Insider Transactions in Q3 2021 at Upstart Holdings, Inc. (UPST)
Insider Transaction List (Q3 2021)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Sep 29
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
22,500
-7.55%
|
$7,290,000
$324.96 P/Share
|
|
Sep 29
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
22,500
+37.99%
|
$0
$0.23 P/Share
|
|
Sep 22
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
22,500
-5.39%
|
$7,245,000
$322.94 P/Share
|
|
Sep 22
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
22,500
+37.99%
|
$0
$0.23 P/Share
|
|
Sep 15
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
22,500
-5.34%
|
$6,075,000
$270.52 P/Share
|
|
Sep 15
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
22,500
+37.99%
|
$0
$0.23 P/Share
|
|
Sep 15
2021
|
Paul Gu Chief Technology Offier |
SELL
Open market or private sale
|
Direct |
155,000
-2.72%
|
$41,695,000
$269.75 P/Share
|
|
Sep 15
2021
|
Paul Gu Chief Technology Offier |
BUY
Exercise of conversion of derivative security
|
Direct |
155,000
+26.39%
|
$0
$0.23 P/Share
|
|
Sep 08
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
22,500
-6.41%
|
$6,030,000
$268.9 P/Share
|
|
Sep 08
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
22,500
+37.99%
|
$0
$0.23 P/Share
|
|
Sep 01
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
22,500
-16.96%
|
$5,062,500
$225.65 P/Share
|
|
Sep 01
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
22,500
+37.99%
|
$0
$0.23 P/Share
|
|
Sep 01
2021
|
Dave Girouard Chief Executive Officer |
SELL
Open market or private sale
|
Indirect |
12,498
-0.13%
|
$2,812,050
$225.52 P/Share
|
|
Sep 01
2021
|
Dave Girouard Chief Executive Officer |
SELL
Open market or private sale
|
Direct |
125,000
-17.49%
|
$28,250,000
$226.02 P/Share
|
|
Aug 25
2021
|
Natalia Mirgorodskaya Corporate Controller |
SELL
Open market or private sale
|
Direct |
271
-1.16%
|
$59,078
$218.8 P/Share
|
|
Aug 25
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
22,500
-9.8%
|
$4,905,000
$218.95 P/Share
|
|
Aug 25
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
22,500
+37.99%
|
$0
$0.23 P/Share
|
|
Aug 24
2021
|
Daniel S Loeb > 10% Shareholder |
SELL
Open market or private sale
|
Indirect |
100,000
-0.8%
|
$20,800,000
$208.69 P/Share
|
|
Aug 23
2021
|
Daniel S Loeb > 10% Shareholder |
SELL
Open market or private sale
|
Indirect |
484,400
-3.73%
|
$97,848,800
$202.62 P/Share
|
|
Aug 20
2021
|
Daniel S Loeb > 10% Shareholder |
SELL
Open market or private sale
|
Indirect |
396,822
-2.97%
|
$78,967,578
$199.62 P/Share
|
|
Aug 20
2021
|
Natalia Mirgorodskaya Corporate Controller |
SELL
Open market or private sale
|
Direct |
267
-1.13%
|
$52,065
$195.64 P/Share
|
|
Aug 19
2021
|
Paul Gu Chief Technology Offier |
BUY
Exercise of conversion of derivative security
|
Direct |
20,000
+6.72%
|
$20,000
$1.35 P/Share
|
|
Aug 19
2021
|
Anna M. Counselman SVP, People and Operations |
SELL
Open market or private sale
|
Direct |
608,355
-16.31%
|
$122,887,710
$202.71 P/Share
|
|
Aug 19
2021
|
Anna M. Counselman SVP, People and Operations |
BUY
Exercise of conversion of derivative security
|
Direct |
608,355
+40.81%
|
$0
$0.19 P/Share
|
|
Aug 18
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
22,500
-6.46%
|
$4,792,500
$213.27 P/Share
|
|
Aug 18
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
22,500
+37.99%
|
$0
$0.23 P/Share
|
|
Aug 16
2021
|
Paul Gu Chief Technology Offier |
SELL
Open market or private sale
|
Direct |
155,000
-1.87%
|
$31,155,000
$201.52 P/Share
|
|
Aug 16
2021
|
Paul Gu Chief Technology Offier |
BUY
Exercise of conversion of derivative security
|
Direct |
155,000
+16.2%
|
$0
$0.19 P/Share
|
|
Aug 12
2021
|
Natalia Mirgorodskaya Corporate Controller |
SELL
Open market or private sale
|
Direct |
16,351
-42.74%
|
$2,730,617
$167.62 P/Share
|
|
Aug 12
2021
|
Natalia Mirgorodskaya Corporate Controller |
BUY
Exercise of conversion of derivative security
|
Direct |
16,000
+29.49%
|
$0
$0.43 P/Share
|
|
Jul 14
2021
|
Paul Gu Chief Technology Offier |
BUY
Exercise of conversion of derivative security
|
Direct |
10,000
+3.77%
|
$20,000
$2.15 P/Share
|
|
Jul 13
2021
|
Paul Gu Chief Technology Offier |
BUY
Exercise of conversion of derivative security
|
Direct |
10,000
+3.92%
|
$20,000
$2.15 P/Share
|