Insider Transactions in Q4 2021 at Upstart Holdings, Inc. (UPST)
Insider Transaction List (Q4 2021)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Dec 29
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
7,500
-0.58%
|
$1,095,000
$146.22 P/Share
|
|
Dec 29
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
7,500
+3.86%
|
$0
$0.23 P/Share
|
|
Dec 22
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
7,500
-0.58%
|
$1,095,000
$146.36 P/Share
|
|
Dec 22
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
172,550
+23.14%
|
$172,550
$1.24 P/Share
|
|
Dec 15
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
7,500
-4.1%
|
$1,102,500
$147.63 P/Share
|
|
Dec 15
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
7,500
+25.66%
|
$0
$0.23 P/Share
|
|
Dec 08
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
7,500
-3.45%
|
$1,440,000
$192.03 P/Share
|
|
Dec 08
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
7,500
+25.66%
|
$0
$0.23 P/Share
|
|
Dec 03
2021
|
Daniel S Loeb > 10% Shareholder |
SELL
Open market or private sale
|
Indirect |
395,000
-0.21%
|
$70,705,000
$179.56 P/Share
|
|
Dec 02
2021
|
Daniel S Loeb > 10% Shareholder |
SELL
Open market or private sale
|
Indirect |
805,000
-0.38%
|
$138,460,000
$172.26 P/Share
|
|
Dec 01
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
7,500
-2.19%
|
$1,432,500
$191.96 P/Share
|
|
Dec 01
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
7,500
+25.66%
|
$0
$0.23 P/Share
|
|
Dec 01
2021
|
Dave Girouard Chief Executive Officer |
SELL
Open market or private sale
|
Direct |
125,000
-4.29%
|
$24,000,000
$192.82 P/Share
|
|
Dec 01
2021
|
Dave Girouard Chief Executive Officer |
SELL
Open market or private sale
|
Indirect |
12,498
-0.11%
|
$2,524,596
$202.55 P/Share
|
|
Nov 30
2021
|
Dave Girouard Chief Executive Officer |
SELL
Bona fide gift
|
Indirect |
101,270
-1.1%
|
-
|
|
Nov 26
2021
|
Natalia Mirgorodskaya Corporate Controller |
SELL
Open market or private sale
|
Direct |
259
-1.14%
|
$52,059
$201.3 P/Share
|
|
Nov 24
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
7,500
-2.95%
|
$1,507,500
$201.71 P/Share
|
|
Nov 24
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
7,500
+25.66%
|
$0
$0.23 P/Share
|
|
Nov 23
2021
|
Daniel S Loeb > 10% Shareholder |
SELL
Open market or private sale
|
Indirect |
200,000
-0.18%
|
$39,400,000
$197.97 P/Share
|
|
Nov 23
2021
|
Natalia Mirgorodskaya Corporate Controller |
SELL
Open market or private sale
|
Direct |
278
-1.21%
|
$55,044
$198.52 P/Share
|
|
Nov 19
2021
|
Cassidy Sukhinder Singh Director |
SELL
Open market or private sale
|
Direct |
5,000
-77.03%
|
$1,055,000
$211.76 P/Share
|
|
Nov 19
2021
|
Cassidy Sukhinder Singh Director |
BUY
Exercise of conversion of derivative security
|
Direct |
5,000
+43.51%
|
$40,000
$8.41 P/Share
|
|
Nov 19
2021
|
Daniel S Loeb > 10% Shareholder |
SELL
Open market or private sale
|
Indirect |
750,000
-0.34%
|
$162,000,000
$216.56 P/Share
|
|
Nov 17
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
12,500
-4.71%
|
$2,987,500
$239.07 P/Share
|
|
Nov 17
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
12,500
+31.86%
|
$0
$0.23 P/Share
|
|
Nov 15
2021
|
Daniel S Loeb > 10% Shareholder |
SELL
Open market or private sale
|
Indirect |
2,150,000
-0.65%
|
$531,050,000
$247.34 P/Share
|
|
Nov 15
2021
|
Paul Gu Chief Technology Offier |
SELL
Open market or private sale
|
Direct |
39,000
-0.36%
|
$9,594,000
$246.94 P/Share
|
|
Nov 15
2021
|
Paul Gu Chief Technology Offier |
BUY
Exercise of conversion of derivative security
|
Direct |
89,000
+6.38%
|
$89,000
$1.31 P/Share
|
|
Nov 15
2021
|
Mary Hentges Director |
SELL
Open market or private sale
|
Direct |
30,000
-13.75%
|
$7,470,000
$249.55 P/Share
|
|
Nov 15
2021
|
Mary Hentges Director |
BUY
Exercise of conversion of derivative security
|
Direct |
30,000
+48.79%
|
$90,000
$3.89 P/Share
|
|
Nov 11
2021
|
Hilliard C. Terry Iii Director |
SELL
Open market or private sale
|
Direct |
60,000
-17.67%
|
$15,300,000
$255.71 P/Share
|
|
Nov 11
2021
|
Hilliard C. Terry Iii Director |
BUY
Exercise of conversion of derivative security
|
Direct |
60,000
+49.39%
|
$180,000
$3.8 P/Share
|
|
Nov 10
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
22,500
-3.52%
|
$5,737,500
$255.61 P/Share
|
|
Nov 10
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
22,500
+27.23%
|
$0
$0.23 P/Share
|
|
Nov 10
2021
|
Paul Gu Chief Technology Offier |
BUY
Exercise of conversion of derivative security
|
Direct |
25,000
+6.37%
|
$25,000
$1.35 P/Share
|
|
Nov 09
2021
|
Paul Gu Chief Technology Offier |
BUY
Exercise of conversion of derivative security
|
Direct |
25,000
+6.8%
|
$25,000
$1.35 P/Share
|
|
Nov 03
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
22,500
-4.58%
|
$7,447,500
$331.01 P/Share
|
|
Nov 03
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
22,500
+37.99%
|
$0
$0.23 P/Share
|
|
Nov 01
2021
|
Dave Girouard Chief Executive Officer |
SELL
Open market or private sale
|
Direct |
125,000
-5.93%
|
$41,625,000
$333.92 P/Share
|
|
Nov 01
2021
|
Dave Girouard Chief Executive Officer |
SELL
Open market or private sale
|
Indirect |
12,498
-0.06%
|
$4,124,340
$330.56 P/Share
|
|
Oct 27
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
22,500
-4.82%
|
$7,267,500
$323.5 P/Share
|
|
Oct 27
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
22,500
+37.99%
|
$0
$0.23 P/Share
|
|
Oct 27
2021
|
Paul Gu Chief Technology Offier |
BUY
Exercise of conversion of derivative security
|
Direct |
20,000
+5.93%
|
$20,000
$1.35 P/Share
|
|
Oct 26
2021
|
Paul Gu Chief Technology Offier |
BUY
Exercise of conversion of derivative security
|
Direct |
20,000
+6.3%
|
$20,000
$1.35 P/Share
|
|
Oct 20
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
22,500
-6.48%
|
$8,100,000
$360.44 P/Share
|
|
Oct 20
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
22,500
+37.99%
|
$0
$0.23 P/Share
|
|
Oct 15
2021
|
Paul Gu Chief Technology Offier |
SELL
Open market or private sale
|
Direct |
155,000
-2.18%
|
$60,605,000
$391.48 P/Share
|
|
Oct 15
2021
|
Paul Gu Chief Technology Offier |
BUY
Exercise of conversion of derivative security
|
Direct |
155,000
+15.89%
|
$0
$0.33 P/Share
|
|
Oct 13
2021
|
Alison Nicoll General Counsel and Secretary |
SELL
Open market or private sale
|
Direct |
22,500
-5.71%
|
$7,582,500
$337.22 P/Share
|
|
Oct 13
2021
|
Alison Nicoll General Counsel and Secretary |
BUY
Exercise of conversion of derivative security
|
Direct |
22,500
+37.99%
|
$0
$0.23 P/Share
|