Purchases and Sales Made in Q3 2023 in Tri Continental Corp (TY)
This table provides information about the institutional ownership of Tri Continental Corp (TY) during Q3 2023. The information is specifically focused on institutions that hold shares of TRI-CONTINENTAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2023
Q3 2023
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-476- 0.55% |
$12.5K - $13.5K
|
85.9K
$2.72M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-487- 5.12% |
$12.8K - $13.8K
|
9.03K
$286K
|
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-502- 4.11% |
$13.2K - $14.3K
|
11.7K
$372K
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-648- 1.17% |
$17.1K - $18.4K
|
54.9K
$1.74M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-889- 3.45% |
$23.4K - $25.3K
|
24.9K
$789K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-961- 11.21% |
$25.3K - $27.3K
|
7.61K
$241K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.04K- 1.13% |
$27.5K - $29.7K
|
91.7K
$2.91M
|
|
|
Oct 10, 2023
Q3 2023
|
Stolper CO
|
SELL
|
- |
-1.13K- 2.13% |
$29.6K - $32K
|
51.8K
$1.64M
|
|
|
Nov 15, 2023
Q3 2023
|
Rb Capital Management, LLC
|
SELL
|
- |
-1.24K- 2.0% |
$32.5K - $35.1K
|
60.5K
$1.92M
|
|
|
Oct 10, 2023
Q3 2023
|
Successful Portfolios LLC
|
SELL
|
- |
-1.29K- 7.55% |
$33.9K - $36.6K
|
15.8K
$499K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.45K- 1.67% |
$38.3K - $41.3K
|
85.6K
$2.71M
|
|
|
Oct 20, 2023
Q3 2023
|
Lowe Wealth Advisors, LLC
|
SELL
|
- |
-1.5K- 36.45% |
$39.5K - $42.6K
|
2.62K
$82.9K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.74K- 0.69% |
$45.9K - $49.5K
|
252K
$7.97M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.87K- 12.62% |
$49.1K - $53K
|
12.9K
$409K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
SELL
|
- |
-1.94K- 22.58% |
$51.1K - $55.1K
|
6.65K
$211K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.29K- 8.87% |
$60.2K - $64.9K
|
23.5K
$744K
|
|
|
Oct 30, 2023
Q3 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-2.46K- 0.58% |
$64.7K - $69.8K
|
420K
$13.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-2.68K- 0.59% |
$70.6K - $76.2K
|
450K
$14.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-2.88K- 15.95% |
$75.8K - $81.8K
|
15.2K
$481K
|
|
|
Oct 10, 2023
Q3 2023
|
Cora Capital Advisors LLC
Marlton, NJ |
SELL
|
- |
-3K- 22.47% |
$79K - $85.3K
|
10.4K
$328K
|
|
|
Nov 13, 2023
Q3 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-3.58K- 1.44% |
$94.2K - $102K
|
246K
$7.79M
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-4.01K- 24.0% |
$106K - $114K
|
12.7K
$402K
|
|
|
Oct 10, 2023
Q3 2023
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
SELL
|
- |
-5.29K- 38.04% |
$139K - $150K
|
8.61K
$273K
|
|
|
Oct 27, 2023
Q3 2023
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-9.04K- 3.49% |
$238K - $257K
|
250K
$7.91M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-14.4K- 4.49% |
$379K - $409K
|
306K
$9.68M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-14.4K- 5.37% |
$381K - $411K
|
254K
$8.06M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-18.7K- 7.5% |
$493K - $532K
|
231K
$7.32M
|
|
|
Oct 10, 2023
Q3 2023
|
Transform Wealth, LLC
|
SELL
|
- |
-23.1K- 49.58% |
$607K - $655K
|
23.4K
$743K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-32.2K- 23.67% |
$847K - $914K
|
104K
$3.29M
|
|
|
Oct 16, 2023
Q3 2023
|
Bard Financial Services, Inc.
|
SELL
|
- |
-38.8K- 6.39% |
$1.02M - $1.1M
|
568K
$18M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-57.7K- 8.89% |
$1.52M - $1.64M
|
591K
$18.7M
|