Purchases and Sales Made in Q3 2023 in Tri Continental Corp (TY)
This table provides information about the institutional ownership of Tri Continental Corp (TY) during Q3 2023. The information is specifically focused on institutions that hold shares of TRI-CONTINENTAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
446KNew |
$11.7M - $12.7M
|
446K
$14.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
116KNew |
$3.05M - $3.3M
|
116K
$3.68M
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
72.9KNew |
$1.92M - $2.07M
|
72.9K
$2.32M
|
|
|
Nov 08, 2023
Q3 2023
|
Baltimore Washington Financial Advisors, Inc.
|
BUY
|
- |
57.2KNew |
$1.51M - $1.63M
|
57.2K
$1.82M
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
29K+ 113.62% |
$764K - $825K
|
54.6K
$1.73M
|
|
|
Oct 27, 2023
Q3 2023
|
Tiaa Trust, National Association
Charlotte, NC |
BUY
|
- |
26.6KNew |
$701K - $756K
|
26.6K
$845K
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
17.2K+ 24.29% |
$453K - $488K
|
87.9K
$2.79M
|
|
|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
13.7K+ 16.97% |
$362K - $390K
|
94.7K
$3.01M
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
12.7K+ 11.06% |
$336K - $362K
|
128K
$4.07M
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
9.75K+ 439.39% |
$257K - $277K
|
12K
$380K
|
|
|
Nov 14, 2023
Q3 2023
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
BUY
|
- |
8.31K+ 6200.0% |
$219K - $236K
|
8.44K
$268K
|
|
|
Oct 30, 2023
Q3 2023
|
Tandem Capital Management Corp
|
BUY
|
- |
8.1KNew |
$213K - $230K
|
8.1K
$257K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.02K+ 23.55% |
$185K - $199K
|
36.8K
$1.17M
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
6.94KNew |
$183K - $197K
|
6.94K
$220K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
5.31K+ 118.58% |
$140K - $151K
|
9.79K
$311K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
2.47KNew |
$65.1K - $70.3K
|
2.47K
$78.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.42K+ 31.66% |
$37.3K - $40.2K
|
5.88K
$187K
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
1.35KNew |
$35.7K - $38.5K
|
1.35K
$43K
|
|
|
Oct 19, 2023
Q3 2023
|
Uncommon Cents Investing LLC
|
BUY
|
- |
1.31K+ 0.77% |
$34.5K - $37.2K
|
172K
$5.48M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.23K+ 7.21% |
$32.4K - $35K
|
18.3K
$581K
|
|
|
Oct 17, 2023
Q3 2023
|
Kirr Marbach & CO LLC
|
BUY
|
- |
950+ 6.82% |
$25K - $27K
|
14.9K
$473K
|
|
|
Dec 11, 2023
Q3 2023
|
Headinvest, LLC
Portland, ME |
BUY
|
- |
890New |
$23.4K - $25.3K
|
890
$28.3K
|
|
|
Nov 02, 2023
Q3 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
713+ 2.0% |
$18.8K - $20.3K
|
36.3K
$1.15M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
671+ 0.86% |
$17.7K - $19.1K
|
78.4K
$2.49M
|
|
|
Nov 07, 2023
Q3 2023
|
Barclays PLC
London, X0 |
BUY
|
- |
668New |
$17.6K - $19K
|
668
$21.2K
|
|
|
Nov 13, 2023
Q3 2023
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
583+ 2.28% |
$15.4K - $16.6K
|
26.2K
$831K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
579+ 1.1% |
$15.3K - $16.5K
|
53.4K
$1.7M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
479+ 0.44% |
$12.6K - $13.6K
|
110K
$3.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Flaharty Asset Management, LLC
|
BUY
|
- |
293New |
$7.72K - $8.33K
|
293
$9.31K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
190+ 11.89% |
$5K - $5.4K
|
1.79K
$56.8K
|
|
|
Oct 30, 2023
Q3 2023
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
174+ 3.64% |
$4.58K - $4.95K
|
4.96K
$158K
|
|
|
Oct 25, 2023
Q3 2023
|
Tower Wealth Partners, Inc.
Lewisburg, PA |
BUY
|
- |
115+ 0.95% |
$3.03K - $3.27K
|
12.2K
$388K
|
|
|
Oct 05, 2023
Q3 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
93+ 0.94% |
$2.45K - $2.64K
|
9.97K
$317K
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
73+ 0.66% |
$1.92K - $2.07K
|
11.1K
$354K
|
|
|
Nov 08, 2023
Q3 2023
|
9258 Wealth Management, LLC
|
BUY
|
- |
24+ 0.32% |
$632 - $682
|
7.57K
$240K
|
|
|
Nov 14, 2023
Q3 2023
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
16+ 0.97% |
$421 - $455
|
1.66K
$52.9K
|
|
|
Nov 02, 2023
Q3 2023
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
10+ 0.93% |
$263 - $284
|
1.08K
$34.4K
|
|
|
Oct 25, 2023
Q3 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
7+ 1.02% |
$184 - $199
|
693
$22K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
6+ 0.07% |
$158 - $171
|
8.24K
$262K
|
|
|
Nov 13, 2023
Q3 2023
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
5+ 0.03% |
$132 - $142
|
16.2K
$515K
|
|
|
Oct 18, 2023
Q3 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
4+ 0.03% |
$105 - $114
|
13.8K
$440K
|
|
|
Nov 14, 2023
Q3 2023
|
Stone House Investment Management, LLC
|
BUY
|
- |
1+ 0.88% |
$26.3 - $28.4
|
115
$3.65K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-1- 0.02% |
$26.3 - $28.4
|
4.84K
$154K
|
|
|
Nov 08, 2023
Q3 2023
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-10- 0.09% |
$263 - $284
|
11.2K
$357K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-13- 6.37% |
$342 - $369
|
191
$6.07K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-38- 0.05% |
$1K - $1.08K
|
77K
$2.45M
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-58- 24.37% |
$1.53K - $1.65K
|
180
$5.72K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-421- 12.35% |
$11.1K - $12K
|
2.99K
$95K
|