Latest Institutional Transactions on Ubs Group Ag (UBS)
This table provides information on the latest institutional transactions involving Ubs Group Ag (UBS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-71Closed |
$1.38K - $1.9K
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
2KNew |
$38.8K - $53.4K
|
2K
$72.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Gendell Jeffrey L
Greenwich, CT |
BUY
|
- |
75KNew |
$1.45M - $2M
|
75K
$2.7M
|
|
|
Nov 13, 2023
Q3 2023
|
K2 Principal Fund, L.P.
Toronto, A6 |
SELL
|
- |
-13K- 37.14% |
$252K - $347K
|
22K
$793K
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
512+ 61.84% |
$9.93K - $13.7K
|
1.34K
$48.3K
|
|
|
Nov 09, 2023
Q3 2023
|
Adams Wealth Management
|
BUY
|
- |
1.04K+ 1.83% |
$20.1K - $27.7K
|
57.8K
$2.08M
|
|
|
Nov 08, 2023
Q3 2023
|
Locust Wood Capital Advisers, LLC
|
BUY
|
- |
684KNew |
$13.3M - $18.3M
|
684K
$24.6M
|
|
|
Nov 07, 2023
Q3 2023
|
Boston Partners
Boston, MA |
SELL
|
- |
-19.3K- 20.92% |
$373K - $514K
|
72.8K
$2.62M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
30.2KNew |
$585K - $806K
|
30.2K
$1.09M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
CALL |
25KNew |
$485K - $668K
|
25K
$901K
|
|
|
Nov 03, 2023
Q3 2023
|
Syntal Capital Partners, LLC
Midland, TX |
BUY
|
- |
20.9KNew |
$405K - $558K
|
20.9K
$753K
|
|
|
Nov 03, 2023
Q3 2023
|
Column Capital Advisors, LLC
|
BUY
|
- |
115+ 68.86% |
$2.23K - $3.07K
|
282
$10.2K
|
|
|
Nov 02, 2023
Q3 2023
|
Kcs Wealth Advisory
|
SELL
|
- |
-19K- 15.59% |
$369K - $508K
|
103K
$3.71M
|
|
|
Nov 01, 2023
Q3 2023
|
Investors Research Corp
|
SELL
|
- |
-35.1K- 75.93% |
$680K - $937K
|
11.1K
$401K
|
|
|
Nov 01, 2023
Q3 2023
|
Performa LTD (Us), LLC
|
SELL
|
- |
-1.66K- 95.69% |
$32.3K - $44.4K
|
75
$2.7K
|
|
|
Oct 27, 2023
Q3 2023
|
Klingenstein Fields & CO LP
|
BUY
|
- |
14.9KNew |
$289K - $399K
|
14.9K
$538K
|
|
|
Oct 26, 2023
Q3 2023
|
Comerica Securities,Inc.
|
SELL
|
- |
-1.09K- 9.97% |
$21.1K - $29.1K
|
9.85K
$355K
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
4.88K+ 13.14% |
$94.5K - $130K
|
42K
$1.51M
|
|
|
Oct 20, 2023
Q3 2023
|
Steward Financial Group LLC
|
BUY
|
- |
214New |
$4.15K - $5.72K
|
214
$7.71K
|
|
|
Oct 16, 2023
Q3 2023
|
Artemis Investment Management LLP
|
SELL
|
- |
-136K- 33.6% |
$2.63M - $3.63M
|
269K
$9.68M
|
|
|
Oct 11, 2023
Q3 2023
|
Capricorn Fund Managers LTD
London, X0 |
BUY
|
- |
11.3KNew |
$220K - $303K
|
11.3K
$409K
|
|
| Q2 2023 | |||||||
|
Mar 29, 2024
Q2 2023
|
Kapitalo Investimentos Ltda
Sao Paulo, D5 |
SELL
|
- |
-8.22KClosed |
$155K - $180K
|
0
$0
|
|
|
Feb 28, 2024
Q2 2023
|
Acima Private Wealth, LLC
Richmond, VA |
BUY
|
- |
444+ 47.54% |
$8.4K - $9.73K
|
1.38K
$49.7K
|
|
|
Jan 23, 2024
Q2 2023
|
Sabadell Asset Management, S.A S.G.I.I.C
Sant Cugat Del Valles, U3 |
SELL
|
- |
-10.7KClosed |
$202K - $234K
|
0
$0
|
|
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-2.46K- 2.59% |
$46.5K - $53.9K
|
92.5K
$3.33M
|
|
|
Aug 14, 2023
Q2 2023
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
CALL |
-6K- 4.58% |
$113K - $131K
|
125K
$4.51M
|
|
|
Aug 14, 2023
Q2 2023
|
Bollard Group LLC
Boston, MA |
BUY
|
- |
463New |
$8.76K - $10.1K
|
463
$16.7K
|
|
|
Aug 14, 2023
Q2 2023
|
Scoggin Management LP
New York, NY |
BUY
|
- |
25K+ 25.0% |
$473K - $548K
|
125K
$4.51M
|
|
|
Aug 14, 2023
Q2 2023
|
First Manhattan CO
New York, NY |
SELL
|
- |
-506- 20.19% |
$9.57K - $11.1K
|
2K
$72.1K
|
|
|
Aug 14, 2023
Q2 2023
|
Marathon Trading Investment Management LLC
Radnor, PA |
BUY
|
- |
13.4KNew |
$254K - $294K
|
13.4K
$484K
|
|
|
Aug 14, 2023
Q2 2023
|
Discovery Capital Management, LLC
South Norwalk, CT |
BUY
|
- |
2.81MNew |
$53.2M - $61.7M
|
2.81M
$101M
|
|
|
Aug 14, 2023
Q2 2023
|
Ctf Capital Management, LP
Old Greenwich, CT |
SELL
|
- |
-135K- 71.62% |
$2.55M - $2.96M
|
53.5K
$1.93M
|
|
|
Aug 14, 2023
Q2 2023
|
Union Savings Bank
Litchfield, CT |
BUY
|
- |
410New |
$7.75K - $8.98K
|
410
$14.8K
|
|
|
Aug 14, 2023
Q2 2023
|
Silicon Valley Capital Partners
|
BUY
|
- |
615New |
$11.6K - $13.5K
|
615
$22.2K
|
|
|
Aug 14, 2023
Q2 2023
|
Hudson Bay Capital Management LP
Greenwich, CT |
BUY
|
- |
12.2KNew |
$231K - $268K
|
12.2K
$440K
|
|
|
Aug 14, 2023
Q2 2023
|
Murchinson Ltd.
Toronto, A6 |
BUY
|
- |
254KNew |
$4.8M - $5.56M
|
254K
$9.15M
|
|
|
Aug 14, 2023
Q2 2023
|
Springhouse Capital Management, LP
Westport, CT |
BUY
|
- |
20.5KNew |
$388K - $449K
|
20.5K
$739K
|
|
|
Aug 14, 2023
Q2 2023
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
100New |
$1.89K - $2.19K
|
100
$3.6K
|
|
|
Aug 14, 2023
Q2 2023
|
Mbb Public Markets I LLC
Chicago, IL |
BUY
|
CALL |
10.1KNew |
$191K - $221K
|
10.1K
$364K
|
|
|
Aug 14, 2023
Q2 2023
|
Western Standard LLC
Los Angeles, CA |
BUY
|
- |
55KNew |
$1.04M - $1.21M
|
55K
$1.98M
|
|
|
Aug 14, 2023
Q2 2023
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
572New |
$10.8K - $12.5K
|
572
$20.6K
|
|
|
Aug 11, 2023
Q2 2023
|
Columbus Hill Capital Management, L.P.
Short Hills, NJ |
BUY
|
- |
757KNew |
$14.3M - $16.6M
|
757K
$27.3M
|
|
|
Aug 11, 2023
Q2 2023
|
Jbf Capital, Inc.
Aspen, CO |
BUY
|
- |
50K+ 2000.0% |
$946K - $1.1M
|
52.5K
$1.89M
|
|
|
Aug 11, 2023
Q2 2023
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-36.2K- 54.06% |
$685K - $793K
|
30.8K
$1.11M
|
|
|
Aug 11, 2023
Q2 2023
|
Twin Tree Management, LP
Dallas, TX |
BUY
|
- |
1.68KNew |
$31.8K - $36.9K
|
1.68K
$60.7K
|
|
|
Aug 11, 2023
Q2 2023
|
Covestor LTD
Boston, MA |
BUY
|
CALL |
168New |
$3.18K - $3.68K
|
168
$6.05K
|
|
|
Aug 11, 2023
Q2 2023
|
Myda Advisors LLC
Inwood, NY |
BUY
|
- |
64KNew |
$1.21M - $1.4M
|
64K
$2.31M
|
|
|
Aug 10, 2023
Q2 2023
|
Pictet Asset Management Sa
Geneva 73, V8 |
SELL
|
- |
-1.67M- 5.66% |
$31.5M - $36.5M
|
27.8M
$1B
|
|
|
Aug 10, 2023
Q2 2023
|
Angeles Wealth Management, LLC
|
BUY
|
- |
19KNew |
$360K - $417K
|
19K
$686K
|
|
|
Aug 09, 2023
Q2 2023
|
Banque Cantonale Vaudoise
|
BUY
|
CALL |
50New |
$946 - $1.1K
|
50
$1.8K
|
|