Purchases and Sales Made in Q4 2021 in Tri Continental Corp (TY)
This table provides information about the institutional ownership of Tri Continental Corp (TY) during Q4 2021. The information is specifically focused on institutions that hold shares of TRI-CONTINENTAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2022
Q4 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
1.25K+ 20.15% |
$39.6K - $44.5K
|
7.44K
$254K
|
|
|
Feb 09, 2022
Q4 2021
|
Cassady Schiller Wealth Management, LLC
Cincinnati, OH |
BUY
|
- |
1.15KNew |
$36.5K - $41K
|
1.15K
$39.3K
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
1.12KNew |
$35.5K - $39.9K
|
1.12K
$38.2K
|
|
|
Feb 11, 2022
Q4 2021
|
Tower Wealth Partners, Inc.
Lewisburg, PA |
BUY
|
- |
1.1K+ 11.28% |
$35.1K - $39.4K
|
10.9K
$372K
|
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
1.07K+ 10.18% |
$34K - $38.2K
|
11.6K
$397K
|
|
|
Feb 11, 2022
Q4 2021
|
9258 Wealth Management, LLC
|
BUY
|
- |
1.06K+ 10.45% |
$33.8K - $38K
|
11.2K
$384K
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
1.06K+ 10.3% |
$33.6K - $37.7K
|
11.3K
$387K
|
|
|
Feb 10, 2022
Q4 2021
|
American Institute For Advanced Investment Management, LLP
|
BUY
|
- |
1.04K+ 10.35% |
$33K - $37.1K
|
11.1K
$379K
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
972+ 10.33% |
$30.9K - $34.7K
|
10.4K
$355K
|
|
|
Feb 14, 2022
Q4 2021
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
806+ 6.96% |
$25.6K - $28.8K
|
12.4K
$424K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
805+ 23.15% |
$25.6K - $28.7K
|
4.28K
$146K
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
783+ 3.71% |
$24.9K - $27.9K
|
21.9K
$749K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
710+ 3.95% |
$22.5K - $25.3K
|
18.7K
$638K
|
|
|
Feb 14, 2022
Q4 2021
|
Tilia Fiduciary Partners, Inc.
|
BUY
|
- |
624New |
$19.8K - $22.3K
|
624
$21.3K
|
|
|
Feb 17, 2022
Q4 2021
|
Richwood Investment Advisors, LLC
|
BUY
|
- |
600New |
$19.1K - $21.4K
|
600
$20.5K
|
|
|
Jan 25, 2022
Q4 2021
|
Cva Family Office, LLC
|
BUY
|
- |
464New |
$14.7K - $16.6K
|
464
$15.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
431+ 10.58% |
$13.7K - $15.4K
|
4.5K
$154K
|
|
|
Jan 21, 2022
Q4 2021
|
Trust CO Of Vermont
|
BUY
|
- |
300New |
$9.53K - $10.7K
|
300
$10.3K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
293+ 10.14% |
$9.3K - $10.5K
|
3.18K
$109K
|
|
|
May 17, 2022
Q4 2021
|
Beaird Harris Wealth Management, LLC
Dallas, TX |
BUY
|
- |
266New |
$8.45K - $9.49K
|
266
$9.09K
|
|
|
Jan 20, 2022
Q4 2021
|
Altus Wealth Management, LLC
|
BUY
|
- |
262+ 4.0% |
$8.32K - $9.35K
|
6.81K
$233K
|
|
|
Feb 11, 2022
Q4 2021
|
Sjs Investment Consulting Inc.
Sylvania, OH |
BUY
|
- |
231New |
$7.33K - $8.24K
|
231
$7.9K
|
|
|
Feb 01, 2022
Q4 2021
|
Fifth Third Bancorp
|
BUY
|
- |
221+ 9.99% |
$7.02K - $7.89K
|
2.43K
$83.2K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
201+ 4.7% |
$6.38K - $7.17K
|
4.48K
$153K
|
|
|
Jan 12, 2022
Q4 2021
|
Gradient Investments LLC
|
BUY
|
- |
183New |
$5.81K - $6.53K
|
183
$6.26K
|
|
|
Feb 08, 2022
Q4 2021
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
175+ 10.28% |
$5.56K - $6.24K
|
1.88K
$64.2K
|
|
|
Jan 25, 2022
Q4 2021
|
Gofen & Glossberg LLC
|
BUY
|
- |
169+ 1.95% |
$5.37K - $6.03K
|
8.83K
$302K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
160New |
$5.08K - $5.71K
|
160
$5.47K
|
|
|
Feb 02, 2022
Q4 2021
|
Pinnacle Associates LTD
|
BUY
|
- |
142+ 2.37% |
$4.51K - $5.07K
|
6.14K
$210K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
126+ 10.28% |
$4K - $4.5K
|
1.35K
$46.2K
|
|
|
Feb 07, 2022
Q4 2021
|
Mc Carthy Asset Management, Inc.
|
BUY
|
- |
100+ 11.27% |
$3.18K - $3.57K
|
987
$33.7K
|
|
|
Jan 07, 2022
Q4 2021
|
M&R Capital Management Inc
|
BUY
|
- |
78+ 10.03% |
$2.48K - $2.78K
|
856
$29.3K
|
|
|
Feb 11, 2022
Q4 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
59+ 10.31% |
$1.87K - $2.11K
|
631
$21.6K
|
|
|
Feb 15, 2022
Q4 2021
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
41+ 0.31% |
$1.3K - $1.46K
|
13.2K
$450K
|
|
|
Feb 08, 2022
Q4 2021
|
Center For Financial Planning, Inc.
Southfied, MI |
BUY
|
- |
2+ 9.52% |
$63.5 - $71.4
|
23
$786
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Heritage Wealth Advisors
|
SELL
|
- |
-4- 0.02% |
$127 - $143
|
22.7K
$777K
|
|
|
Feb 14, 2022
Q4 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-6- 0.02% |
$191 - $214
|
24.2K
$829K
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-13- 65.0% |
$413 - $464
|
7
$239
|
|
|
Jan 26, 2022
Q4 2021
|
Successful Portfolios LLC
|
SELL
|
- |
-23- 0.07% |
$730 - $821
|
34.6K
$1.18M
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-33Closed |
$1.05K - $1.18K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-41- 0.49% |
$1.3K - $1.46K
|
8.29K
$284K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-63- 21.0% |
$2K - $2.25K
|
237
$8.1K
|
|
|
Feb 04, 2022
Q4 2021
|
Tandem Capital Management Corp
|
SELL
|
- |
-100- 0.38% |
$3.18K - $3.57K
|
26.1K
$893K
|
|
|
Jan 14, 2022
Q4 2021
|
Piscataqua Savings Bank
|
SELL
|
- |
-129Closed |
$4.1K - $4.6K
|
0
$0
|
|
|
Jan 25, 2022
Q4 2021
|
Private Ocean, LLC
|
SELL
|
- |
-300Closed |
$9.53K - $10.7K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-359- 0.53% |
$11.4K - $12.8K
|
67.1K
$2.29M
|
|
|
Jan 27, 2022
Q4 2021
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-594- 0.37% |
$18.9K - $21.2K
|
161K
$5.51M
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
SELL
|
- |
-601- 22.18% |
$19.1K - $21.4K
|
2.11K
$72.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-756Closed |
$24K - $27K
|
0
$0
|