Latest Institutional Transactions on Ubs Group Ag (UBS)
This table provides information on the latest institutional transactions involving Ubs Group Ag (UBS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2020
Q3 2020
|
Citizens Financial Group Inc
|
SELL
|
- |
-1.23KClosed |
$12.9K - $15.3K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Keebeck Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-5KClosed |
$52.6K - $62.6K
|
0
$0
|
|
|
Oct 15, 2020
Q3 2020
|
Arden Trust CO
|
SELL
|
- |
-15.3KClosed |
$161K - $192K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-748- 14.33% |
$6.61K - $8.94K
|
4.47K
$140K
|
|
|
Aug 14, 2020
Q2 2020
|
Cfm Wealth Partners LLC
|
SELL
|
- |
-2.08KClosed |
$18.4K - $24.8K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Capula Management LTD
Grand Cayman, E9 |
SELL
|
- |
-1.82MClosed |
$16.1M - $21.8M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Capula Management LTD
Grand Cayman, E9 |
SELL
|
PUT |
-2MClosed |
$17.7M - $23.9M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-1.31KClosed |
$11.6K - $15.6K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Alpha Core Capital LLC
La Jolla, CA |
SELL
|
- |
-197Closed |
$1.74K - $2.35K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-13.9KClosed |
$123K - $166K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Cna Financial Corp
Chicago, IL |
SELL
|
- |
-86.5KClosed |
$765K - $1.03M
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Darwin Advisors, LLC
|
SELL
|
- |
-53Closed |
$469 - $633
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Center For Financial Planning, Inc.
Southfied, MI |
SELL
|
- |
-122Closed |
$1.08K - $1.46K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Congress Park Capital LLC
|
SELL
|
- |
-52.6KClosed |
$465K - $629K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-400Closed |
$3.54K - $4.78K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Firestone Capital Management
|
SELL
|
- |
-349Closed |
$3.09K - $4.17K
|
0
$0
|
|
|
Jul 20, 2020
Q2 2020
|
Lion Street Advisors, LLC
|
SELL
|
- |
-547Closed |
$4.84K - $6.54K
|
0
$0
|
|
|
Jul 17, 2020
Q2 2020
|
Trust CO Of Vermont
|
SELL
|
- |
-455Closed |
$4.02K - $5.44K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jul 17, 2024
Q1 2020
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-340Closed |
$2.6K - $4.56K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-20.6KClosed |
$158K - $276K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-1.29KClosed |
$9.85K - $17.2K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Bbr Partners, LLC
New York, NY |
SELL
|
- |
-20.5KClosed |
$157K - $275K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
River & Mercantile Asset Management LLP
London, X0 |
BUY
|
- |
782KNew |
$5.98M - $10.5M
|
782K
$24.5M
|
|
|
May 13, 2020
Q1 2020
|
Valley National Advisers Inc
|
SELL
|
- |
-608Closed |
$4.65K - $8.15K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-10.3KClosed |
$78.8K - $138K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-2.47KClosed |
$18.9K - $33.1K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Gam Holding Ag
|
SELL
|
- |
-1.16MClosed |
$8.91M - $15.6M
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-93Closed |
$711 - $1.25K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
BUY
|
- |
6.5KNew |
$49.7K - $87.1K
|
6.5K
$204K
|
|
|
May 11, 2020
Q1 2020
|
Flossbach Von Storch Ag
Cologne, 2M |
SELL
|
- |
-38.7KClosed |
$296K - $519K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-5.13KClosed |
$39.2K - $68.7K
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Liberty Mutual Group Asset Management Inc.
Boston, MA |
SELL
|
- |
-31.4KClosed |
$240K - $421K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Insight 2811, Inc.
Chicago, IL |
SELL
|
- |
-33.9KClosed |
$259K - $454K
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-18.3KClosed |
$140K - $246K
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-8.08KClosed |
$61.8K - $108K
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Jupiter Wealth Management LLC
Glendale, CO |
SELL
|
- |
-50KClosed |
$383K - $670K
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Gemmer Asset Management LLC
|
SELL
|
- |
-597Closed |
$4.57K - $8K
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Great Diamond Partners, LLC
|
SELL
|
- |
-1.77KClosed |
$13.5K - $23.7K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-372Closed |
$2.85K - $4.98K
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Ridgewood Investments LLC
|
SELL
|
- |
-12.6KClosed |
$96.7K - $169K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Atticus Wealth Management, LLC
|
SELL
|
- |
-37Closed |
$283 - $496
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-823Closed |
$6.3K - $11K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Ballast Advisors LLC
|
BUY
|
- |
950New |
$7.27K - $12.7K
|
950
$29.8K
|
|
|
Apr 15, 2020
Q1 2020
|
Ewg Elevate Inc.
|
SELL
|
- |
-46.2KClosed |
$354K - $620K
|
0
$0
|
|
|
Apr 14, 2020
Q1 2020
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-328Closed |
$2.51K - $4.4K
|
0
$0
|
|
|
Apr 06, 2020
Q1 2020
|
Enterprise Trust & Investment CO
|
SELL
|
- |
-1.76KClosed |
$13.4K - $23.5K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Aug 02, 2024
Q4 2019
|
Mason Investment Advisory Services, Inc.
Reston, VA |
SELL
|
- |
-179- 0.34% |
$1.89K - $2.25K
|
53.1K
$1.66M
|
|
|
Feb 26, 2020
Q4 2019
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-15.1KClosed |
$159K - $190K
|
0
$0
|
|
|
Feb 18, 2020
Q4 2019
|
Capital Research Global Investors
Los Angeles, CA |
SELL
|
- |
-5.26MClosed |
$55.6M - $66.1M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Brandywine Global Investment Management, LLC
Philadelphia, PA |
SELL
|
- |
-1.52KClosed |
$16.1K - $19.1K
|
0
$0
|
|