Purchases and Sales Made in Q3 2021 in Upstart Holdings, Inc. (UPST)
This table provides information about the institutional ownership of Upstart Holdings, Inc. (UPST) during Q3 2021. The information is specifically focused on institutions that hold shares of Upstart Holdings, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2021
Q3 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
1.03KNew |
$116K - $346K
|
1.03K
$80.9K
|
|
|
Nov 08, 2021
Q3 2021
|
Los Angeles Capital Management LLC
|
BUY
|
- |
1.03KNew |
$116K - $345K
|
1.03K
$80.6K
|
|
|
Oct 29, 2021
Q3 2021
|
Paces Ferry Wealth Advisors, LLC
|
BUY
|
- |
1.02KNew |
$116K - $344K
|
1.02K
$80.3K
|
|
|
Oct 28, 2021
Q3 2021
|
Leverage Partners Absolute Return Fund Spc
|
BUY
|
- |
1KNew |
$113K - $337K
|
1K
$78.6K
|
|
|
Nov 12, 2021
Q3 2021
|
Personal Capital Advisors Corp
|
BUY
|
- |
969New |
$110K - $326K
|
969
$76.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Steel Peak Wealth Management LLC
|
BUY
|
- |
952New |
$108K - $320K
|
952
$74.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
937New |
$106K - $315K
|
937
$73.6K
|
|
|
Nov 02, 2021
Q3 2021
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
925New |
$105K - $311K
|
925
$72.6K
|
|
|
Nov 01, 2021
Q3 2021
|
Independent Advisor Alliance
|
BUY
|
- |
913New |
$103K - $307K
|
913
$71.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Maven Securities LTD
St Helier, Y9 |
BUY
|
- |
910New |
$103K - $306K
|
910
$71.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
896New |
$101K - $301K
|
896
$70.3K
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
880New |
$99.5K - $296K
|
880
$69.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Lgl Partners, LLC
West Conshohocken, PA |
BUY
|
- |
855New |
$96.7K - $288K
|
855
$67.1K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
853New |
$96.5K - $287K
|
853
$67K
|
|
|
Nov 01, 2021
Q3 2021
|
Cherry Creek Investment Advisors, Inc.
|
BUY
|
- |
844New |
$95.4K - $284K
|
844
$66.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthfront Advisers LLC
|
BUY
|
- |
822New |
$93K - $276K
|
822
$64.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
794New |
$89.8K - $267K
|
794
$62.3K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
788New |
$89.1K - $265K
|
788
$61.9K
|
|
|
Oct 21, 2021
Q3 2021
|
Sciencast Management LP
|
BUY
|
- |
785New |
$88.8K - $264K
|
785
$61.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
767New |
$86.7K - $258K
|
767
$60.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Dakota Wealth Management
|
BUY
|
- |
766New |
$86.6K - $258K
|
766
$60.1K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
707+ 25.11% |
$80K - $238K
|
3.52K
$277K
|
|
|
Nov 15, 2021
Q3 2021
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
700New |
$79.2K - $235K
|
700
$55K
|
|
|
Nov 08, 2021
Q3 2021
|
Swiss National Bank
Zurich, V8 |
BUY
|
- |
700+ 1.67% |
$79.2K - $235K
|
42.5K
$3.34M
|
|
|
Oct 18, 2021
Q3 2021
|
Geneva Partners, LLC
|
BUY
|
- |
685New |
$77.5K - $230K
|
685
$53.8K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
665New |
$75.2K - $224K
|
665
$52.2K
|
|
|
Nov 04, 2021
Q3 2021
|
Brighton Jones LLC
|
BUY
|
- |
664New |
$75.1K - $223K
|
664
$52.1K
|
|
|
Nov 10, 2021
Q3 2021
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
BUY
|
- |
662New |
$74.9K - $223K
|
662
$52K
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
659+ 1318.0% |
$74.5K - $222K
|
709
$55.7K
|
|
|
Nov 04, 2021
Q3 2021
|
Shell Asset Management CO
The Hague, P7 |
BUY
|
- |
656+ 65.86% |
$74.2K - $221K
|
1.65K
$130K
|
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
BUY
|
- |
653New |
$73.8K - $220K
|
653
$51.3K
|
|
|
Nov 03, 2021
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
652New |
$73.7K - $219K
|
652
$51.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Holderness Investments CO
Greensboro, NC |
BUY
|
- |
649New |
$73.4K - $218K
|
649
$51K
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
647New |
$73.2K - $218K
|
647
$50.8K
|
|
|
Oct 08, 2021
Q3 2021
|
Hbw Advisory Services LLC
|
BUY
|
- |
640New |
$72.4K - $215K
|
640
$50.2K
|
|
|
Nov 01, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
633New |
$71.6K - $213K
|
633
$49.7K
|
|
|
Nov 12, 2021
Q3 2021
|
American International Group, Inc.
New York, NY |
BUY
|
- |
625+ 240.38% |
$70.7K - $210K
|
885
$69.5K
|
|
|
Nov 10, 2021
Q3 2021
|
Truefg, LLC
Cedar Park, TX |
BUY
|
- |
625New |
$70.7K - $210K
|
625
$49.1K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
556+ 144.04% |
$62.9K - $187K
|
942
$74K
|
|
|
Oct 15, 2021
Q3 2021
|
Wolff Wiese Magana LLC
|
BUY
|
- |
539+ 89.09% |
$61K - $181K
|
1.14K
$89.8K
|
|
|
Nov 12, 2021
Q3 2021
|
Gables Capital Management Inc.
|
BUY
|
- |
530New |
$59.9K - $178K
|
530
$41.6K
|
|
|
Oct 20, 2021
Q3 2021
|
Toth Financial Advisory Corp
|
BUY
|
- |
500New |
$56.5K - $168K
|
500
$39.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Aton Ra Partners
Geneva, V8 |
BUY
|
- |
498+ 2.13% |
$56.3K - $167K
|
23.9K
$1.87M
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
476New |
$53.8K - $160K
|
476
$37.4K
|
|
|
Oct 12, 2021
Q3 2021
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
420+ 420.0% |
$47.5K - $141K
|
520
$40.8K
|
|
|
Jun 02, 2022
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
420+ 64.42% |
$47.5K - $141K
|
1.07K
$84.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
416+ 21.5% |
$47K - $140K
|
2.35K
$185K
|
|
|
Oct 18, 2021
Q3 2021
|
Atticus Wealth Management, LLC
|
BUY
|
- |
402New |
$45.5K - $135K
|
402
$31.6K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
371+ 10.26% |
$42K - $125K
|
3.99K
$313K
|
|
|
Nov 09, 2021
Q3 2021
|
Cibc Asset Management Inc
Toronto, A6 |
BUY
|
- |
366+ 13.56% |
$41.4K - $123K
|
3.07K
$241K
|