3 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
190K+ 79.58% |
$4.87M - $5.66M
|
430K
$14.8M
|
|
|
Nov 14, 2022
Q3 2022
|
1620 Investment Advisors, Inc.
Plymouth, MA |
BUY
|
- |
81.5K+ 21450.26% |
$2.08M - $2.42M
|
81.9K
$2.83M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
39K+ 70.63% |
$996K - $1.16M
|
94.1K
$3.25M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
27K+ 10.54% |
$689K - $802K
|
283K
$9.76M
|
|
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
26.9KNew |
$687K - $799K
|
26.9K
$927K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
24.5K+ 27.43% |
$627K - $730K
|
114K
$3.93M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
14.7K+ 14.5% |
$376K - $438K
|
116K
$4.01M
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
9.87K+ 13.47% |
$252K - $294K
|
83.1K
$2.87M
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
BUY
|
- |
9.46KNew |
$242K - $281K
|
9.46K
$326K
|
|
|
Oct 19, 2022
Q3 2022
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
9.33KNew |
$238K - $278K
|
9.33K
$322K
|
|
|
Oct 28, 2022
Q3 2022
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
9K+ 56.8% |
$230K - $268K
|
24.9K
$858K
|
|
|
Nov 07, 2022
Q3 2022
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
8.81KNew |
$225K - $262K
|
8.81K
$304K
|
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
8.08KNew |
$207K - $240K
|
8.08K
$279K
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.72K+ 26.59% |
$146K - $170K
|
27.2K
$940K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
5.35K+ 6.8% |
$137K - $159K
|
84.1K
$2.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.34K+ 7.6% |
$137K - $159K
|
75.6K
$2.61M
|
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
5.23K+ 15.04% |
$134K - $156K
|
40K
$1.38M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.96K+ 1.37% |
$101K - $118K
|
293K
$10.1M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
3.36K+ 2.27% |
$86K - $100K
|
152K
$5.23M
|
|
|
Oct 27, 2022
Q3 2022
|
Us Bancorp \De\
|
BUY
|
- |
2.73K+ 129.15% |
$69.7K - $81.1K
|
4.84K
$167K
|
|
|
Oct 07, 2022
Q3 2022
|
Stolper CO
|
BUY
|
- |
1.63K+ 2.87% |
$41.5K - $48.3K
|
58.2K
$2.01M
|
|
|
Oct 18, 2022
Q3 2022
|
Uncommon Cents Investing LLC
|
BUY
|
- |
890+ 0.52% |
$22.7K - $26.5K
|
172K
$5.94M
|
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
622+ 2.83% |
$15.9K - $18.5K
|
22.6K
$780K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
302+ 24.49% |
$7.72K - $8.98K
|
1.54K
$53K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
300New |
$7.67K - $8.93K
|
300
$10.4K
|
|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
BUY
|
- |
227New |
$5.8K - $6.75K
|
227
$7.83K
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
123+ 0.42% |
$3.14K - $3.66K
|
29.2K
$1.01M
|
|
|
Nov 14, 2022
Q3 2022
|
Tower Wealth Partners, Inc.
Lewisburg, PA |
BUY
|
- |
113+ 1.0% |
$2.89K - $3.36K
|
11.4K
$394K
|
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
BUY
|
- |
59+ 0.8% |
$1.51K - $1.76K
|
7.47K
$258K
|
|
|
Nov 07, 2022
Q3 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
38New |
$971 - $1.13K
|
38
$1.31K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
37+ 0.3% |
$946 - $1.1K
|
12.3K
$423K
|
|
|
Nov 14, 2022
Q3 2022
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
16+ 1.03% |
$409 - $476
|
1.57K
$54.1K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
13+ 0.1% |
$332 - $387
|
12.7K
$437K
|
|
|
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
13+ 1.04% |
$332 - $387
|
1.27K
$43.7K
|
|
|
Oct 17, 2022
Q3 2022
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
7+ 1.09% |
$179 - $208
|
649
$22.4K
|
|
|
Oct 26, 2022
Q3 2022
|
Tilia Fiduciary Partners, Inc.
|
BUY
|
- |
6+ 0.96% |
$153 - $179
|
630
$21.7K
|
|
|
Nov 14, 2022
Q3 2022
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
4+ 0.02% |
$102 - $119
|
18.4K
$633K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-12- 1.11% |
$307 - $357
|
1.07K
$36.8K
|
|
|
Nov 03, 2022
Q3 2022
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-15- 0.09% |
$383 - $446
|
17.4K
$601K
|
|
|
Oct 25, 2022
Q3 2022
|
Fifth Third Bancorp
|
SELL
|
- |
-72- 2.97% |
$1.84K - $2.14K
|
2.36K
$81.3K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-113- 3.78% |
$2.89K - $3.36K
|
2.88K
$99.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Kovack Advisors, Inc.
|
SELL
|
- |
-125- 1.07% |
$3.2K - $3.72K
|
11.6K
$399K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-161- 6.94% |
$4.12K - $4.79K
|
2.16K
$74.5K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
SELL
|
- |
-213- 83.2% |
$5.44K - $6.34K
|
43
$1.48K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-500- 4.13% |
$12.8K - $14.9K
|
11.6K
$400K
|
|
|
Nov 14, 2022
Q3 2022
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-742- 7.45% |
$19K - $22.1K
|
9.22K
$318K
|
|
|
Oct 21, 2022
Q3 2022
|
Rb Capital Management, LLC
|
SELL
|
- |
-835- 1.39% |
$21.3K - $24.8K
|
59.4K
$2.05M
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-939- 36.27% |
$24K - $27.9K
|
1.65K
$56.9K
|
|
|
Oct 24, 2022
Q3 2022
|
Tandem Capital Management Corp
|
SELL
|
- |
-1K- 4.22% |
$25.6K - $29.8K
|
22.7K
$783K
|