Latest Institutional Transactions on Ubs Group Ag (UBS)
This table provides information on the latest institutional transactions involving Ubs Group Ag (UBS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 11, 2021
Q4 2020
|
Annapolis Financial Services, LLC
|
BUY
|
- |
309New |
$3.47K - $4.56K
|
309
$11.1K
|
|
Feb 11, 2021
Q4 2020
|
Argent Advisors, Inc.
Monroe, LA |
SELL
|
- |
-13.1KClosed |
$147K - $193K
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Hancock Whitney Corp
|
SELL
|
- |
-28.7KClosed |
$322K - $423K
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Premier Fund Managers LTD
|
SELL
|
- |
-642KClosed |
$7.2M - $9.48M
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-750Closed |
$8.42K - $11.1K
|
0
$0
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-1.12KClosed |
$12.5K - $16.5K
|
0
$0
|
|
Jan 29, 2021
Q4 2020
|
Weaver Consulting Group
|
SELL
|
- |
-114Closed |
$1.28K - $1.68K
|
0
$0
|
|
Jan 29, 2021
Q4 2020
|
Amg National Trust Bank
|
SELL
|
- |
-148KClosed |
$1.66M - $2.18M
|
0
$0
|
|
Q3 2020 | |||||||
Nov 19, 2020
Q3 2020
|
Tru Independence LLC
|
SELL
|
- |
-16.1KClosed |
$169K - $202K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-759KClosed |
$7.98M - $9.51M
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-1.34KClosed |
$14.1K - $16.8K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
SELL
|
CALL |
-1.14M- 69.44% |
$11.9M - $14.2M
|
500K
$18M
|
|
Nov 12, 2020
Q3 2020
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
SELL
|
- |
-2.24MClosed |
$23.5M - $28M
|
0
$0
|
|
Nov 02, 2020
Q3 2020
|
Keebeck Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-5KClosed |
$52.6K - $62.6K
|
0
$0
|
|
Oct 15, 2020
Q3 2020
|
Arden Trust CO
|
SELL
|
- |
-15.3KClosed |
$161K - $192K
|
0
$0
|
|
Q2 2020 | |||||||
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-748- 14.33% |
$6.61K - $8.94K
|
4.47K
$161K
|
|
Aug 14, 2020
Q2 2020
|
Cfm Wealth Partners LLC
|
SELL
|
- |
-2.08KClosed |
$18.4K - $24.8K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Capula Management LTD
Grand Cayman, E9 |
SELL
|
- |
-1.82MClosed |
$16.1M - $21.8M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Capula Management LTD
Grand Cayman, E9 |
SELL
|
PUT |
-2MClosed |
$17.7M - $23.9M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-1.31KClosed |
$11.6K - $15.6K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Alpha Core Capital LLC
La Jolla, CA |
SELL
|
- |
-197Closed |
$1.74K - $2.35K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-13.9KClosed |
$123K - $166K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Cna Financial Corp
Chicago, IL |
SELL
|
- |
-86.5KClosed |
$765K - $1.03M
|
0
$0
|
|
Aug 06, 2020
Q2 2020
|
Darwin Advisors, LLC
|
SELL
|
- |
-53Closed |
$469 - $633
|
0
$0
|
|
Aug 06, 2020
Q2 2020
|
Center For Financial Planning, Inc.
Southfied, MI |
SELL
|
- |
-122Closed |
$1.08K - $1.46K
|
0
$0
|
|
Jul 27, 2020
Q2 2020
|
Congress Park Capital LLC
|
SELL
|
- |
-52.6KClosed |
$465K - $629K
|
0
$0
|
|
Jul 27, 2020
Q2 2020
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-400Closed |
$3.54K - $4.78K
|
0
$0
|
|
Jul 27, 2020
Q2 2020
|
Firestone Capital Management
|
SELL
|
- |
-349Closed |
$3.09K - $4.17K
|
0
$0
|
|
Jul 20, 2020
Q2 2020
|
Lion Street Advisors, LLC
|
SELL
|
- |
-547Closed |
$4.84K - $6.54K
|
0
$0
|
|
Jul 17, 2020
Q2 2020
|
Trust CO Of Vermont
|
SELL
|
- |
-455Closed |
$4.02K - $5.44K
|
0
$0
|
|
Q1 2020 | |||||||
Jul 17, 2024
Q1 2020
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-340Closed |
$2.6K - $4.56K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-20.6KClosed |
$158K - $276K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-1.29KClosed |
$9.85K - $17.2K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Bbr Partners, LLC
New York, NY |
SELL
|
- |
-20.5KClosed |
$157K - $275K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
River & Mercantile Asset Management LLP
London, X0 |
BUY
|
- |
782KNew |
$5.98M - $10.5M
|
782K
$28.2M
|
|
May 13, 2020
Q1 2020
|
Valley National Advisers Inc
|
SELL
|
- |
-608Closed |
$4.65K - $8.15K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-10.3KClosed |
$78.8K - $138K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-2.47KClosed |
$18.9K - $33.1K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Gam Holding Ag
|
SELL
|
- |
-1.16MClosed |
$8.91M - $15.6M
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-93Closed |
$711 - $1.25K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
BUY
|
- |
6.5KNew |
$49.7K - $87.1K
|
6.5K
$234K
|
|
May 11, 2020
Q1 2020
|
Flossbach Von Storch Ag
Cologne, 2M |
SELL
|
- |
-38.7KClosed |
$296K - $519K
|
0
$0
|
|
May 11, 2020
Q1 2020
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-5.13KClosed |
$39.2K - $68.7K
|
0
$0
|
|
May 06, 2020
Q1 2020
|
Liberty Mutual Group Asset Management Inc.
Boston, MA |
SELL
|
- |
-31.4KClosed |
$240K - $421K
|
0
$0
|
|
May 05, 2020
Q1 2020
|
Insight 2811, Inc.
Chicago, IL |
SELL
|
- |
-33.9KClosed |
$259K - $454K
|
0
$0
|
|
May 04, 2020
Q1 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-18.3KClosed |
$140K - $246K
|
0
$0
|
|
May 04, 2020
Q1 2020
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-8.08KClosed |
$61.8K - $108K
|
0
$0
|
|
May 04, 2020
Q1 2020
|
Jupiter Wealth Management LLC
Glendale, CO |
SELL
|
- |
-50KClosed |
$383K - $670K
|
0
$0
|
|
May 01, 2020
Q1 2020
|
Gemmer Asset Management LLC
|
SELL
|
- |
-597Closed |
$4.57K - $8K
|
0
$0
|
|
May 01, 2020
Q1 2020
|
Great Diamond Partners, LLC
|
SELL
|
- |
-1.77KClosed |
$13.5K - $23.7K
|
0
$0
|